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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-0.84%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.22B
AUM Growth
+$26.2M
Cap. Flow
+$11.6M
Cap. Flow %
0.94%
Top 10 Hldgs %
64.43%
Holding
295
New
37
Increased
143
Reduced
77
Closed
13

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$12.7M
2
ESTA icon
Establishment Labs
ESTA
+$2.87M
3
MSFT icon
Microsoft
MSFT
+$2.19M
4
AMZN icon
Amazon
AMZN
+$2.02M
5
AAPL icon
Apple
AAPL
+$2.02M

Top Sells

Rank Stock Value
1
TGT icon
Target
TGT
+$20.2M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$3.85M
3
NVDA icon
NVIDIA
NVDA
+$3.11M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.14M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.52M

Sector Composition

Rank Sector Weight
1 Consumer Staples 11.33%
2 Technology 8.8%
3 Financials 4.06%
4 Healthcare 3.35%
5 Consumer Discretionary 2.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
26
Johnson & Johnson
JNJ
$618B
$5.21M 0.43%
32,167
+1,738
+6% +$297K
VOO icon
27
Vanguard S&P 500 ETF
VOO
$979B
$5.12M 0.42%
12,984
+296
+2% +$120K
INTC icon
28
Intel
INTC
$455B
$4.87M 0.4%
90,725
+2,345
+3% +$127K
TSLA icon
29
Tesla
TSLA
$1.23T
$4.62M 0.38%
17,871
+2,160
+14% +$508K
BRK.B icon
30
Berkshire Hathaway Class B
BRK.B
$1.1T
$4.62M 0.38%
16,919
+1,148
+7% +$322K
IJT icon
31
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.26B
$4.58M 0.37%
35,179
-255
-0.7% -$33.6K
QQQ icon
32
Invesco QQQ Trust
QQQ
$453B
$4.35M 0.36%
11,790
-315
-3% -$116K
JPM icon
33
JPMorgan Chase
JPM
$935B
$4.3M 0.35%
25,918
+1,740
+7% +$273K
KHC icon
34
Kraft Heinz
KHC
$30.7B
$4.22M 0.34%
114,598
-1,266
-1% -$47.7K
EFG icon
35
iShares MSCI EAFE Growth ETF
EFG
$16.6B
$3.99M 0.33%
37,448
– –
PG icon
36
Procter & Gamble
PG
$336B
$3.75M 0.31%
25,526
+702
+3% +$99.5K
VXF icon
37
Vanguard Extended Market ETF
VXF
$30.3B
$3.66M 0.3%
20,054
– –
IBM icon
38
IBM
IBM
$211B
$3.55M 0.29%
27,982
+1,785
+7% +$239K
BA icon
39
Boeing
BA
$171B
$3.35M 0.27%
14,308
+2,231
+18% +$498K
ABT icon
40
Abbott
ABT
$183B
$3.22M 0.26%
26,620
+1,645
+7% +$202K
META icon
41
Meta Platforms (Facebook)
META
$1.42T
$3.19M 0.26%
9,245
+4,249
+85% +$1.53M
ESTA icon
42
Establishment Labs
ESTA
$2.72B
$3.07M 0.25%
42,931
+38,931
+973% +$2.87M
MCD icon
43
McDonald's
MCD
$192B
$2.71M 0.22%
11,199
+740
+7% +$177K
VUG icon
44
Vanguard Morningstar Growth ETF
VUG
$220B
$2.67M 0.22%
52,458
-2,724
-5% -$136K
DIS icon
45
Walt Disney
DIS
$167B
$2.57M 0.21%
14,972
+1,183
+9% +$211K
UNH icon
46
UnitedHealth
UNH
$376B
$2.52M 0.21%
6,392
+2,412
+61% +$999K
PYPL icon
47
PayPal
PYPL
$48.9B
$2.32M 0.19%
8,827
+4,242
+93% +$1.2M
PEP icon
48
PepsiCo
PEP
$190B
$2.23M 0.18%
14,181
+114
+0.8% +$17.6K
VZ icon
49
Verizon
VZ
$195B
$2.23M 0.18%
40,751
+2,197
+6% +$122K
SDY icon
50
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$2.21M 0.18%
18,375
-719
-4% -$88.1K
1
2
3 4 5

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LBA
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B
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CA
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ACM
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NorthRock Partners's Q3 2021 Portfolio in Review

As of Q3 2021, NorthRock Partners held 295 positions worth $1.22B, up 2.2% from $1.2B the previous quarter. Its ten largest holdings account for 64% of the portfolio.

NorthRock Partners's Q3 2021 filing shows 37 new, 143 increased, 77 reduced and 13 closed positions. Its largest new stake was Stitch Fix: 15,784 shares worth $631K. The largest sale was Target, an estimated $20.2M.

By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, down from 14% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q3 2021 buy was Stitch Fix: 15,784 shares worth $631K.
  • NorthRock Partners added most to JPMorgan Ultra-Short Income ETF in Q3 2021, an estimated $12.7M increase.
  • NorthRock Partners's biggest Q3 2021 reduction was Target, cutting an estimated $20.2M.
  • NorthRock Partners fully exited Mandiant, Inc. Common Stock in Q3 2021, selling an estimated $704K.
  • NorthRock Partners's ten largest holdings make up 64% of its $1.22B portfolio in Q3 2021.
  • NorthRock Partners opened 37 new positions and closed 13 in Q3 2021.
  • NorthRock Partners's portfolio value rose 2.2% quarter-over-quarter to $1.22B.

Based on NorthRock Partners's 13F filing for Q3 2021, filed 12 Nov 2021.