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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-14.76%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$335M
AUM Growth
-$11.6M
Cap. Flow
+$45M
Cap. Flow %
13.41%
Top 10 Hldgs %
77.79%
Holding
103
New
38
Increased
42
Reduced
12
Closed
4

Top Buys

Rank Stock Value
1
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$7.52M
2
FSK icon
FS KKR Capital
FSK
+$6.96M
3
MBB icon
iShares MBS ETF
MBB
+$4.76M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.18M
5
MSFT icon
Microsoft
MSFT
+$3.34M

Top Sells

Rank Stock Value
1
CCT
Corporate Capital Trust, Inc.
CCT
+$7.72M
2
BA icon
Boeing
BA
+$1.04M
3
BSCJ
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
+$1.04M
4
WEB
Web.com Group, Inc.
WEB
+$561K
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$452K

Sector Composition

Rank Sector Weight
1 Financials 4.27%
2 Healthcare 3.34%
3 Technology 2.42%
4 Consumer Staples 2.35%
5 Industrials 1.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVX icon
26
Chevron
CVX
$382B
$905K 0.27%
+8,259
New +$957K
DGS icon
27
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.66B
$834K 0.25%
+19,926
New +$846K
NEWR
28
DELISTED
New Relic, Inc.
NEWR
$806K 0.24%
9,954
+1,355
+16% +$114K
GOOGL icon
29
Alphabet (Google) Class A
GOOGL
$4.12T
$738K 0.22%
14,200
+8,620
+154% +$466K
VONV icon
30
Vanguard Russell 1000 Value ETF
VONV
$20.5B
$685K 0.2%
14,110
+3,210
+29% +$168K
CRC
31
DELISTED
California Resources Corporation
CRC
$682K 0.2%
+40,000
New +$1.14M
XOM icon
32
ExxonMobil
XOM
$650B
$671K 0.2%
+9,854
New +$773K
IJR icon
33
iShares Core S&P Small-Cap ETF
IJR
$109B
$651K 0.19%
9,164
-65
-0.7% -$5.02K
GNSS icon
34
Genasys
GNSS
$76.5M
$646K 0.19%
+256,081
New +$702K
CSCO icon
35
Cisco
CSCO
$443B
$622K 0.19%
+14,323
New +$655K
HWKN icon
36
Hawkins
HWKN
$2.9B
$603K 0.18%
29,440
-15,522
-35% -$302K
MDY icon
37
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$588K 0.18%
1,909
+158
+9% +$52.6K
SUSA icon
38
iShares ESG Optimized MSCI USA ETF
SUSA
$3.95B
$581K 0.17%
11,250
+800
+8% +$44.4K
MODV
39
DELISTED
ModivCare
MODV
$580K 0.17%
9,653
– –
CELG
40
DELISTED
Celgene Corp
CELG
$579K 0.17%
8,992
+557
+7% +$41.1K
OTTR icon
41
Otter Tail
OTTR
$3.81B
$577K 0.17%
11,632
-327
-3% -$15.6K
SBUX icon
42
Starbucks
SBUX
$119B
$576K 0.17%
8,955
+283
+3% +$17.7K
ATI icon
43
ATI
ATI
$24.3B
$551K 0.16%
25,331
– –
TTSH
44
DELISTED
Tile Shop Holdings
TTSH
$504K 0.15%
92,088
+36,533
+66% +$223K
VCEL icon
45
Vericel Corp
VCEL
$2.38B
$485K 0.14%
+27,874
New +$417K
T icon
46
AT&T
T
$164B
$484K 0.14%
22,507
+9,715
+76% +$226K
PG icon
47
Procter & Gamble
PG
$340B
$453K 0.14%
4,953
-1,570
-24% -$140K
BP icon
48
BP
BP
$112B
$443K 0.13%
+12,068
New +$482K
VEA icon
49
Vanguard FTSE Developed Markets ETF
VEA
$223B
$413K 0.12%
11,141
+3,450
+45% +$137K
ATRC icon
50
AtriCure
ATRC
$2.08B
$406K 0.12%
+13,260
New +$413K
1
2
3 4 5

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LBA
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CA
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DTC
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NorthRock Partners's Q4 2018 Portfolio in Review

As of Q4 2018, NorthRock Partners held 103 positions worth $335M, down 3.4% from $347M the previous quarter. Its ten largest holdings account for 78% of the portfolio.

NorthRock Partners deployed $45M of net new capital in Q4 2018, opening 38 new positions and adding to 42 existing holdings. Its largest new stake was iShares MSCI EAFE Growth ETF: 103,235 shares worth $7.13M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, up from 3% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Boeing, an estimated $1.04M trimmed.

  • NorthRock Partners's largest Q4 2018 buy was iShares MSCI EAFE Growth ETF: 103,235 shares worth $7.13M.
  • NorthRock Partners added most to Microsoft in Q4 2018, an estimated $3.34M increase.
  • NorthRock Partners's biggest Q4 2018 reduction was Boeing, cutting an estimated $1.04M.
  • NorthRock Partners fully exited Corporate Capital Trust, Inc. in Q4 2018, selling an estimated $7.72M.
  • NorthRock Partners's ten largest holdings make up 78% of its $335M portfolio in Q4 2018.
  • NorthRock Partners opened 38 new positions and closed 4 in Q4 2018.
  • NorthRock Partners's portfolio value fell 3.4% quarter-over-quarter to $335M.

Based on NorthRock Partners's 13F filing for Q4 2018, filed 13 Feb 2019.