NP

NorthRock Partners Portfolio holdings

AUM $5.53B
1-Year Est. Return 14.33%
This Quarter Est. Return
1 Year Est. Return
+14.33%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.84B
AUM Growth
+$860M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
949
New
Increased
Reduced
Closed

Top Buys

1
+$387M
2
+$37.7M
3
+$35.2M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.2M
5
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$14.9M

Top Sells

1
+$4.81M
2
+$3.11M
3
+$2.47M
4
IGEB icon
iShares Investment Grade Systematic Bond ETF
IGEB
+$1.23M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.15M

Sector Composition

1 Technology 10.61%
2 Financials 4.89%
3 Consumer Staples 4.21%
4 Industrials 3.02%
5 Consumer Discretionary 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWBC icon
501
East-West Bancorp
EWBC
$14.1B
$346K 0.01%
3,425
+783
SCHD icon
502
Schwab US Dividend Equity ETF
SCHD
$71.2B
$345K 0.01%
12,960
-613
ATMU icon
503
Atmus Filtration Technologies
ATMU
$3.88B
$343K 0.01%
9,418
-229
ROP icon
504
Roper Technologies
ROP
$48.4B
$340K 0.01%
600
-33
NVO icon
505
Novo Nordisk
NVO
$214B
$336K 0.01%
+4,870
BALL icon
506
Ball Corp
BALL
$12.8B
$333K 0.01%
5,941
+1,852
EME icon
507
Emcor
EME
$27.7B
$332K 0.01%
+620
UAL icon
508
United Airlines
UAL
$30.8B
$329K 0.01%
+4,130
ESGE icon
509
iShares ESG Aware MSCI EM ETF
ESGE
$5.61B
$329K 0.01%
8,393
-1,197
BDX icon
510
Becton Dickinson
BDX
$55.3B
$325K 0.01%
+1,885
CW icon
511
Curtiss-Wright
CW
$20.3B
$324K 0.01%
+663
L icon
512
Loews
L
$21.6B
$323K 0.01%
3,522
+1,236
IVE icon
513
iShares S&P 500 Value ETF
IVE
$42.4B
$321K 0.01%
1,641
-1,280
AZN icon
514
AstraZeneca
AZN
$276B
$319K 0.01%
4,572
-401
SOFI icon
515
SoFi Technologies
SOFI
$33.5B
$316K 0.01%
17,374
+2,601
FDL icon
516
First Trust Morningstar Dividend Leaders Index Fund
FDL
$5.79B
$316K 0.01%
7,554
OXY icon
517
Occidental Petroleum
OXY
$42.1B
$315K 0.01%
7,453
+2,850
IBKR icon
518
Interactive Brokers
IBKR
$29.4B
$311K 0.01%
+5,632
WSM icon
519
Williams-Sonoma
WSM
$22.2B
$310K 0.01%
1,897
-213
STE icon
520
Steris
STE
$25.4B
$310K 0.01%
1,290
+231
TTWO icon
521
Take-Two Interactive
TTWO
$43.4B
$310K 0.01%
1,276
-391
CFG icon
522
Citizens Financial Group
CFG
$22.2B
$309K 0.01%
6,908
+1,116
IJS icon
523
iShares S&P Small-Cap 600 Value ETF
IJS
$6.63B
$307K 0.01%
3,084
+25
GGAL icon
524
Galicia Financial Group
GGAL
$8.48B
$306K 0.01%
6,066
-1
FIX icon
525
Comfort Systems
FIX
$32.1B
$303K 0.01%
+565
19 20
21
22 23