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NorthRock Partners Portfolio holdings
AUM
$6.89B
1-Year Est. Return
19.83%
This Fund
S&P 500
This Quarter
Est. Return
+8.58%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$947M
AUM Growth
+$213M
(+29%)
Cap. Flow
+$113M
Cap. Flow
% of AUM
11.93%
Top 10 Holdings %
Top 10 Hldgs %
46.15%
Holding
297
New
90
Increased
116
Reduced
73
Closed
17
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$34.6M |
| 2 |
Mondelez International
MDLZ
|
+$32.5M |
| 3 |
iShares MSCI EAFE Value ETF
EFV
|
+$19.3M |
| 4 |
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
|
+$19.3M |
| 5 |
Apple
AAPL
|
+$15.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard High Dividend Yield ETF
VYM
|
+$25M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$16.9M |
| 3 |
HDV
iShares Core High Dividend ETF
HDV
|
+$16.1M |
| 4 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$14.2M |
| 5 |
Vanguard FTSE All-World ex-US ETF
VEU
|
+$11.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 64.3% |
| 2 | Consumer Staples | 15.63% |
| 3 | Technology | 5.84% |
| 4 | Financials | 3.37% |
| 5 | Healthcare | 2.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
iShares S&P Small-Cap 600 Value ETF
IJS
$7.97B
| $9.16M | 0.97% |
113,956
+5,192
| +5% | +$402K |
|
|
27
Vanguard FTSE All-World ex-US ETF
VEU
$68.9B
| $7.34M | 0.78% |
7,261
-222,229
| -97% | -$11.5M |
|
28
iShares MSCI EAFE Growth ETF
EFG
$16.3B
| $7.09M | 0.75% |
81,971
+56
| +0.1% | +$4.67K |
|
29
AT&T
T
$177B
| $6.95M | 0.73% |
235,460
+57,922
| +33% | +$1.67M |
|
30
Microsoft
MSFT
$3.64T
| $6.94M | 0.73% |
44,008
+18,365
| +72% | +$2.7M |
|
|
31
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.34B
| $6.74M | 0.71% |
70,312
-148,915
| -68% | -$14.2M |
|
32
Vanguard Dividend Appreciation ETF
VIG
$110B
| $6.46M | 0.68% |
51,853
+11,092
| +27% | +$1.34M |
|
33
Vanguard Morningstar Growth ETF
VUG
$224B
| $5.51M | 0.58% |
181,542
-217,584
| -55% | -$6.28M |
|
34
The Kraft Heinz Company
KHC
$29.3B
| $5.4M | 0.57% |
167,943
+33,260
| +25% | +$1.01M |
|
35
Intel
INTC
$534B
| $5.03M | 0.53% |
84,110
+14,437
| +21% | +$808K |
|
36
iShares Russell Mid-Cap ETF
IWR
$55B
| $5.01M | 0.53% |
84,083
-104,235
| -55% | -$5.98M |
|
37
Vanguard Extended Market ETF
VXF
$30.5B
| $4.99M | 0.53% |
39,583
-2,623
| -6% | -$317K |
|
38
Amazon
AMZN
$2.65T
| $4.73M | 0.5% |
51,160
+27,980
| +121% | +$2.48M |
|
39
iShares Core S&P Small-Cap ETF
IJR
$106B
| $4.61M | 0.49% |
55,003
-69,276
| -56% | -$5.57M |
|
40
iShares MBS ETF
MBB
$38.9B
| $4.53M | 0.48% |
2,214
-39,526
| -95% | -$4.27M |
|
41
Johnson & Johnson
JNJ
$644B
| $4.47M | 0.47% |
30,664
+6,334
| +26% | +$859K |
|
42
Berkshire Hathaway Class B
BRK.B
$1.11T
| $3.92M | 0.41% |
17,316
+2,799
| +19% | +$608K |
|
43
Verizon
VZ
$207B
| $3.88M | 0.41% |
63,257
+12,722
| +25% | +$767K |
|
44
iShares International Select Dividend ETF
IDV
$8.55B
| $3.77M | 0.4% |
112,392
-88,479
| -44% | -$2.84M |
|
45
JPMorgan Chase
JPM
$927B
| $3.68M | 0.39% |
26,413
+2,566
| +11% | +$329K |
|
46
Chevron
CVX
$415B
| $3.65M | 0.39% |
30,288
+8,011
| +36% | +$944K |
|
47
UnitedHealth
UNH
$337B
| $3.5M | 0.37% |
11,899
+7,847
| +194% | +$2.05M |
|
48
Procter & Gamble
PG
$341B
| $3.4M | 0.36% |
27,230
+4,453
| +20% | +$545K |
|
49
iShares Core S&P Total US Stock Market ETF
ITOT
$94.7B
| $3.38M | 0.36% |
46,554
-89,965
| -66% | -$6.26M |
|
50
Vanguard Information Technology ETF
VGT
$146B
| $3.33M | 0.35% |
+108,800
| New | +$3.11M |
|
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NorthRock Partners's Q4 2019 Portfolio in Review
As of Q4 2019, NorthRock Partners held 297 positions worth $947M, up 29% from $734M the previous quarter. Its ten largest holdings account for 46% of the portfolio.
NorthRock Partners deployed $113M of net new capital in Q4 2019, opening 90 new positions and adding to 116 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 High Dividend ETF: 499,518 shares worth $19.7M.
By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, down from 73% a quarter earlier, followed by Consumer Staples and Technology.
On the sell side, the largest reduction was Vanguard High Dividend Yield ETF, an estimated $25M trimmed.
- NorthRock Partners's largest Q4 2019 buy was State Street SPDR Portfolio S&P 500 High Dividend ETF: 499,518 shares worth $19.7M.
- NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $34.6M increase.
- NorthRock Partners's biggest Q4 2019 reduction was Vanguard High Dividend Yield ETF, cutting an estimated $25M.
- NorthRock Partners fully exited FS KKR Capital in Q4 2019, selling an estimated $6.75M.
- NorthRock Partners's ten largest holdings make up 46% of its $947M portfolio in Q4 2019.
- NorthRock Partners opened 90 new positions and closed 17 in Q4 2019.
- NorthRock Partners's portfolio value rose 29% quarter-over-quarter to $947M.
Based on NorthRock Partners's 13F filing for Q4 2019, filed 12 Feb 2020.