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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
+6.72%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$5.54B
AUM Growth
+$1.7B
Cap. Flow
+$1.42B
Cap. Flow %
25.6%
Top 10 Hldgs %
45.47%
Holding
916
New
234
Increased
494
Reduced
118
Closed
45

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$212M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$163M
3
ROUS icon
Hartford Multifactor US Equity ETF
ROUS
+$90.5M
4
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$69.1M
5
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$49.2M

Top Sells

Rank Stock Value
1
ATI icon
ATI
ATI
+$46.7M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$10.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.99M
4
TGT icon
Target
TGT
+$6.64M
5
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$5.43M

Sector Composition

Rank Sector Weight
1 Miscellaneous 72.04%
2 Technology 10.29%
3 Financials 4.05%
4 Consumer Staples 3.09%
5 Consumer Discretionary 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMB icon
351
Williams Companies
WMB
$87.1B
$979K 0.02%
15,457
+455
+3% +$26.7K
EQIX icon
352
Equinix
EQIX
$101B
$967K 0.02%
1,234
+8
+0.7% +$6.25K
OTIS icon
353
Otis Worldwide
OTIS
$26.2B
$961K 0.02%
10,508
+1,934
+23% +$176K
LEN icon
354
Lennar Class A
LEN
$18.8B
$960K 0.02%
7,619
+1,672
+28% +$208K
DIVB icon
355
iShares Core Dividend ETF
DIVB
$2.02B
$955K 0.02%
18,276
+1,169
+7% +$59.9K
EXPE icon
356
Expedia Group
EXPE
$33.9B
$953K 0.02%
4,457
+1,850
+71% +$372K
IWO icon
357
iShares Russell 2000 Growth ETF
IWO
$14.3B
$951K 0.02%
2,970
-70
-2% -$21.1K
AIG icon
358
American International
AIG
$39.3B
$950K 0.02%
12,094
+993
+9% +$79.4K
SCHQ
359
Schwab Long-Term US Treasury ETF
SCHQ
$851M
$949K 0.02%
+29,379
New +$930K
HUM icon
360
Humana
HUM
$45.9B
$946K 0.02%
3,635
+1,241
+52% +$326K
AXON
361
Axon Enterprise
AXON
$36.7B
$942K 0.02%
1,313
+109
+9% +$82.7K
HCA icon
362
HCA Healthcare
HCA
$92.7B
$941K 0.02%
2,209
-25
-1% -$9.69K
EME icon
363
Emcor
EME
$32.4B
$941K 0.02%
1,449
+829
+134% +$503K
MGEE icon
364
MGE Energy Inc
MGEE
$2.84B
$939K 0.02%
11,150
-19
-0.2% -$1.62K
TT icon
365
Trane Technologies
TT
$92.8B
$927K 0.02%
2,196
+144
+7% +$61.5K
APD icon
366
Air Products & Chemicals
APD
$63.7B
$921K 0.02%
3,378
+285
+9% +$82.5K
USIG icon
367
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.6B
$921K 0.02%
+17,628
New +$909K
SPG icon
368
Simon Property Group
SPG
$66.1B
$909K 0.02%
4,845
+151
+3% +$26.1K
CMI icon
369
Cummins
CMI
$73.2B
$900K 0.02%
2,130
+840
+65% +$322K
IBIT icon
370
iShares Bitcoin Trust
IBIT
$60.2B
$898K 0.02%
13,819
+2,554
+23% +$166K
IXUS icon
371
iShares Core MSCI Total International Stock ETF
IXUS
$60B
$895K 0.02%
+10,839
New +$862K
SOFI icon
372
SoFi Technologies
SOFI
$21.7B
$890K 0.02%
33,705
+16,331
+94% +$388K
EMHY icon
373
iShares JPMorgan EM High Yield Bond ETF
EMHY
$621M
$888K 0.02%
+22,363
New +$880K
SYF icon
374
Synchrony
SYF
$24.5B
$886K 0.02%
12,472
+777
+7% +$56.3K
CARR icon
375
Carrier Global
CARR
$44.8B
$880K 0.02%
14,743
-2,583
-15% -$175K
13 14
15
16 17

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PFS
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DTC
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NPT
National Philanthropic Trust Jenkintown, Pennsylvania $6.92B AUM 24.7% 1-Year Est. Return
RCWMU
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EWM
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CA
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CI
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JSSH
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NorthRock Partners's Q3 2025 Portfolio in Review

As of Q3 2025, NorthRock Partners held 916 positions worth $5.54B, up 44% from $3.84B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

NorthRock Partners deployed $1.42B of net new capital in Q3 2025, opening 234 new positions and adding to 494 existing holdings. Its largest new stake was Hartford Multifactor US Equity ETF: 1,639,891 shares worth $94.3M.

By sector, the portfolio is most concentrated in Miscellaneous at 72% of assets, up from 68% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $10.2M trimmed.

  • NorthRock Partners's largest Q3 2025 buy was Hartford Multifactor US Equity ETF: 1,639,891 shares worth $94.3M.
  • NorthRock Partners added most to Vanguard S&P 500 ETF in Q3 2025, an estimated $212M increase.
  • NorthRock Partners's biggest Q3 2025 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $10.2M.
  • NorthRock Partners fully exited ATI in Q3 2025, selling an estimated $46.7M.
  • NorthRock Partners's ten largest holdings make up 45% of its $5.54B portfolio in Q3 2025.
  • NorthRock Partners opened 234 new positions and closed 45 in Q3 2025.
  • NorthRock Partners's portfolio value rose 44% quarter-over-quarter to $5.54B.

Based on NorthRock Partners's 13F filing for Q3 2025, filed 14 Nov 2025.