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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$939M
AUM Growth
+$60.9M
Cap. Flow
-$1.24M
Cap. Flow %
-0.13%
Top 10 Hldgs %
61.63%
Holding
367
New
25
Increased
90
Reduced
190
Closed
40

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$5.62M
2
TGT icon
Target
TGT
+$4.86M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$4.68M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.55M
5
ATI icon
ATI
ATI
+$3.04M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$3.27M
2
MDLZ icon
Mondelez International
MDLZ
+$1.31M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.3M
4
NFE icon
New Fortress Energy
NFE
+$1.14M
5
NVDA icon
NVIDIA
NVDA
+$1.09M

Sector Composition

Rank Sector Weight
1 Technology 11.03%
2 Consumer Staples 9.67%
3 Financials 4.02%
4 Healthcare 3.82%
5 Industrials 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSLA icon
26
Tesla
TSLA
$1.18T
$4.6M 0.49%
22,190
+3,372
+18% +$588K
IWM icon
27
iShares Russell 2000 ETF
IWM
$79.1B
$4.49M 0.48%
25,176
-728
-3% -$134K
VIG icon
28
Vanguard Dividend Appreciation ETF
VIG
$111B
$4.34M 0.46%
28,157
+788
+3% +$121K
MCD icon
29
McDonald's
MCD
$193B
$4.25M 0.45%
15,185
+1,361
+10% +$365K
ABBV icon
30
AbbVie
ABBV
$465B
$4.2M 0.45%
26,335
+885
+3% +$135K
JPM icon
31
JPMorgan Chase
JPM
$916B
$3.74M 0.4%
28,717
-820
-3% -$112K
JNJ icon
32
Johnson & Johnson
JNJ
$640B
$3.65M 0.39%
23,527
-1,650
-7% -$266K
QQQ icon
33
Invesco QQQ Trust
QQQ
$436B
$3.37M 0.36%
10,498
-255
-2% -$75.2K
UNH icon
34
UnitedHealth
UNH
$382B
$3.23M 0.34%
6,836
-909
-12% -$439K
PG icon
35
Procter & Gamble
PG
$340B
$2.91M 0.31%
19,578
-153
-0.8% -$21.9K
ESTA icon
36
Establishment Labs
ESTA
$2.71B
$2.91M 0.31%
42,931
– –
IWD icon
37
iShares Russell 1000 Value ETF
IWD
$81.4B
$2.81M 0.3%
18,438
-796
-4% -$123K
IWB icon
38
iShares Russell 1000 ETF
IWB
$47.1B
$2.71M 0.29%
12,032
-2,271
-16% -$500K
META icon
39
Meta Platforms (Facebook)
META
$1.49T
$2.51M 0.27%
11,839
-1,994
-14% -$340K
ITW icon
40
Illinois Tool Works
ITW
$84.1B
$2.33M 0.25%
9,561
+1,123
+13% +$262K
BA icon
41
Boeing
BA
$169B
$2.27M 0.24%
10,697
-421
-4% -$87.5K
COST icon
42
Costco
COST
$432B
$2.27M 0.24%
4,562
+262
+6% +$128K
MRK icon
43
Merck
MRK
$322B
$2.15M 0.23%
20,232
-453
-2% -$48.9K
V icon
44
Visa
V
$701B
$2.09M 0.22%
9,252
-1,385
-13% -$308K
XOM icon
45
ExxonMobil
XOM
$650B
$2.07M 0.22%
18,909
-2,135
-10% -$236K
PEP icon
46
PepsiCo
PEP
$196B
$2.03M 0.22%
11,121
-829
-7% -$145K
SYY icon
47
Sysco
SYY
$40.8B
$1.96M 0.21%
25,366
+746
+3% +$57.3K
EFG icon
48
iShares MSCI EAFE Growth ETF
EFG
$16.2B
$1.94M 0.21%
20,698
+200
+1% +$18K
HON icon
49
Honeywell
HON
$76.4B
$1.88M 0.2%
10,448
-575
-5% -$108K
UPS icon
50
United Parcel Service
UPS
$88.9B
$1.88M 0.2%
9,683
-342
-3% -$62.7K
1
2
3 4 5

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NorthRock Partners's Q1 2023 Portfolio in Review

As of Q1 2023, NorthRock Partners held 367 positions worth $939M, up 6.9% from $879M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

NorthRock Partners's Q1 2023 filing shows 25 new, 90 increased, 190 reduced and 40 closed positions. Its largest new stake was Dominion Energy: 5,726 shares worth $320K. The largest sale was Vanguard S&P 500 ETF, an estimated $3.27M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.9% a quarter earlier, followed by Consumer Staples and Financials.

  • NorthRock Partners's largest Q1 2023 buy was Dominion Energy: 5,726 shares worth $320K.
  • NorthRock Partners added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q1 2023, an estimated $5.62M increase.
  • NorthRock Partners's biggest Q1 2023 reduction was Vanguard S&P 500 ETF, cutting an estimated $3.27M.
  • NorthRock Partners fully exited iShares Preferred and Income Securities ETF in Q1 2023, selling an estimated $1.3M.
  • NorthRock Partners's ten largest holdings make up 62% of its $939M portfolio in Q1 2023.
  • NorthRock Partners opened 25 new positions and closed 40 in Q1 2023.
  • NorthRock Partners's portfolio value rose 6.9% quarter-over-quarter to $939M.

Based on NorthRock Partners's 13F filing for Q1 2023, filed 4 May 2023.