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NP

NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+10.75%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$2.39B
AUM Growth
+$1.43B
Cap. Flow
+$1.27B
Cap. Flow %
53.15%
Top 10 Hldgs %
51.94%
Holding
760
New
406
Increased
311
Reduced
22
Closed
10

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$137M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$97.7M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$80.1M
4
AAPL icon
Apple
AAPL
+$74.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$70.6M

Top Sells

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$799K
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$738K
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$351K
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$259K
5
NVO
Novo Nordisk
NVO
+$253K

Sector Composition

Rank Sector Weight
1 Technology 10.91%
2 Consumer Staples 6.84%
3 Financials 3.77%
4 Healthcare 3.74%
5 Consumer Discretionary 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IUSV icon
576
iShares Core S&P US Value ETF
IUSV
$27.1B
$125K 0.01%
+1,480
New +$115K
VB icon
577
Vanguard Morningstar Small-Cap ETF
VB
$79.1B
$124K 0.01%
+581
New +$112K
VDE icon
578
Vanguard Energy ETF
VDE
$9.97B
$121K 0.01%
+1,029
New +$123K
CMF icon
579
iShares California Muni Bond ETF
CMF
$4.54B
$120K 0.01%
+2,076
New +$116K
PHO icon
580
Invesco Water Resources ETF
PHO
$1.99B
$117K ﹤0.01%
+1,921
New +$106K
WRAP icon
581
Wrap Technologies
WRAP
$99.8M
$115K ﹤0.01%
37,092
– –
CDC icon
582
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$738M
$114K ﹤0.01%
+2,023
New +$113K
CGW icon
583
Invesco S&P Global Water Index ETF
CGW
$1.05B
$113K ﹤0.01%
+2,135
New +$104K
GGRP
584
Glimpse Group
GGRP
$20M
$113K ﹤0.01%
100,000
-93,478
-48% -$113K
CALF icon
585
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.65B
$107K ﹤0.01%
+2,225
New +$95.6K
MUB icon
586
iShares National Muni Bond ETF
MUB
$45.1B
$106K ﹤0.01%
+977
New +$102K
PTLC icon
587
Pacer Trendpilot US Large Cap ETF
PTLC
$3.24B
$106K ﹤0.01%
+2,415
New +$99.4K
BBH icon
588
VanEck Biotech ETF
BBH
$397M
$104K ﹤0.01%
+631
New +$97.1K
SPTS icon
589
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.1B
$103K ﹤0.01%
+3,559
New +$103K
VONE icon
590
Vanguard Russell 1000 ETF
VONE
$8.21B
$101K ﹤0.01%
+465
New +$94.2K
MOAT icon
591
VanEck Morningstar Wide Moat ETF
MOAT
$11.8B
$99.3K ﹤0.01%
+1,170
New +$90.9K
SHM icon
592
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$96.6K ﹤0.01%
+2,021
New +$94.8K
SUSB icon
593
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$96.4K ﹤0.01%
+3,939
New +$94.4K
EFIV icon
594
State Street SPDR S&P 500 ESG ETF
EFIV
$992M
$95.1K ﹤0.01%
+2,059
New +$89.3K
ICLN icon
595
iShares Global Clean Energy ETF
ICLN
$2.32B
$90K ﹤0.01%
+5,783
New +$81.3K
VNQI icon
596
Vanguard Global ex-US Real Estate ETF
VNQI
$3.51B
$89.6K ﹤0.01%
+2,104
New +$83.9K
PBI icon
597
Pitney Bowes
PBI
$2.33B
$85K ﹤0.01%
+19,321
New +$74.9K
SCHR
598
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$84.4K ﹤0.01%
+3,546
New +$85.7K
BAB icon
599
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$82.9K ﹤0.01%
+3,079
New +$78.8K
VIGI icon
600
Vanguard International Dividend Appreciation ETF
VIGI
$9.07B
$81.5K ﹤0.01%
+1,027
New +$75.7K
22 23
24
25 26

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WIA
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LBA
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B
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EIP
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CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
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DTC
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NorthRock Partners's Q4 2023 Portfolio in Review

As of Q4 2023, NorthRock Partners held 760 positions worth $2.39B, up 149% from $959M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

NorthRock Partners deployed $1.27B of net new capital in Q4 2023, opening 406 new positions and adding to 311 existing holdings. Its largest new stake was Keurig Dr Pepper: 407,903 shares worth $13.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio Developed World ex-US ETF, an estimated $799K trimmed.

  • NorthRock Partners's largest Q4 2023 buy was Keurig Dr Pepper: 407,903 shares worth $13.6M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $137M increase.
  • NorthRock Partners's biggest Q4 2023 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $799K.
  • NorthRock Partners fully exited Novo Nordisk in Q4 2023, selling an estimated $253K.
  • NorthRock Partners's ten largest holdings make up 52% of its $2.39B portfolio in Q4 2023.
  • NorthRock Partners opened 406 new positions and closed 10 in Q4 2023.
  • NorthRock Partners's portfolio value rose 149% quarter-over-quarter to $2.39B.

Based on NorthRock Partners's 13F filing for Q4 2023, filed 8 Feb 2024.