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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+8.75%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$902M
AUM Growth
+$57.5M
Cap. Flow
+$18.7M
Cap. Flow %
2.08%
Top 10 Hldgs %
61.45%
Holding
239
New
27
Increased
85
Reduced
108
Closed
17

Top Buys

Rank Stock Value
1
MDLZ icon
Mondelez International
MDLZ
+$14.1M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$8.99M
3
OBDC icon
Blue Owl Capital
OBDC
+$4.89M
4
FSK icon
FS KKR Capital
FSK
+$4.62M
5
MBB icon
iShares MBS ETF
MBB
+$4.39M

Top Sells

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$9.69M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.17M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.23M
5
AAPL icon
Apple
AAPL
+$1.93M

Sector Composition

Rank Sector Weight
1 Consumer Staples 15.2%
2 Technology 7.73%
3 Financials 4.32%
4 Healthcare 2.69%
5 Consumer Discretionary 1.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTC icon
26
Intel
INTC
$413B
$4.73M 0.52%
91,411
+17,585
+24% +$914K
IWD icon
27
iShares Russell 1000 Value ETF
IWD
$81.4B
$4.73M 0.52%
40,006
+2,304
+6% +$273K
FSK icon
28
FS KKR Capital
FSK
$3.01B
$4.7M 0.52%
+296,062
New +$4.62M
MBB icon
29
iShares MBS ETF
MBB
$39.1B
$4.63M 0.51%
41,560
+39,694
+2,127% +$4.39M
JNJ icon
30
Johnson & Johnson
JNJ
$640B
$4.38M 0.49%
29,437
+730
+3% +$108K
T icon
31
AT&T
T
$164B
$4M 0.44%
185,793
-11,602
-6% -$259K
QQQ icon
32
Invesco QQQ Trust
QQQ
$436B
$3.9M 0.43%
14,038
+835
+6% +$226K
PG icon
33
Procter & Gamble
PG
$340B
$3.81M 0.42%
27,440
-1,957
-7% -$260K
BRK.B icon
34
Berkshire Hathaway Class B
BRK.B
$1.1T
$3.76M 0.42%
17,654
+42
+0.2% +$8.59K
IJT icon
35
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.13B
$3.73M 0.41%
84,504
+39,954
+90% +$3.57M
IBM icon
36
IBM
IBM
$213B
$3.43M 0.38%
29,521
+8,154
+38% +$960K
VXF icon
37
Vanguard Extended Market ETF
VXF
$30B
$3.26M 0.36%
25,125
-2,592
-9% -$330K
GOOGL icon
38
Alphabet (Google) Class A
GOOGL
$4.12T
$3.15M 0.35%
43,020
+1,120
+3% +$85.3K
JPST icon
39
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$3.05M 0.34%
+60,044
New +$3.05M
VZ icon
40
Verizon
VZ
$197B
$2.89M 0.32%
48,555
-438
-0.9% -$25.4K
ABT icon
41
Abbott
ABT
$187B
$2.54M 0.28%
+23,306
New +$2.36M
JPM icon
42
JPMorgan Chase
JPM
$916B
$2.47M 0.27%
25,685
-7,868
-23% -$773K
FSKR
43
DELISTED
FS KKR Capital Corp. II
FSKR
$2.37M 0.26%
161,195
-15
-0% -$215
TSLA icon
44
Tesla
TSLA
$1.18T
$2.37M 0.26%
16,575
+1,065
+7% +$126K
VUG icon
45
Vanguard Morningstar Growth ETF
VUG
$212B
$2.29M 0.25%
60,414
-33,168
-35% -$1.22M
PEP icon
46
PepsiCo
PEP
$196B
$2.13M 0.24%
15,386
-1,928
-11% -$262K
MCD icon
47
McDonald's
MCD
$193B
$2.1M 0.23%
9,573
-11
-0.1% -$2.26K
SDY icon
48
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$2.02M 0.22%
21,857
-1,761
-7% -$166K
VOO icon
49
Vanguard S&P 500 ETF
VOO
$956B
$1.92M 0.21%
6,229
+1,381
+28% +$421K
BA icon
50
Boeing
BA
$169B
$1.83M 0.2%
11,062
-5,234
-32% -$892K
1
2
3 4 5

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NorthRock Partners's Q3 2020 Portfolio in Review

As of Q3 2020, NorthRock Partners held 239 positions worth $902M, up 6.8% from $844M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

NorthRock Partners's Q3 2020 filing shows 27 new, 85 increased, 108 reduced and 17 closed positions. Its largest new stake was FS KKR Capital: 296,062 shares worth $4.7M. The largest sale was Vanguard Information Technology ETF, an estimated $9.69M.

By sector, the portfolio is most concentrated in Consumer Staples at 15% of assets, up from 13% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q3 2020 buy was FS KKR Capital: 296,062 shares worth $4.7M.
  • NorthRock Partners added most to Mondelez International in Q3 2020, an estimated $14.1M increase.
  • NorthRock Partners's biggest Q3 2020 reduction was Vanguard Information Technology ETF, cutting an estimated $9.69M.
  • NorthRock Partners fully exited iShares MSCI EAFE Min Vol Factor ETF in Q3 2020, selling an estimated $536K.
  • NorthRock Partners's ten largest holdings make up 61% of its $902M portfolio in Q3 2020.
  • NorthRock Partners opened 27 new positions and closed 17 in Q3 2020.
  • NorthRock Partners's portfolio value rose 6.8% quarter-over-quarter to $902M.

Based on NorthRock Partners's 13F filing for Q3 2020, filed 12 Nov 2020.