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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
+5.43%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$232M
AUM Growth
-$50.5M
Cap. Flow
-$61.6M
Cap. Flow %
-26.53%
Top 10 Hldgs %
90.64%
Holding
61
New
4
Increased
3
Reduced
30
Closed
17

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.76M
2
ATI icon
ATI
ATI
+$781K
3
MCD icon
McDonald's
MCD
+$242K
4
CMCSA icon
Comcast
CMCSA
+$230K
5
HON icon
Honeywell
HON
+$223K

Top Sells

Rank Stock Value
1
AMP icon
Ameriprise Financial
AMP
+$19.2M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$7.99M
3
TGT icon
Target
TGT
+$6.33M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.39M
5
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$3.26M

Sector Composition

Rank Sector Weight
1 Miscellaneous 90.82%
2 Financials 5.87%
3 Industrials 0.74%
4 Materials 0.53%
5 Technology 0.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOT icon
26
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.8B
$344K 0.15%
3,050
– –
IVV icon
27
iShares Core S&P 500 ETF
IVV
$833B
$338K 0.15%
1,428
-79
-5% -$18.5K
T icon
28
AT&T
T
$177B
$337K 0.15%
10,773
-7,236
-40% -$228K
VBR icon
29
Vanguard Morningstar Small-Cap Value ETF
VBR
$36.3B
$294K 0.13%
2,390
-100
-4% -$12.3K
VBK icon
30
Vanguard Morningstar Small-Cap Growth ETF
VBK
$22.7B
$290K 0.12%
2,065
– –
SUSA icon
31
iShares ESG Optimized MSCI USA ETF
SUSA
$3.99B
$289K 0.12%
5,890
+30
+0.5% +$1.44K
MSFT icon
32
Microsoft
MSFT
$3.64T
$282K 0.12%
34,442
+27,420
+390% +$1.76M
TGT icon
33
Target
TGT
$70.3B
$277K 0.12%
4,928
-101,701
-95% -$6.33M
GE icon
34
GE Aerospace
GE
$325B
$262K 0.11%
1,828
-4
-0.2% -$579
BRK.A icon
35
Berkshire Hathaway Class A
BRK.A
$1.11T
$250K 0.11%
1
– –
MCD icon
36
McDonald's
MCD
$176B
$250K 0.11%
+1,931
New +$242K
VNQ icon
37
Vanguard Real Estate ETF
VNQ
$36.9B
$249K 0.11%
3,011
-95
-3% -$7.88K
XEL icon
38
Xcel Energy
XEL
$45.4B
$234K 0.1%
5,232
-1,382
-21% -$58.6K
CMCSA icon
39
Comcast
CMCSA
$84.2B
$233K 0.1%
+6,198
New +$230K
HON icon
40
Honeywell
HON
$65.8B
$227K 0.1%
+2,015
New +$223K
IWR icon
41
iShares Russell Mid-Cap ETF
IWR
$55B
$217K 0.09%
4,652
-212
-4% -$9.83K
BBY icon
42
Best Buy
BBY
$19.4B
$202K 0.09%
4,082
-8,222
-67% -$367K
NLY icon
43
Annaly Capital Management
NLY
$16B
$168K 0.07%
3,771
-1,280
-25% -$54.5K
CBK
44
DELISTED
Christopher & Banks Corporation
CBK
$51K 0.02%
34,500
– –
ADP icon
45
Automatic Data Processing
ADP
$109B
– –
-2,354
Closed -$243K
EFG icon
46
iShares MSCI EAFE Growth ETF
EFG
$16.3B
– –
-25,000
Closed -$1.59M
JNJ icon
47
Johnson & Johnson
JNJ
$644B
– –
-1,766
Closed -$203K
KO icon
48
Coca-Cola
KO
$378B
– –
-13,652
Closed -$567K
LPLA icon
49
LPL Financial
LPLA
$26.2B
– –
-6,318
Closed -$222K
LUMN icon
50
Lumen
LUMN
$6.88B
– –
-8,847
Closed -$211K
1
2
3

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RCWMU
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EWM
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CA
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JSSH
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NorthRock Partners's Q1 2017 Portfolio in Review

As of Q1 2017, NorthRock Partners held 61 positions worth $232M, down 18% from $283M the previous quarter. Its ten largest holdings account for 91% of the portfolio.

NorthRock Partners withdrew a net $61.6M in Q1 2017, closing 17 positions and reducing 30 holdings. Its most notable exit was iShares MSCI EAFE Growth ETF, an estimated $1.59M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 91% of assets, up from 80% a quarter earlier, followed by Financials and Industrials.

Against the trend, NorthRock Partners opened a new position in ATI worth $746K.

  • NorthRock Partners's largest Q1 2017 buy was ATI: 41,538 shares worth $746K.
  • NorthRock Partners added most to Microsoft in Q1 2017, an estimated $1.76M increase.
  • NorthRock Partners's biggest Q1 2017 reduction was Ameriprise Financial, cutting an estimated $19.2M.
  • NorthRock Partners fully exited iShares MSCI EAFE Growth ETF in Q1 2017, selling an estimated $1.59M.
  • NorthRock Partners's ten largest holdings make up 91% of its $232M portfolio in Q1 2017.
  • NorthRock Partners opened 4 new positions and closed 17 in Q1 2017.
  • NorthRock Partners's portfolio value fell 18% quarter-over-quarter to $232M.

Based on NorthRock Partners's 13F filing for Q1 2017, filed 12 May 2017.