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NP

NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
-21.32%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$714M
AUM Growth
-$233M
Cap. Flow
+$4.11M
Cap. Flow %
0.58%
Top 10 Hldgs %
54.39%
Holding
293
New
13
Increased
55
Reduced
131
Closed
93

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$33.9M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$15.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$10.6M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$10.2M

Top Sells

Rank Stock Value
1
MDLZ icon
Mondelez International
MDLZ
+$20M
2
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$19.7M
3
HDV
iShares Core High Dividend ETF
HDV
+$4.8M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.51M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.34M

Sector Composition

Rank Sector Weight
1 Miscellaneous 67.66%
2 Consumer Staples 14.48%
3 Technology 5.99%
4 Financials 3.58%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KHC icon
26
The Kraft Heinz Company
KHC
$29.3B
$4.88M 0.68%
197,064
+29,121
+17% +$799K
ABBV icon
27
AbbVie
ABBV
$464B
$4.7M 0.66%
61,702
+25,097
+69% +$2.14M
MBB icon
28
iShares MBS ETF
MBB
$38.9B
$4.66M 0.65%
41,743
+39,529
+1,785% +$4.3M
ABT icon
29
Abbott
ABT
$177B
$4.32M 0.6%
54,722
+43,152
+373% +$3.6M
EFG icon
30
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$4.28M 0.6%
60,194
-21,777
-27% -$1.76M
T icon
31
AT&T
T
$177B
$4.27M 0.6%
193,861
-41,599
-18% -$1.14M
HDV
32
iShares Core High Dividend ETF
HDV
$15.3B
$4.07M 0.57%
284,270
-271,760
-49% -$4.8M
INTC icon
33
Intel
INTC
$534B
$4.06M 0.57%
75,098
-9,012
-11% -$533K
VUG icon
34
Vanguard Morningstar Growth ETF
VUG
$224B
$3.87M 0.54%
148,050
-33,492
-18% -$1M
JNJ icon
35
Johnson & Johnson
JNJ
$644B
$3.76M 0.53%
28,667
-1,997
-7% -$283K
AMZN icon
36
Amazon
AMZN
$2.65T
$3.56M 0.5%
36,480
-14,680
-29% -$1.42M
FSK icon
37
FS KKR Capital
FSK
$3.19B
$3.54M 0.5%
+295,309
New +$6.32M
VEU icon
38
Vanguard FTSE All-World ex-US ETF
VEU
$68.9B
$3.4M 0.48%
90,881
+83,620
+1,152% +$4.11M
VXF icon
39
Vanguard Extended Market ETF
VXF
$30.5B
$3.35M 0.47%
37,039
-2,544
-6% -$296K
VGT icon
40
Vanguard Information Technology ETF
VGT
$146B
$3.09M 0.43%
116,752
+7,952
+7% +$241K
BRK.B icon
41
Berkshire Hathaway Class B
BRK.B
$1.11T
$3.08M 0.43%
16,823
-493
-3% -$105K
OBDC icon
42
Blue Owl Capital
OBDC
$5.48B
$2.72M 0.38%
+235,901
New +$3.45M
VYM icon
43
Vanguard High Dividend Yield ETF
VYM
$81.1B
$2.67M 0.37%
38,230
+33,047
+638% +$2.84M
PG icon
44
Procter & Gamble
PG
$341B
$2.63M 0.37%
23,873
-3,357
-12% -$403K
VZ icon
45
Verizon
VZ
$207B
$2.54M 0.36%
47,316
-15,941
-25% -$912K
QQQ icon
46
Invesco QQQ Trust
QQQ
$474B
$2.48M 0.35%
13,046
-1,455
-10% -$308K
JPM icon
47
JPMorgan Chase
JPM
$927B
$2.4M 0.34%
26,688
+275
+1% +$33.4K
ACWV icon
48
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.34B
$2.22M 0.31%
27,670
-42,642
-61% -$3.93M
SDY icon
49
State Street SPDR S&P Dividend ETF
SDY
$21.1B
$2.1M 0.29%
26,255
-4,116
-14% -$406K
GOOGL icon
50
Alphabet (Google) Class A
GOOGL
$4.19T
$2.03M 0.28%
34,880
-9,580
-22% -$649K
1
2
3 4 5

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NorthRock Partners's Q1 2020 Portfolio in Review

As of Q1 2020, NorthRock Partners held 293 positions worth $714M, down 25% from $947M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

NorthRock Partners's Q1 2020 filing shows 13 new, 55 increased, 131 reduced and 93 closed positions. Its largest new stake was FS KKR Capital: 295,309 shares worth $3.54M. The largest sale was Mondelez International, an estimated $20M.

By sector, the portfolio is most concentrated in Miscellaneous at 68% of assets, up from 64% a quarter earlier, followed by Consumer Staples and Technology.

  • NorthRock Partners's largest Q1 2020 buy was FS KKR Capital: 295,309 shares worth $3.54M.
  • NorthRock Partners added most to State Street SPDR Portfolio S&P 500 Value ETF in Q1 2020, an estimated $33.9M increase.
  • NorthRock Partners's biggest Q1 2020 reduction was Mondelez International, cutting an estimated $20M.
  • NorthRock Partners fully exited State Street SPDR Portfolio S&P 500 High Dividend ETF in Q1 2020, selling an estimated $19.7M.
  • NorthRock Partners's ten largest holdings make up 54% of its $714M portfolio in Q1 2020.
  • NorthRock Partners opened 13 new positions and closed 93 in Q1 2020.
  • NorthRock Partners's portfolio value fell 25% quarter-over-quarter to $714M.

Based on NorthRock Partners's 13F filing for Q1 2020, filed 13 May 2020.