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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+10.75%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$2.39B
AUM Growth
+$1.43B
Cap. Flow
+$1.27B
Cap. Flow %
53.15%
Top 10 Hldgs %
51.94%
Holding
760
New
406
Increased
311
Reduced
22
Closed
10

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$137M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$97.7M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$80.1M
4
AAPL icon
Apple
AAPL
+$74.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$70.6M

Top Sells

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$799K
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$738K
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$351K
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$259K
5
NVO
Novo Nordisk
NVO
+$253K

Sector Composition

Rank Sector Weight
1 Technology 10.91%
2 Consumer Staples 6.84%
3 Financials 3.77%
4 Healthcare 3.74%
5 Consumer Discretionary 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNST icon
376
Monster Beverage
MNST
$94.3B
$416K 0.02%
+7,216
New +$386K
TECH icon
377
Bio-Techne
TECH
$11.2B
$413K 0.02%
5,355
+1,812
+51% +$119K
IQV icon
378
IQVIA
IQV
$38.7B
$413K 0.02%
+1,784
New +$366K
PAYX icon
379
Paychex
PAYX
$41.6B
$412K 0.02%
3,459
+1,410
+69% +$167K
FIS icon
380
Fidelity National Information Services
FIS
$23.1B
$409K 0.02%
+6,813
New +$374K
PWR icon
381
Quanta Services
PWR
$100B
$407K 0.02%
+1,886
New +$348K
HDV
382
iShares Core High Dividend ETF
HDV
$14.5B
$406K 0.02%
19,920
+2,150
+12% +$42.3K
SPYD icon
383
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.62B
$405K 0.02%
10,340
+945
+10% +$33.9K
DAL icon
384
Delta Air Lines
DAL
$57.5B
$405K 0.02%
+10,057
New +$365K
CNC icon
385
Centene
CNC
$30.7B
$404K 0.02%
5,450
+2,462
+82% +$178K
ESGU icon
386
iShares ESG Aware MSCI USA ETF
ESGU
$17.9B
$400K 0.02%
+3,814
New +$374K
KRC icon
387
Kilroy Realty
KRC
$4.52B
$400K 0.02%
9,908
+3,566
+56% +$118K
CMG icon
388
Chipotle Mexican Grill
CMG
$47.2B
$398K 0.02%
+8,700
New +$362K
FAST icon
389
Fastenal
FAST
$54.7B
$397K 0.02%
+12,266
New +$370K
CPRT icon
390
Copart
CPRT
$27B
$397K 0.02%
+8,105
New +$383K
STWD icon
391
Starwood Property Trust
STWD
$5.92B
$394K 0.02%
18,332
+5,564
+44% +$109K
JCI icon
392
Johnson Controls International
JCI
$88.8B
$393K 0.02%
+6,779
New +$356K
CEG icon
393
Constellation Energy
CEG
$93.8B
$392K 0.02%
+3,350
New +$391K
OKE icon
394
Oneok
OKE
$57.2B
$391K 0.02%
+5,573
New +$374K
RSPT icon
395
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.49B
$391K 0.02%
11,979
+3,014
+34% +$88.5K
EL icon
396
Estee Lauder
EL
$30.4B
$389K 0.02%
2,661
+226
+9% +$30K
IQLT icon
397
iShares MSCI Intl Quality Factor ETF
IQLT
$13.8B
$389K 0.02%
+10,347
New +$361K
GAB icon
398
Gabelli Equity Trust
GAB
$1.75B
$387K 0.02%
76,189
+40,189
+112% +$201K
CHD icon
399
Church & Dwight Co
CHD
$23.4B
$387K 0.02%
4,088
+1,613
+65% +$148K
KEYS icon
400
Keysight
KEYS
$54.5B
$384K 0.02%
2,411
+709
+42% +$96.3K
14 15
16
17 18

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2023 Portfolio in Review

As of Q4 2023, NorthRock Partners held 760 positions worth $2.39B, up 149% from $959M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

NorthRock Partners deployed $1.27B of net new capital in Q4 2023, opening 406 new positions and adding to 311 existing holdings. Its largest new stake was Keurig Dr Pepper: 407,903 shares worth $13.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio Developed World ex-US ETF, an estimated $799K trimmed.

  • NorthRock Partners's largest Q4 2023 buy was Keurig Dr Pepper: 407,903 shares worth $13.6M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $137M increase.
  • NorthRock Partners's biggest Q4 2023 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $799K.
  • NorthRock Partners fully exited Novo Nordisk in Q4 2023, selling an estimated $253K.
  • NorthRock Partners's ten largest holdings make up 52% of its $2.39B portfolio in Q4 2023.
  • NorthRock Partners opened 406 new positions and closed 10 in Q4 2023.
  • NorthRock Partners's portfolio value rose 149% quarter-over-quarter to $2.39B.

Based on NorthRock Partners's 13F filing for Q4 2023, filed 8 Feb 2024.