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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+9.06%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$879M
AUM Growth
+$18.1M
Cap. Flow
-$49.6M
Cap. Flow %
-5.64%
Top 10 Hldgs %
59.43%
Holding
356
New
56
Increased
137
Reduced
131
Closed
14

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$14M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$3.03M
3
SYY icon
Sysco
SYY
+$1.99M
4
MA icon
Mastercard
MA
+$942K
5
TSN icon
Tyson Foods
TSN
+$863K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.67M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$8.04M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.79M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.15M

Sector Composition

Rank Sector Weight
1 Technology 9.88%
2 Consumer Staples 9.86%
3 Financials 4.67%
4 Healthcare 4.57%
5 Industrials 2.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
26
Vanguard S&P 500 ETF
VOO
$956B
$4.23M 0.48%
12,051
-189
-2% -$66.8K
VIG icon
27
Vanguard Dividend Appreciation ETF
VIG
$111B
$4.16M 0.47%
27,369
-373
-1% -$55.6K
ABBV icon
28
AbbVie
ABBV
$465B
$4.11M 0.47%
25,450
-4,675
-16% -$717K
UNH icon
29
UnitedHealth
UNH
$382B
$4.11M 0.47%
7,745
+46
+0.6% +$24.4K
JPM icon
30
JPMorgan Chase
JPM
$916B
$3.96M 0.45%
29,537
+1,459
+5% +$185K
MCD icon
31
McDonald's
MCD
$193B
$3.64M 0.41%
13,824
-3,241
-19% -$855K
ATI icon
32
ATI
ATI
$24.3B
$3.53M 0.4%
118,211
-45,000
-28% -$1.32M
NVDA icon
33
NVIDIA
NVDA
$4.6T
$3.39M 0.39%
232,150
+23,390
+11% +$343K
IWB icon
34
iShares Russell 1000 ETF
IWB
$47.1B
$3.01M 0.34%
+14,303
New +$3.03M
PG icon
35
Procter & Gamble
PG
$340B
$2.99M 0.34%
19,731
-2,330
-11% -$327K
IWD icon
36
iShares Russell 1000 Value ETF
IWD
$81.4B
$2.92M 0.33%
19,234
-1,055
-5% -$158K
QQQ icon
37
Invesco QQQ Trust
QQQ
$436B
$2.86M 0.33%
10,753
-640
-6% -$177K
ESTA icon
38
Establishment Labs
ESTA
$2.71B
$2.82M 0.32%
42,931
– –
XOM icon
39
ExxonMobil
XOM
$650B
$2.32M 0.26%
21,044
-767
-4% -$82.2K
TSLA icon
40
Tesla
TSLA
$1.18T
$2.32M 0.26%
18,818
+925
+5% +$175K
MRK icon
41
Merck
MRK
$322B
$2.3M 0.26%
20,685
-347
-2% -$35.5K
CVX icon
42
Chevron
CVX
$382B
$2.26M 0.26%
12,611
-78
-0.6% -$13.6K
HON icon
43
Honeywell
HON
$76.4B
$2.23M 0.25%
11,023
+1,095
+11% +$209K
V icon
44
Visa
V
$701B
$2.21M 0.25%
10,637
+938
+10% +$189K
HD icon
45
Home Depot
HD
$337B
$2.16M 0.25%
6,850
+1,885
+38% +$574K
PEP icon
46
PepsiCo
PEP
$196B
$2.16M 0.25%
11,950
-273
-2% -$48.7K
BA icon
47
Boeing
BA
$169B
$2.12M 0.24%
11,118
-625
-5% -$102K
COST icon
48
Costco
COST
$432B
$1.96M 0.22%
4,300
-192
-4% -$93.8K
LLY icon
49
Eli Lilly
LLY
$1.08T
$1.9M 0.22%
5,182
+1,043
+25% +$370K
SYY icon
50
Sysco
SYY
$40.8B
$1.88M 0.21%
+24,620
New +$1.99M
1
2
3 4 5

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2022 Portfolio in Review

As of Q4 2022, NorthRock Partners held 356 positions worth $879M, up 2.1% from $860M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

NorthRock Partners withdrew a net $49.6M in Q4 2022, closing 14 positions and reducing 131 holdings. Its most notable exit was JPMorgan Ultra-Short Income ETF, an estimated $6.15M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, down from 10% a quarter earlier, followed by Consumer Staples and Financials.

Against the trend, NorthRock Partners opened a new position in iShares Russell 1000 ETF worth $3.01M.

  • NorthRock Partners's largest Q4 2022 buy was iShares Russell 1000 ETF: 14,303 shares worth $3.01M.
  • NorthRock Partners added most to iShares MSCI EAFE ETF in Q4 2022, an estimated $14M increase.
  • NorthRock Partners's biggest Q4 2022 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $19M.
  • NorthRock Partners fully exited JPMorgan Ultra-Short Income ETF in Q4 2022, selling an estimated $6.15M.
  • NorthRock Partners's ten largest holdings make up 59% of its $879M portfolio in Q4 2022.
  • NorthRock Partners opened 56 new positions and closed 14 in Q4 2022.
  • NorthRock Partners's portfolio value rose 2.1% quarter-over-quarter to $879M.

Based on NorthRock Partners's 13F filing for Q4 2022, filed 1 Feb 2023.