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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+8.58%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$947M
AUM Growth
+$213M
Cap. Flow
+$113M
Cap. Flow %
11.93%
Top 10 Hldgs %
46.15%
Holding
297
New
90
Increased
116
Reduced
73
Closed
17

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$34.6M
2
MDLZ icon
Mondelez International
MDLZ
+$32.5M
3
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$19.3M
4
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$19.3M
5
AAPL icon
Apple
AAPL
+$15.7M

Top Sells

Rank Stock Value
1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$25M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.9M
3
HDV
iShares Core High Dividend ETF
HDV
+$16.1M
4
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$14.2M
5
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$11.5M

Sector Composition

Rank Sector Weight
1 Consumer Staples 15.63%
2 Technology 5.84%
3 Financials 3.37%
4 Healthcare 2.72%
5 Communication Services 2.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJS icon
26
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$9.16M 0.97%
113,956
+5,192
+5% +$402K
VEU icon
27
Vanguard FTSE All-World ex-US ETF
VEU
$64.8B
$7.34M 0.78%
7,261
-222,229
-97% -$11.5M
EFG icon
28
iShares MSCI EAFE Growth ETF
EFG
$16.2B
$7.09M 0.75%
81,971
+56
+0.1% +$4.67K
T icon
29
AT&T
T
$164B
$6.95M 0.73%
235,460
+57,922
+33% +$1.67M
MSFT icon
30
Microsoft
MSFT
$2.9T
$6.94M 0.73%
44,008
+18,365
+72% +$2.7M
ACWV icon
31
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.34B
$6.74M 0.71%
70,312
-148,915
-68% -$14.2M
VIG icon
32
Vanguard Dividend Appreciation ETF
VIG
$111B
$6.46M 0.68%
51,853
+11,092
+27% +$1.34M
VUG icon
33
Vanguard Growth ETF
VUG
$212B
$5.51M 0.58%
181,542
-217,584
-55% -$6.28M
KHC icon
34
Kraft Heinz
KHC
$32.8B
$5.4M 0.57%
167,943
+33,260
+25% +$1.01M
INTC icon
35
Intel
INTC
$413B
$5.03M 0.53%
84,110
+14,437
+21% +$808K
IWR icon
36
iShares Russell Mid-Cap ETF
IWR
$55.9B
$5.01M 0.53%
84,083
-104,235
-55% -$5.98M
VXF icon
37
Vanguard Extended Market ETF
VXF
$30B
$4.99M 0.53%
39,583
-2,623
-6% -$317K
AMZN icon
38
Amazon
AMZN
$2.44T
$4.73M 0.5%
51,160
+27,980
+121% +$2.48M
IJR icon
39
iShares Core S&P Small-Cap ETF
IJR
$109B
$4.61M 0.49%
55,003
-69,276
-56% -$5.57M
MBB icon
40
iShares MBS ETF
MBB
$39.1B
$4.53M 0.48%
2,214
-39,526
-95% -$4.27M
JNJ icon
41
Johnson & Johnson
JNJ
$640B
$4.47M 0.47%
30,664
+6,334
+26% +$859K
BRK.B icon
42
Berkshire Hathaway Class B
BRK.B
$1.1T
$3.92M 0.41%
17,316
+2,799
+19% +$608K
VZ icon
43
Verizon
VZ
$197B
$3.88M 0.41%
63,257
+12,722
+25% +$767K
IDV icon
44
iShares International Select Dividend ETF
IDV
$8.31B
$3.77M 0.4%
112,392
-88,479
-44% -$2.84M
JPM icon
45
JPMorgan Chase
JPM
$916B
$3.68M 0.39%
26,413
+2,566
+11% +$329K
CVX icon
46
Chevron
CVX
$382B
$3.65M 0.39%
30,288
+8,011
+36% +$944K
UNH icon
47
UnitedHealth
UNH
$382B
$3.5M 0.37%
11,899
+7,847
+194% +$2.05M
PG icon
48
Procter & Gamble
PG
$340B
$3.4M 0.36%
27,230
+4,453
+20% +$545K
ITOT icon
49
iShares Core S&P Total US Stock Market ETF
ITOT
$92.3B
$3.38M 0.36%
46,554
-89,965
-66% -$6.26M
VGT icon
50
Vanguard Information Technology ETF
VGT
$133B
$3.33M 0.35%
+108,800
New +$3.11M
1
2
3 4 5

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2019 Portfolio in Review

As of Q4 2019, NorthRock Partners held 297 positions worth $947M, up 29% from $734M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

NorthRock Partners deployed $113M of net new capital in Q4 2019, opening 90 new positions and adding to 116 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 High Dividend ETF: 499,518 shares worth $19.7M.

By sector, the portfolio is most concentrated in Consumer Staples at 16% of assets, up from 11% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Vanguard High Dividend Yield ETF, an estimated $25M trimmed.

  • NorthRock Partners's largest Q4 2019 buy was State Street SPDR Portfolio S&P 500 High Dividend ETF: 499,518 shares worth $19.7M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $34.6M increase.
  • NorthRock Partners's biggest Q4 2019 reduction was Vanguard High Dividend Yield ETF, cutting an estimated $25M.
  • NorthRock Partners fully exited FS KKR Capital in Q4 2019, selling an estimated $6.75M.
  • NorthRock Partners's ten largest holdings make up 46% of its $947M portfolio in Q4 2019.
  • NorthRock Partners opened 90 new positions and closed 17 in Q4 2019.
  • NorthRock Partners's portfolio value rose 29% quarter-over-quarter to $947M.

Based on NorthRock Partners's 13F filing for Q4 2019, filed 12 Feb 2020.