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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
+3.98%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$234M
AUM Growth
+$10.4M
Cap. Flow
+$2.34M
Cap. Flow %
1%
Top 10 Hldgs %
92.03%
Holding
55
New
8
Increased
10
Reduced
23
Closed
4

Top Buys

Rank Stock Value
1
AMP icon
Ameriprise Financial
AMP
+$16.7M
2
CELG
Celgene Corp
CELG
+$787K
3
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$701K
4
USB icon
US Bancorp
USB
+$316K
5
DIS icon
Walt Disney
DIS
+$300K

Top Sells

Rank Stock Value
1
TGT icon
Target
TGT
+$10.1M
2
GPT
Gramercy Property Trust
GPT
+$3.82M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$789K
4
VBK icon
Vanguard Morningstar Small-Cap Growth ETF
VBK
+$400K
5
MOS icon
The Mosaic Company
MOS
+$356K

Sector Composition

Rank Sector Weight
1 Miscellaneous 82.34%
2 Financials 8.55%
3 Consumer Staples 3.65%
4 Healthcare 1.88%
5 Industrials 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBM icon
26
IBM
IBM
$224B
$333K 0.14%
3,655
-406
-10% -$61.6K
VOT icon
27
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.8B
$325K 0.14%
3,064
+14
+0.5% +$1.48K
BSX icon
28
Boston Scientific
BSX
$63.6B
$323K 0.14%
13,587
-1,543
-10% -$36.8K
USB icon
29
US Bancorp
USB
$93.1B
$319K 0.14%
+7,431
New +$316K
MDY icon
30
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.7B
$310K 0.13%
1,100
– –
DIS icon
31
Walt Disney
DIS
$185B
$291K 0.12%
+3,134
New +$300K
MDT icon
32
Medtronic
MDT
$118B
$285K 0.12%
3,271
-135
-4% -$11.8K
GE icon
33
GE Aerospace
GE
$325B
$282K 0.12%
+1,981
New +$296K
VBR icon
34
Vanguard Morningstar Small-Cap Value ETF
VBR
$36.3B
$275K 0.12%
2,490
– –
VBK icon
35
Vanguard Morningstar Small-Cap Growth ETF
VBK
$22.7B
$272K 0.12%
2,065
-3,069
-60% -$400K
SUSA icon
36
iShares ESG Optimized MSCI USA ETF
SUSA
$3.99B
$266K 0.11%
+5,860
New +$264K
VNQ icon
37
Vanguard Real Estate ETF
VNQ
$36.9B
$263K 0.11%
3,026
– –
NEWR
38
DELISTED
New Relic, Inc.
NEWR
$261K 0.11%
+6,804
New +$239K
UPS icon
39
United Parcel Service
UPS
$84B
$256K 0.11%
2,339
-1,375
-37% -$150K
MRK icon
40
Merck
MRK
$358B
$231K 0.1%
+3,852
New +$225K
VWO icon
41
Vanguard FTSE Emerging Markets ETF
VWO
$125B
$231K 0.1%
6,151
– –
MOS icon
42
The Mosaic Company
MOS
$7.88B
$220K 0.09%
8,981
-13,052
-59% -$356K
BRK.A icon
43
Berkshire Hathaway Class A
BRK.A
$1.11T
$216K 0.09%
1
– –
JNJ icon
44
Johnson & Johnson
JNJ
$644B
$209K 0.09%
1,766
– –
VEA icon
45
Vanguard FTSE Developed Markets ETF
VEA
$233B
$208K 0.09%
+5,550
New +$204K
ADP icon
46
Automatic Data Processing
ADP
$109B
$206K 0.09%
2,328
+131
+6% +$11.9K
GIS icon
47
General Mills
GIS
$19.7B
$203K 0.09%
3,168
-386
-11% -$26.9K
QUMU
48
DELISTED
Qumu Corp.
QUMU
$91K 0.04%
40,000
– –
CBK
49
DELISTED
Christopher & Banks Corporation
CBK
$50K 0.02%
34,500
– –
NOG icon
50
Northern Oil and Gas
NOG
$2.7B
$31K 0.01%
+1,150
New +$42K
1
2
3

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PFS
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DTC
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NPT
National Philanthropic Trust Jenkintown, Pennsylvania $6.92B AUM 24.7% 1-Year Est. Return
RCWMU
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EWM
Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.93B AUM 17.96% 1-Year Est. Return
CI
Cincinnati Insurance Fairfield, Ohio $6.94B AUM 20.24% 1-Year Est. Return
JSSH
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NorthRock Partners's Q3 2016 Portfolio in Review

As of Q3 2016, NorthRock Partners held 55 positions worth $234M, up 4.6% from $223M the previous quarter. Its ten largest holdings account for 92% of the portfolio.

NorthRock Partners's Q3 2016 filing shows 8 new, 10 increased, 23 reduced and 4 closed positions. Its largest new stake was US Bancorp: 7,431 shares worth $319K. The largest sale was Target, an estimated $10.1M.

By sector, the portfolio is most concentrated in Miscellaneous at 82% of assets, down from 83% a quarter earlier, followed by Financials and Consumer Staples.

  • NorthRock Partners's largest Q3 2016 buy was US Bancorp: 7,431 shares worth $319K.
  • NorthRock Partners added most to Ameriprise Financial in Q3 2016, an estimated $16.7M increase.
  • NorthRock Partners's biggest Q3 2016 reduction was Target, cutting an estimated $10.1M.
  • NorthRock Partners fully exited Gramercy Property Trust in Q3 2016, selling an estimated $3.82M.
  • NorthRock Partners's ten largest holdings make up 92% of its $234M portfolio in Q3 2016.
  • NorthRock Partners opened 8 new positions and closed 4 in Q3 2016.
  • NorthRock Partners's portfolio value rose 4.6% quarter-over-quarter to $234M.

Based on NorthRock Partners's 13F filing for Q3 2016, filed 14 Nov 2016.