We are live on ! Find out more
NP

NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+10.75%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$2.39B
AUM Growth
+$1.43B
Cap. Flow
+$1.27B
Cap. Flow %
53.15%
Top 10 Hldgs %
51.94%
Holding
760
New
406
Increased
311
Reduced
22
Closed
10

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$137M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$97.7M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$80.1M
4
AAPL icon
Apple
AAPL
+$74.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$70.6M

Top Sells

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$799K
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$738K
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$351K
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$259K
5
NVO
Novo Nordisk
NVO
+$253K

Sector Composition

Rank Sector Weight
1 Technology 10.91%
2 Consumer Staples 6.84%
3 Financials 3.77%
4 Healthcare 3.74%
5 Consumer Discretionary 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSLA icon
26
Tesla
TSLA
$1.18T
$14.2M 0.59%
57,202
+31,841
+126% +$7.57M
BRK.B icon
27
Berkshire Hathaway Class B
BRK.B
$1.1T
$14M 0.59%
39,212
+20,643
+111% +$7.25M
KDP icon
28
Keurig Dr Pepper
KDP
$42.8B
$13.6M 0.57%
+407,903
New +$12.7M
VTI icon
29
Vanguard Total Stock Market ETF
VTI
$646B
$13.2M 0.55%
55,837
+27,110
+94% +$5.99M
AMP icon
30
Ameriprise Financial
AMP
$47.8B
$12.6M 0.53%
33,227
+2,409
+8% +$826K
KHC icon
31
Kraft Heinz
KHC
$32.8B
$11.6M 0.49%
313,478
+69,875
+29% +$2.38M
MO icon
32
Altria Group
MO
$125B
$11.4M 0.48%
275,760
+109,860
+66% +$4.54M
ABBV icon
33
AbbVie
ABBV
$465B
$11.3M 0.47%
72,858
+49,769
+216% +$7.26M
SCHX icon
34
Schwab US Large- Cap ETF
SCHX
$70.3B
$10.9M 0.46%
579,315
+131,346
+29% +$2.31M
IWP icon
35
iShares Russell Mid-Cap Growth ETF
IWP
$19.4B
$10.7M 0.45%
102,594
+38,084
+59% +$3.61M
META icon
36
Meta Platforms (Facebook)
META
$1.49T
$10.3M 0.43%
29,097
+15,651
+116% +$5.1M
ATI icon
37
ATI
ATI
$24.3B
$9.04M 0.38%
198,886
+150
+0.1% +$6.23K
IWR icon
38
iShares Russell Mid-Cap ETF
IWR
$55.9B
$9.02M 0.38%
116,092
+112,438
+3,077% +$7.99M
CAH icon
39
Cardinal Health
CAH
$53.7B
$8.85M 0.37%
+87,812
New +$8.71M
JPM icon
40
JPMorgan Chase
JPM
$916B
$8.65M 0.36%
50,882
+18,343
+56% +$2.78M
GOOG icon
41
Alphabet (Google) Class C
GOOG
$4.11T
$8.46M 0.35%
60,010
+41,176
+219% +$5.59M
SPTI icon
42
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.5B
$8.15M 0.34%
+285,482
New +$7.92M
QUAL icon
43
iShares MSCI USA Quality Factor ETF
QUAL
$45.7B
$7.98M 0.33%
54,186
+50,670
+1,441% +$7.01M
JNJ icon
44
Johnson & Johnson
JNJ
$640B
$7.87M 0.33%
50,242
+23,768
+90% +$3.64M
SDY icon
45
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$7.37M 0.31%
58,988
+47,688
+422% +$5.6M
COST icon
46
Costco
COST
$432B
$7.28M 0.3%
10,795
+5,262
+95% +$3.12M
VIG icon
47
Vanguard Dividend Appreciation ETF
VIG
$111B
$7.17M 0.3%
42,072
+20,676
+97% +$3.33M
QEFA icon
48
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.05B
$6.96M 0.29%
+95,258
New +$6.55M
PG icon
49
Procter & Gamble
PG
$340B
$6.91M 0.29%
47,127
+25,950
+123% +$3.84M
LLY icon
50
Eli Lilly
LLY
$1.08T
$6.83M 0.29%
11,717
+6,543
+126% +$3.82M
1
2
3 4 5

Similar funds

WIA
World Investment Advisors Santa Barbara, California $6.2B AUM 19.68% 1-Year Est. Return
LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
B
Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return
EIP
Energy Income Partners Westport, Connecticut $6.22B AUM 18.97% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return
DTC
Deep Track Capital Greenwich, Connecticut $6.12B AUM 144% 1-Year Est. Return

NorthRock Partners's Q4 2023 Portfolio in Review

As of Q4 2023, NorthRock Partners held 760 positions worth $2.39B, up 149% from $959M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

NorthRock Partners deployed $1.27B of net new capital in Q4 2023, opening 406 new positions and adding to 311 existing holdings. Its largest new stake was Keurig Dr Pepper: 407,903 shares worth $13.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio Developed World ex-US ETF, an estimated $799K trimmed.

  • NorthRock Partners's largest Q4 2023 buy was Keurig Dr Pepper: 407,903 shares worth $13.6M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $137M increase.
  • NorthRock Partners's biggest Q4 2023 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $799K.
  • NorthRock Partners fully exited Novo Nordisk in Q4 2023, selling an estimated $253K.
  • NorthRock Partners's ten largest holdings make up 52% of its $2.39B portfolio in Q4 2023.
  • NorthRock Partners opened 406 new positions and closed 10 in Q4 2023.
  • NorthRock Partners's portfolio value rose 149% quarter-over-quarter to $2.39B.

Based on NorthRock Partners's 13F filing for Q4 2023, filed 8 Feb 2024.