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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+10.75%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$2.39B
AUM Growth
+$1.43B
Cap. Flow
+$1.27B
Cap. Flow %
53.15%
Top 10 Hldgs %
51.94%
Holding
760
New
406
Increased
311
Reduced
22
Closed
10

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$137M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$97.7M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$80.1M
4
AAPL icon
Apple
AAPL
+$74.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$70.6M

Top Sells

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$799K
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$738K
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$351K
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$259K
5
NVO
Novo Nordisk
NVO
+$253K

Sector Composition

Rank Sector Weight
1 Technology 10.91%
2 Consumer Staples 6.84%
3 Financials 3.77%
4 Healthcare 3.74%
5 Consumer Discretionary 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFG icon
351
American Financial Group
AFG
$11.8B
$450K 0.02%
3,788
+1,277
+51% +$144K
DTE icon
352
DTE Energy
DTE
$29.5B
$448K 0.02%
+4,039
New +$414K
LHX icon
353
L3Harris
LHX
$51.6B
$448K 0.02%
2,127
+265
+14% +$49.7K
ANSS
354
DELISTED
Ansys
ANSS
$447K 0.02%
1,233
+485
+65% +$144K
HLT icon
355
Hilton Worldwide
HLT
$72.1B
$444K 0.02%
+2,438
New +$398K
DOW icon
356
Dow Inc
DOW
$21.9B
$443K 0.02%
8,074
+3,120
+63% +$159K
EWU icon
357
iShares MSCI United Kingdom ETF
EWU
$4.14B
$440K 0.02%
+13,302
New +$424K
APH icon
358
Amphenol
APH
$198B
$439K 0.02%
8,894
+3,510
+65% +$155K
EFX icon
359
Equifax
EFX
$20.3B
$438K 0.02%
1,773
+487
+38% +$98.8K
FANG icon
360
Diamondback Energy
FANG
$57.1B
$437K 0.02%
2,819
+1,373
+95% +$215K
WBS icon
361
Webster Financial
WBS
$12.5B
$437K 0.02%
+8,610
New +$372K
A icon
362
Agilent Technologies
A
$39.1B
$429K 0.02%
3,082
+1,076
+54% +$128K
DFUV icon
363
Dimensional US Marketwide Value ETF
DFUV
$15.4B
$428K 0.02%
+11,499
New +$396K
TFC icon
364
Truist Financial
TFC
$63.3B
$428K 0.02%
11,591
+2,172
+23% +$68.2K
ARE icon
365
Alexandria Real Estate Equities
ARE
$8.97B
$428K 0.02%
+3,342
New +$360K
HSIC icon
366
Henry Schein
HSIC
$9.77B
$425K 0.02%
+5,620
New +$393K
AEP icon
367
American Electric Power
AEP
$69.6B
$425K 0.02%
5,233
+2,323
+80% +$180K
COR icon
368
Cencora
COR
$60.6B
$423K 0.02%
+2,059
New +$402K
OEF icon
369
iShares S&P 100 ETF
OEF
$20.1B
$423K 0.02%
1,892
-71
-4% -$14.9K
COF icon
370
Capital One
COF
$128B
$423K 0.02%
3,224
+990
+44% +$107K
ODFL icon
371
Old Dominion Freight Line
ODFL
$44.1B
$420K 0.02%
+2,074
New +$411K
SHOP icon
372
Shopify
SHOP
$152B
$419K 0.02%
+5,378
New +$343K
SCHD icon
373
Schwab US Dividend Equity ETF
SCHD
$103B
$418K 0.02%
22,308
+6,432
+41% +$153K
SPTM icon
374
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.6B
$418K 0.02%
7,148
+288
+4% +$15.7K
VOE icon
375
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.7B
$417K 0.02%
2,879
-807
-22% -$108K
13 14
15
16 17

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WIA
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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2023 Portfolio in Review

As of Q4 2023, NorthRock Partners held 760 positions worth $2.39B, up 149% from $959M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

NorthRock Partners deployed $1.27B of net new capital in Q4 2023, opening 406 new positions and adding to 311 existing holdings. Its largest new stake was Keurig Dr Pepper: 407,903 shares worth $13.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio Developed World ex-US ETF, an estimated $799K trimmed.

  • NorthRock Partners's largest Q4 2023 buy was Keurig Dr Pepper: 407,903 shares worth $13.6M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $137M increase.
  • NorthRock Partners's biggest Q4 2023 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $799K.
  • NorthRock Partners fully exited Novo Nordisk in Q4 2023, selling an estimated $253K.
  • NorthRock Partners's ten largest holdings make up 52% of its $2.39B portfolio in Q4 2023.
  • NorthRock Partners opened 406 new positions and closed 10 in Q4 2023.
  • NorthRock Partners's portfolio value rose 149% quarter-over-quarter to $2.39B.

Based on NorthRock Partners's 13F filing for Q4 2023, filed 8 Feb 2024.