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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+9.72%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.33B
AUM Growth
+$112M
Cap. Flow
+$21.7M
Cap. Flow %
1.62%
Top 10 Hldgs %
64.95%
Holding
366
New
85
Increased
169
Reduced
62
Closed
29

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.35M
2
AAPL icon
Apple
AAPL
+$2.6M
3
MSFT icon
Microsoft
MSFT
+$2.02M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$1.98M
5
PEP icon
PepsiCo
PEP
+$1.29M

Top Sells

Rank Stock Value
1
QCLS
Q/C Technologies Inc
QCLS
+$9.75M
2
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$7.77M
3
TGT icon
Target
TGT
+$6.7M
4
AMP icon
Ameriprise Financial
AMP
+$4.14M
5
IBM icon
IBM
IBM
+$1.51M

Sector Composition

Rank Sector Weight
1 Consumer Staples 10.79%
2 Technology 9.43%
3 Financials 3.71%
4 Healthcare 3.68%
5 Consumer Discretionary 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
26
Vanguard S&P 500 ETF
VOO
$956B
$5.98M 0.45%
13,699
+715
+6% +$302K
JNJ icon
27
Johnson & Johnson
JNJ
$640B
$5.98M 0.45%
34,957
+2,790
+9% +$457K
QQQ icon
28
Invesco QQQ Trust
QQQ
$436B
$5.48M 0.41%
13,767
+1,977
+17% +$763K
BRK.B icon
29
Berkshire Hathaway Class B
BRK.B
$1.1T
$5.29M 0.4%
17,694
+775
+5% +$222K
PG icon
30
Procter & Gamble
PG
$340B
$4.92M 0.37%
30,083
+4,557
+18% +$677K
IJT icon
31
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.13B
$4.7M 0.35%
33,862
-1,317
-4% -$179K
JPM icon
32
JPMorgan Chase
JPM
$916B
$4.54M 0.34%
28,645
+2,727
+11% +$448K
EFG icon
33
iShares MSCI EAFE Growth ETF
EFG
$16.2B
$4.14M 0.31%
37,502
+54
+0.1% +$5.91K
KHC icon
34
Kraft Heinz
KHC
$32.8B
$4.1M 0.31%
114,247
-351
-0.3% -$12.6K
ABT icon
35
Abbott
ABT
$188B
$4.08M 0.31%
28,957
+2,337
+9% +$299K
PEP icon
36
PepsiCo
PEP
$196B
$3.84M 0.29%
22,086
+7,905
+56% +$1.29M
INTC icon
37
Intel
INTC
$413B
$3.8M 0.28%
73,735
-16,990
-19% -$869K
VXF icon
38
Vanguard Extended Market ETF
VXF
$30B
$3.67M 0.27%
20,054
– –
MCD icon
39
McDonald's
MCD
$193B
$3.39M 0.25%
12,640
+1,441
+13% +$364K
UNH icon
40
UnitedHealth
UNH
$382B
$3.34M 0.25%
6,647
+255
+4% +$115K
META icon
41
Meta Platforms (Facebook)
META
$1.49T
$3.12M 0.23%
9,279
+34
+0.4% +$11.3K
NVDA icon
42
NVIDIA
NVDA
$4.6T
$3.08M 0.23%
104,740
+5,990
+6% +$165K
BA icon
43
Boeing
BA
$169B
$3.07M 0.23%
15,239
+931
+7% +$197K
ESTA icon
44
Establishment Labs
ESTA
$2.71B
$2.9M 0.22%
42,931
– –
VUG icon
45
Vanguard Growth ETF
VUG
$212B
$2.86M 0.21%
53,526
+1,068
+2% +$55.6K
DIS icon
46
Walt Disney
DIS
$171B
$2.83M 0.21%
18,269
+3,297
+22% +$532K
SDY icon
47
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$2.42M 0.18%
18,777
+402
+2% +$50K
ITW icon
48
Illinois Tool Works
ITW
$84.1B
$2.38M 0.18%
9,650
+1,636
+20% +$380K
GOOG icon
49
Alphabet (Google) Class C
GOOG
$4.11T
$2.33M 0.17%
16,100
+3,120
+24% +$451K
HON icon
50
Honeywell
HON
$76.4B
$2.29M 0.17%
11,627
+1,967
+20% +$397K
1
2
3 4 5

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LBA
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B
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CA
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ACM
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NorthRock Partners's Q4 2021 Portfolio in Review

As of Q4 2021, NorthRock Partners held 366 positions worth $1.33B, up 9.1% from $1.22B the previous quarter. Its ten largest holdings account for 65% of the portfolio.

NorthRock Partners's Q4 2021 filing shows 85 new, 169 increased, 62 reduced and 29 closed positions. Its largest new stake was State Street SPDR Portfolio Developed World ex-US ETF: 23,966 shares worth $874K. The largest sale was Q/C Technologies Inc, an estimated $9.75M.

By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, down from 11% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q4 2021 buy was State Street SPDR Portfolio Developed World ex-US ETF: 23,966 shares worth $874K.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2021, an estimated $5.35M increase.
  • NorthRock Partners's biggest Q4 2021 reduction was JPMorgan Ultra-Short Income ETF, cutting an estimated $7.77M.
  • NorthRock Partners fully exited Q/C Technologies Inc in Q4 2021, selling an estimated $9.75M.
  • NorthRock Partners's ten largest holdings make up 65% of its $1.33B portfolio in Q4 2021.
  • NorthRock Partners opened 85 new positions and closed 29 in Q4 2021.
  • NorthRock Partners's portfolio value rose 9.1% quarter-over-quarter to $1.33B.

Based on NorthRock Partners's 13F filing for Q4 2021, filed 7 Feb 2022.