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NorthRock Partners Portfolio holdings
AUM
$6.2B
1-Year Est. Return
15.8%
This Fund
S&P 500
This Quarter
Est. Return
+10.75%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$2.39B
AUM Growth
+$1.43B
(+149%)
Cap. Flow
+$1.27B
Cap. Flow
% of AUM
53.15%
Top 10 Holdings %
Top 10 Hldgs %
51.94%
Holding
760
New
406
Increased
311
Reduced
22
Closed
10
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$137M |
| 2 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$97.7M |
| 3 |
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
|
+$80.1M |
| 4 |
Apple
AAPL
|
+$74.1M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$70.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
|
+$799K |
| 2 |
Vanguard Mortgage-Backed Securities ETF
VMBS
|
+$738K |
| 3 |
iShares Floating Rate Bond ETF
FLOT
|
+$351K |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$259K |
| 5 |
NVO
Novo Nordisk
NVO
|
+$253K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.91% |
| 2 | Consumer Staples | 6.84% |
| 3 | Financials | 3.77% |
| 4 | Healthcare | 3.74% |
| 5 | Consumer Discretionary | 3.25% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
501
Evergy
EVRG
$19.2B
| $241K | 0.01% |
+4,620
| New | +$233K |
|
502
Public Service Enterprise Group
PEG
$38.5B
| $241K | 0.01% |
+3,938
| New | +$242K |
|
503
CF Industries
CF
$19.2B
| $240K | 0.01% |
3,013
+340
| +13% | +$27.1K |
|
504
Las Vegas Sands
LVS
$31.7B
| $238K | 0.01% |
+4,835
| New | +$229K |
|
505
Floor & Decor
FND
$6.2B
| $237K | 0.01% |
+2,120
| New | +$195K |
|
506
WEX
WEX
$6.29B
| $235K | 0.01% |
+1,210
| New | +$219K |
|
507
Howmet Aerospace
HWM
$113B
| $235K | 0.01% |
+4,339
| New | +$214K |
|
508
eBay
EBAY
$50.1B
| $234K | 0.01% |
+5,365
| New | +$222K |
|
509
Huntington Bancshares
HBAN
$34.5B
| $234K | 0.01% |
+18,136
| New | +$198K |
|
510
Corning
GLW
$121B
| $231K | 0.01% |
+7,576
| New | +$217K |
|
|
MRO
511
DELISTED
Marathon Oil Corporation
MRO
| $230K | 0.01% |
9,536
-548
| -5% | -$14.1K |
|
512
Dimensional US Small Cap ETF
DFAS
$15.3B
| $230K | 0.01% |
+3,862
| New | +$207K |
|
513
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
| $228K | 0.01% |
+2,315
| New | +$226K |
|
514
Dollar Tree
DLTR
$24.5B
| $228K | 0.01% |
+1,606
| New | +$190K |
|
515
Global Payments
GPN
$23.2B
| $227K | 0.01% |
+1,786
| New | +$207K |
|
516
Schwab US TIPS ETF
SCHP
$16.3B
| $226K | 0.01% |
+10,054
| New | +$256K |
|
517
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
| $226K | 0.01% |
3,867
+194
| +5% | +$11.2K |
|
518
PPG Industries
PPG
$24.5B
| $224K | 0.01% |
+1,499
| New | +$203K |
|
519
Fidelity National Financial
FNF
$13.9B
| $224K | 0.01% |
+4,392
| New | +$191K |
|
520
Fortune Brands Innovations
FBIN
$5.83B
| $224K | 0.01% |
+2,939
| New | +$193K |
|
521
Trade Desk
TTD
$8.38B
| $222K | 0.01% |
+3,084
| New | +$227K |
|
522
Schwab Emerging Markets Equity ETF
SCHE
$12.5B
| $221K | 0.01% |
+8,896
| New | +$214K |
|
523
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
| $220K | 0.01% |
+3,050
| New | +$211K |
|
524
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
| $219K | 0.01% |
+2,027
| New | +$203K |
|
525
PG&E
PCG
$38.6B
| $219K | 0.01% |
+12,124
| New | +$205K |
|
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NorthRock Partners's Q4 2023 Portfolio in Review
As of Q4 2023, NorthRock Partners held 760 positions worth $2.39B, up 149% from $959M the previous quarter. Its ten largest holdings account for 52% of the portfolio.
NorthRock Partners deployed $1.27B of net new capital in Q4 2023, opening 406 new positions and adding to 311 existing holdings. Its largest new stake was Keurig Dr Pepper: 407,903 shares worth $13.6M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Staples and Financials.
On the sell side, the largest reduction was State Street SPDR Portfolio Developed World ex-US ETF, an estimated $799K trimmed.
- NorthRock Partners's largest Q4 2023 buy was Keurig Dr Pepper: 407,903 shares worth $13.6M.
- NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $137M increase.
- NorthRock Partners's biggest Q4 2023 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $799K.
- NorthRock Partners fully exited Novo Nordisk in Q4 2023, selling an estimated $253K.
- NorthRock Partners's ten largest holdings make up 52% of its $2.39B portfolio in Q4 2023.
- NorthRock Partners opened 406 new positions and closed 10 in Q4 2023.
- NorthRock Partners's portfolio value rose 149% quarter-over-quarter to $2.39B.
Based on NorthRock Partners's 13F filing for Q4 2023, filed 8 Feb 2024.