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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+15%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.01B
AUM Growth
+$113M
Cap. Flow
-$20.2M
Cap. Flow %
-1.99%
Top 10 Hldgs %
63.39%
Holding
257
New
35
Increased
48
Reduced
132
Closed
24

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$9.5M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$3.65M
3
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$3.59M
4
PTPI
Petros Pharmaceuticals
PTPI
+$1.45M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.31M

Top Sells

Rank Stock Value
1
AMP icon
Ameriprise Financial
AMP
+$5.28M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$4.62M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.3M
4
AAPL icon
Apple
AAPL
+$2.41M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$2.22M

Sector Composition

Rank Sector Weight
1 Consumer Staples 13.74%
2 Technology 7.39%
3 Financials 3.8%
4 Healthcare 2.64%
5 Consumer Discretionary 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFG icon
26
iShares MSCI EAFE Growth ETF
EFG
$16.2B
$5.27M 0.52%
52,208
-1,704
-3% -$161K
KHC icon
27
Kraft Heinz
KHC
$32.8B
$4.99M 0.49%
143,851
-42,029
-23% -$1.36M
FSK icon
28
FS KKR Capital
FSK
$3.01B
$4.8M 0.47%
289,733
-6,329
-2% -$105K
MBB icon
29
iShares MBS ETF
MBB
$39.1B
$4.59M 0.45%
41,609
+49
+0.1% +$5.39K
JNJ icon
30
Johnson & Johnson
JNJ
$640B
$4.48M 0.44%
28,479
-958
-3% -$141K
INTC icon
31
Intel
INTC
$413B
$4.48M 0.44%
89,848
-1,563
-2% -$76.3K
IJT icon
32
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.13B
$4.47M 0.44%
39,175
-45,329
-54% -$4.62M
GOOGL icon
33
Alphabet (Google) Class A
GOOGL
$4.12T
$4.29M 0.42%
48,940
+5,920
+14% +$498K
VXF icon
34
Vanguard Extended Market ETF
VXF
$30B
$4.02M 0.4%
24,401
-724
-3% -$107K
QQQ icon
35
Invesco QQQ Trust
QQQ
$436B
$3.97M 0.39%
12,653
-1,385
-10% -$407K
BRK.B icon
36
Berkshire Hathaway Class B
BRK.B
$1.1T
$3.76M 0.37%
16,201
-1,453
-8% -$320K
PG icon
37
Procter & Gamble
PG
$340B
$3.47M 0.34%
24,916
-2,524
-9% -$353K
TSLA icon
38
Tesla
TSLA
$1.18T
$3.29M 0.32%
13,989
-2,586
-16% -$441K
IBM icon
39
IBM
IBM
$213B
$3.1M 0.31%
25,731
-3,790
-13% -$438K
JPM icon
40
JPMorgan Chase
JPM
$916B
$3.06M 0.3%
24,067
-1,618
-6% -$181K
T icon
41
AT&T
T
$164B
$2.58M 0.25%
118,628
-67,165
-36% -$1.45M
VZ icon
42
Verizon
VZ
$197B
$2.49M 0.25%
42,411
-6,144
-13% -$365K
VUG icon
43
Vanguard Growth ETF
VUG
$212B
$2.48M 0.24%
58,638
-1,776
-3% -$70.9K
ABT icon
44
Abbott
ABT
$188B
$2.41M 0.24%
22,052
-1,254
-5% -$136K
DIS icon
45
Walt Disney
DIS
$171B
$2.3M 0.23%
12,708
-163
-1% -$23.4K
BA icon
46
Boeing
BA
$169B
$2.25M 0.22%
10,503
-559
-5% -$107K
FSKR
47
DELISTED
FS KKR Capital Corp. II
FSKR
$2.19M 0.22%
133,293
-27,902
-17% -$446K
PEP icon
48
PepsiCo
PEP
$196B
$2.14M 0.21%
14,446
-940
-6% -$134K
SDY icon
49
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$2.12M 0.21%
20,042
-1,815
-8% -$184K
MCD icon
50
McDonald's
MCD
$193B
$2.02M 0.2%
9,415
-158
-2% -$34.4K
1
2
3 4 5

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2020 Portfolio in Review

As of Q4 2020, NorthRock Partners held 257 positions worth $1.01B, up 13% from $902M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

NorthRock Partners's Q4 2020 filing shows 35 new, 48 increased, 132 reduced and 24 closed positions. Its largest new stake was Petros Pharmaceuticals: 1,540 shares worth $1.69M. The largest sale was Ameriprise Financial, an estimated $5.28M.

By sector, the portfolio is most concentrated in Consumer Staples at 14% of assets, down from 15% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q4 2020 buy was Petros Pharmaceuticals: 1,540 shares worth $1.69M.
  • NorthRock Partners added most to JPMorgan Ultra-Short Income ETF in Q4 2020, an estimated $9.5M increase.
  • NorthRock Partners's biggest Q4 2020 reduction was Ameriprise Financial, cutting an estimated $5.28M.
  • NorthRock Partners fully exited Pinterest in Q4 2020, selling an estimated $459K.
  • NorthRock Partners's ten largest holdings make up 63% of its $1.01B portfolio in Q4 2020.
  • NorthRock Partners opened 35 new positions and closed 24 in Q4 2020.
  • NorthRock Partners's portfolio value rose 13% quarter-over-quarter to $1.01B.

Based on NorthRock Partners's 13F filing for Q4 2020, filed 8 Feb 2021.