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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-4.02%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$959M
AUM Growth
+$45.5M
Cap. Flow
+$89.5M
Cap. Flow %
9.34%
Top 10 Hldgs %
57.34%
Holding
374
New
61
Increased
210
Reduced
70
Closed
20

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$22.4M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$7.2M
3
MSFT icon
Microsoft
MSFT
+$2.9M
4
AAPL icon
Apple
AAPL
+$2.75M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$2.29M

Top Sells

Rank Stock Value
1
SYY icon
Sysco
SYY
+$1.37M
2
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$638K
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$563K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$513K
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$447K

Sector Composition

Rank Sector Weight
1 Technology 10.46%
2 Consumer Staples 7.87%
3 Financials 4.6%
4 Healthcare 3.76%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSLA icon
26
Tesla
TSLA
$1.18T
$6.35M 0.66%
25,361
+3,929
+18% +$1.01M
VTI icon
27
Vanguard Total Stock Market ETF
VTI
$646B
$6.1M 0.64%
28,727
+1,006
+4% +$223K
IWP icon
28
iShares Russell Mid-Cap Growth ETF
IWP
$19.4B
$5.89M 0.61%
64,510
-446
-0.7% -$42.6K
JPM icon
29
JPMorgan Chase
JPM
$916B
$4.72M 0.49%
32,539
+5,353
+20% +$802K
JNJ icon
30
Johnson & Johnson
JNJ
$640B
$4.12M 0.43%
26,474
+6,144
+30% +$1.01M
META icon
31
Meta Platforms (Facebook)
META
$1.49T
$4.04M 0.42%
13,446
+2,245
+20% +$676K
MCD icon
32
McDonald's
MCD
$193B
$3.63M 0.38%
13,790
+296
+2% +$84.4K
QQQ icon
33
Invesco QQQ Trust
QQQ
$436B
$3.51M 0.37%
9,801
+12
+0.1% +$4.45K
ABBV icon
34
AbbVie
ABBV
$465B
$3.44M 0.36%
23,089
+1,993
+9% +$293K
VIG icon
35
Vanguard Dividend Appreciation ETF
VIG
$111B
$3.32M 0.35%
21,396
-3,163
-13% -$513K
UNH icon
36
UnitedHealth
UNH
$382B
$3.3M 0.34%
6,543
+693
+12% +$341K
COST icon
37
Costco
COST
$432B
$3.13M 0.33%
5,533
+1,548
+39% +$854K
V icon
38
Visa
V
$701B
$3.09M 0.32%
13,448
+4,700
+54% +$1.13M
PG icon
39
Procter & Gamble
PG
$340B
$3.09M 0.32%
21,177
+3,785
+22% +$578K
LLY icon
40
Eli Lilly
LLY
$1.08T
$2.78M 0.29%
5,174
+1,119
+28% +$577K
MRK icon
41
Merck
MRK
$322B
$2.68M 0.28%
26,078
+4,748
+22% +$512K
XOM icon
42
ExxonMobil
XOM
$650B
$2.67M 0.28%
22,712
+3,864
+21% +$424K
IWD icon
43
iShares Russell 1000 Value ETF
IWD
$81.4B
$2.62M 0.27%
17,237
+74
+0.4% +$11.7K
MA icon
44
Mastercard
MA
$498B
$2.55M 0.27%
6,441
+2,186
+51% +$877K
GOOG icon
45
Alphabet (Google) Class C
GOOG
$4.11T
$2.48M 0.26%
18,834
+5,049
+37% +$656K
BA icon
46
Boeing
BA
$169B
$2.43M 0.25%
12,689
+1,054
+9% +$231K
IWB icon
47
iShares Russell 1000 ETF
IWB
$47.1B
$2.2M 0.23%
9,382
+52
+0.6% +$12.7K
ITW icon
48
Illinois Tool Works
ITW
$84.1B
$2.19M 0.23%
9,519
+196
+2% +$47.8K
SCHM icon
49
Schwab US Mid-Cap ETF
SCHM
$14.2B
$2.18M 0.23%
+96,657
New +$2.29M
ESTA icon
50
Establishment Labs
ESTA
$2.71B
$2.11M 0.22%
42,931
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1
2
3 4 5

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NorthRock Partners's Q3 2023 Portfolio in Review

As of Q3 2023, NorthRock Partners held 374 positions worth $959M, up 5% from $913M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

NorthRock Partners deployed $89.5M of net new capital in Q3 2023, opening 61 new positions and adding to 210 existing holdings. Its largest new stake was Schwab US Mid-Cap ETF: 96,657 shares worth $2.18M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $638K trimmed.

  • NorthRock Partners's largest Q3 2023 buy was Schwab US Mid-Cap ETF: 96,657 shares worth $2.18M.
  • NorthRock Partners added most to iShares 0-3 Month Treasury Bond ETF in Q3 2023, an estimated $22.4M increase.
  • NorthRock Partners's biggest Q3 2023 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $638K.
  • NorthRock Partners fully exited Sysco in Q3 2023, selling an estimated $1.37M.
  • NorthRock Partners's ten largest holdings make up 57% of its $959M portfolio in Q3 2023.
  • NorthRock Partners opened 61 new positions and closed 20 in Q3 2023.
  • NorthRock Partners's portfolio value rose 5% quarter-over-quarter to $959M.

Based on NorthRock Partners's 13F filing for Q3 2023, filed 24 Oct 2023.