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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+10.75%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$2.39B
AUM Growth
+$1.43B
Cap. Flow
+$1.27B
Cap. Flow %
53.15%
Top 10 Hldgs %
51.94%
Holding
760
New
406
Increased
311
Reduced
22
Closed
10

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$137M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$97.7M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$80.1M
4
AAPL icon
Apple
AAPL
+$74.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$70.6M

Top Sells

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$799K
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$738K
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$351K
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$259K
5
NVO
Novo Nordisk
NVO
+$253K

Sector Composition

Rank Sector Weight
1 Technology 10.91%
2 Consumer Staples 6.84%
3 Financials 3.77%
4 Healthcare 3.74%
5 Consumer Discretionary 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIIB icon
476
Biogen
BIIB
$29.8B
$272K 0.01%
+1,050
New +$258K
WMB icon
477
Williams Companies
WMB
$86.2B
$272K 0.01%
+7,801
New +$274K
TSCO icon
478
Tractor Supply
TSCO
$16.7B
$271K 0.01%
+6,310
New +$258K
AES icon
479
AES
AES
$10.5B
$271K 0.01%
+14,081
New +$229K
FDL icon
480
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.79B
$271K 0.01%
+7,554
New +$256K
GPC icon
481
Genuine Parts
GPC
$17.7B
$271K 0.01%
+1,942
New +$266K
JMST icon
482
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.09B
$265K 0.01%
+5,199
New +$263K
AVY icon
483
Avery Dennison
AVY
$13.1B
$264K 0.01%
1,305
-124
-9% -$23.2K
EXAS
484
DELISTED
Exact Sciences
EXAS
$264K 0.01%
+3,564
New +$234K
TRGP icon
485
Targa Resources
TRGP
$56.8B
$263K 0.01%
3,028
+233
+8% +$20K
PWB icon
486
Invesco Large Cap Growth ETF
PWB
$2.33B
$263K 0.01%
3,380
– –
BDX icon
487
Becton Dickinson
BDX
$46.7B
$262K 0.01%
1,076
-91
-8% -$22.4K
SEMI icon
488
Columbia Seligman Semiconductor and Technology ETF
SEMI
$37.3M
$262K 0.01%
+11,700
New +$234K
OBDC icon
489
Blue Owl Capital
OBDC
$5.47B
$260K 0.01%
+17,187
New +$244K
ICLR icon
490
Icon
ICLR
$12.3B
$256K 0.01%
+906
New +$234K
WSM icon
491
Williams-Sonoma
WSM
$28.2B
$254K 0.01%
+2,520
New +$218K
LRGF icon
492
iShares US Equity Factor ETF
LRGF
$3.63B
$253K 0.01%
+5,233
New +$236K
CAG icon
493
Conagra Brands
CAG
$7.08B
$253K 0.01%
+8,810
New +$247K
VMC icon
494
Vulcan Materials
VMC
$36.4B
$251K 0.01%
+1,106
New +$234K
DFAT icon
495
Dimensional US Targeted Value ETF
DFAT
$14.6B
$249K 0.01%
+4,753
New +$222K
ZION icon
496
Zions Bancorporation
ZION
$10.3B
$248K 0.01%
+5,660
New +$204K
VONG icon
497
Vanguard Russell 1000 Growth ETF
VONG
$43.8B
$245K 0.01%
+3,140
New +$229K
EPAM icon
498
EPAM Systems
EPAM
$5.56B
$244K 0.01%
+820
New +$208K
J icon
499
Jacobs Solutions
J
$16.4B
$244K 0.01%
+2,270
New +$247K
IEMG icon
500
iShares Core MSCI Emerging Markets ETF
IEMG
$152B
$243K 0.01%
+4,800
New +$233K
18 19
20
21 22

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
Deep Track Capital Greenwich, Connecticut $6.12B AUM 144% 1-Year Est. Return

NorthRock Partners's Q4 2023 Portfolio in Review

As of Q4 2023, NorthRock Partners held 760 positions worth $2.39B, up 149% from $959M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

NorthRock Partners deployed $1.27B of net new capital in Q4 2023, opening 406 new positions and adding to 311 existing holdings. Its largest new stake was Keurig Dr Pepper: 407,903 shares worth $13.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio Developed World ex-US ETF, an estimated $799K trimmed.

  • NorthRock Partners's largest Q4 2023 buy was Keurig Dr Pepper: 407,903 shares worth $13.6M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $137M increase.
  • NorthRock Partners's biggest Q4 2023 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $799K.
  • NorthRock Partners fully exited Novo Nordisk in Q4 2023, selling an estimated $253K.
  • NorthRock Partners's ten largest holdings make up 52% of its $2.39B portfolio in Q4 2023.
  • NorthRock Partners opened 406 new positions and closed 10 in Q4 2023.
  • NorthRock Partners's portfolio value rose 149% quarter-over-quarter to $2.39B.

Based on NorthRock Partners's 13F filing for Q4 2023, filed 8 Feb 2024.