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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-4.62%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$860M
AUM Growth
-$102M
Cap. Flow
-$215M
Cap. Flow %
-25.01%
Top 10 Hldgs %
63.26%
Holding
333
New
29
Increased
99
Reduced
150
Closed
33

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.64M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.67M
3
WMT icon
Walmart Inc
WMT
+$720K
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$678K
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$660K

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$121M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$34.9M
3
TGT icon
Target
TGT
+$32.4M
4
AAPL icon
Apple
AAPL
+$2.63M
5
MBB icon
iShares MBS ETF
MBB
+$2.47M

Sector Composition

Rank Sector Weight
1 Technology 10.06%
2 Consumer Staples 9.59%
3 Healthcare 4.12%
4 Financials 4%
5 Consumer Discretionary 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
26
Johnson & Johnson
JNJ
$640B
$4.47M 0.52%
27,387
-3,323
-11% -$562K
ATI icon
27
ATI
ATI
$24.3B
$4.34M 0.5%
163,211
-15,000
-8% -$418K
IWM icon
28
iShares Russell 2000 ETF
IWM
$79.1B
$4.28M 0.5%
25,978
-1,435
-5% -$262K
ABBV icon
29
AbbVie
ABBV
$465B
$4.04M 0.47%
30,125
-1,957
-6% -$281K
VOO icon
30
Vanguard S&P 500 ETF
VOO
$956B
$4.02M 0.47%
12,240
-1,314
-10% -$480K
MCD icon
31
McDonald's
MCD
$193B
$3.94M 0.46%
17,065
+220
+1% +$56.2K
UNH icon
32
UnitedHealth
UNH
$382B
$3.89M 0.45%
7,699
+151
+2% +$79.4K
VIG icon
33
Vanguard Dividend Appreciation ETF
VIG
$111B
$3.75M 0.44%
27,742
-974
-3% -$145K
QQQ icon
34
Invesco QQQ Trust
QQQ
$436B
$3.04M 0.35%
11,393
-538
-5% -$162K
JPM icon
35
JPMorgan Chase
JPM
$916B
$2.93M 0.34%
28,078
+1,831
+7% +$210K
ABT icon
36
Abbott
ABT
$188B
$2.79M 0.32%
28,885
+601
+2% +$64.1K
PG icon
37
Procter & Gamble
PG
$340B
$2.79M 0.32%
22,061
-2,364
-10% -$336K
IWD icon
38
iShares Russell 1000 Value ETF
IWD
$81.4B
$2.76M 0.32%
20,289
-5,500
-21% -$826K
NVDA icon
39
NVIDIA
NVDA
$4.6T
$2.53M 0.29%
208,760
-17,780
-8% -$281K
PFF icon
40
iShares Preferred and Income Securities ETF
PFF
$13.1B
$2.52M 0.29%
+79,560
New +$2.67M
ESTA icon
41
Establishment Labs
ESTA
$2.71B
$2.34M 0.27%
42,931
– –
COST icon
42
Costco
COST
$432B
$2.12M 0.25%
4,492
+469
+12% +$244K
IJT icon
43
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.13B
$2M 0.23%
19,725
-2,301
-10% -$258K
PEP icon
44
PepsiCo
PEP
$196B
$2M 0.23%
12,223
-69
-0.6% -$11.9K
TMO icon
45
Thermo Fisher Scientific
TMO
$214B
$1.99M 0.23%
3,920
-104
-3% -$58.2K
XOM icon
46
ExxonMobil
XOM
$650B
$1.9M 0.22%
21,811
-2,287
-9% -$209K
EFG icon
47
iShares MSCI EAFE Growth ETF
EFG
$16.2B
$1.88M 0.22%
25,834
-11,460
-31% -$935K
MDY icon
48
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$1.84M 0.21%
4,578
+1,495
+48% +$660K
CVX icon
49
Chevron
CVX
$382B
$1.82M 0.21%
12,689
-463
-4% -$70.6K
MRK icon
50
Merck
MRK
$322B
$1.81M 0.21%
21,032
+719
+4% +$64.2K
1
2
3 4 5

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q3 2022 Portfolio in Review

As of Q3 2022, NorthRock Partners held 333 positions worth $860M, down 11% from $962M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

NorthRock Partners withdrew a net $215M in Q3 2022, closing 33 positions and reducing 150 holdings. Its most notable exit was Schwab 1000 Index ETF, an estimated $1.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.5% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, NorthRock Partners opened a new position in iShares Preferred and Income Securities ETF worth $2.52M.

  • NorthRock Partners's largest Q3 2022 buy was iShares Preferred and Income Securities ETF: 79,560 shares worth $2.52M.
  • NorthRock Partners added most to iShares MSCI EAFE ETF in Q3 2022, an estimated $4.64M increase.
  • NorthRock Partners's biggest Q3 2022 reduction was Alphabet (Google) Class A, cutting an estimated $121M.
  • NorthRock Partners fully exited Schwab 1000 Index ETF in Q3 2022, selling an estimated $1.28M.
  • NorthRock Partners's ten largest holdings make up 63% of its $860M portfolio in Q3 2022.
  • NorthRock Partners opened 29 new positions and closed 33 in Q3 2022.
  • NorthRock Partners's portfolio value fell 11% quarter-over-quarter to $860M.

Based on NorthRock Partners's 13F filing for Q3 2022, filed 2 Nov 2022.