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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
+4.37%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$263M
AUM Growth
+$24M
Cap. Flow
+$13.8M
Cap. Flow %
5.26%
Top 10 Hldgs %
91.37%
Holding
58
New
6
Increased
20
Reduced
16
Closed
5

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.73M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$2.56M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.93M
4
BA icon
Boeing
BA
+$1.54M
5
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$1.35M

Top Sells

Rank Stock Value
1
TTSH
Tile Shop Holdings
TTSH
+$952K
2
AMP icon
Ameriprise Financial
AMP
+$705K
3
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$449K
4
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$401K
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$359K

Sector Composition

Rank Sector Weight
1 Miscellaneous 87.32%
2 Financials 5.63%
3 Consumer Staples 2.42%
4 Industrials 1.12%
5 Technology 1.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFA icon
26
iShares MSCI EAFE ETF
EFA
$77.6B
$440K 0.17%
6,442
-2,822
-30% -$189K
IVV icon
27
iShares Core S&P 500 ETF
IVV
$833B
$424K 0.16%
1,679
– –
MOS icon
28
The Mosaic Company
MOS
$7.88B
$406K 0.15%
18,798
+1,140
+6% +$24.7K
VOT icon
29
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.8B
$371K 0.14%
3,050
– –
VOE icon
30
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.6B
$369K 0.14%
3,495
– –
NEWR
31
DELISTED
New Relic, Inc.
NEWR
$356K 0.14%
+7,147
New +$337K
T icon
32
AT&T
T
$177B
$328K 0.12%
11,161
+783
+8% +$22.2K
VBR icon
33
Vanguard Morningstar Small-Cap Value ETF
VBR
$36.3B
$320K 0.12%
2,490
-55
-2% -$6.78K
VBK icon
34
Vanguard Morningstar Small-Cap Growth ETF
VBK
$22.7B
$315K 0.12%
2,065
– –
IWR icon
35
iShares Russell Mid-Cap ETF
IWR
$55B
$310K 0.12%
6,284
-336
-5% -$16.2K
SUSA icon
36
iShares ESG Optimized MSCI USA ETF
SUSA
$3.99B
$308K 0.12%
5,900
+10
+0.2% +$518
DIS icon
37
Walt Disney
DIS
$185B
$303K 0.12%
3,057
-226
-7% -$23.2K
VNQ icon
38
Vanguard Real Estate ETF
VNQ
$36.9B
$297K 0.11%
3,584
+142
+4% +$11.9K
AMZN icon
39
Amazon
AMZN
$2.65T
$290K 0.11%
6,020
+200
+3% +$9.82K
IVW icon
40
iShares S&P 500 Growth ETF
IVW
$75.6B
$285K 0.11%
+7,948
New +$280K
META icon
41
Meta Platforms (Facebook)
META
$1.72T
$284K 0.11%
1,667
-49
-3% -$8.18K
GOOGL icon
42
Alphabet (Google) Class A
GOOGL
$4.19T
$281K 0.11%
5,800
-180
-3% -$8.54K
BRK.A icon
43
Berkshire Hathaway Class A
BRK.A
$1.11T
$275K 0.1%
1
– –
GE icon
44
GE Aerospace
GE
$325B
$262K 0.1%
2,252
+407
+22% +$49.2K
MCD icon
45
McDonald's
MCD
$176B
$261K 0.1%
1,665
– –
XEL icon
46
Xcel Energy
XEL
$45.4B
$249K 0.09%
5,230
– –
BBY icon
47
Best Buy
BBY
$19.4B
$246K 0.09%
+4,289
New +$246K
NFLX icon
48
Netflix
NFLX
$318B
$240K 0.09%
+13,260
New +$231K
ATI icon
49
ATI
ATI
$25.8B
$229K 0.09%
9,561
-1,420
-13% -$28.1K
UPS icon
50
United Parcel Service
UPS
$84B
$222K 0.08%
1,841
-486
-21% -$55.3K
1
2
3

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DTC
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NPT
National Philanthropic Trust Jenkintown, Pennsylvania $6.92B AUM 24.7% 1-Year Est. Return
RCWMU
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EWM
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CA
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CI
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JSSH
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NorthRock Partners's Q3 2017 Portfolio in Review

As of Q3 2017, NorthRock Partners held 58 positions worth $263M, up 10% from $239M the previous quarter. Its ten largest holdings account for 91% of the portfolio.

NorthRock Partners deployed $13.8M of net new capital in Q3 2017, opening 6 new positions and adding to 20 existing holdings. Its largest new stake was Boeing: 6,620 shares worth $1.68M.

By sector, the portfolio is most concentrated in Miscellaneous at 87% of assets, down from 88% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Ameriprise Financial, an estimated $705K trimmed.

  • NorthRock Partners's largest Q3 2017 buy was Boeing: 6,620 shares worth $1.68M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $5.73M increase.
  • NorthRock Partners's biggest Q3 2017 reduction was Ameriprise Financial, cutting an estimated $705K.
  • NorthRock Partners fully exited Tile Shop Holdings in Q3 2017, selling an estimated $952K.
  • NorthRock Partners's ten largest holdings make up 91% of its $263M portfolio in Q3 2017.
  • NorthRock Partners opened 6 new positions and closed 5 in Q3 2017.
  • NorthRock Partners's portfolio value rose 10% quarter-over-quarter to $263M.

Based on NorthRock Partners's 13F filing for Q3 2017, filed 13 Nov 2017.