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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+10.75%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$2.39B
AUM Growth
+$1.43B
Cap. Flow
+$1.27B
Cap. Flow %
53.15%
Top 10 Hldgs %
51.94%
Holding
760
New
406
Increased
311
Reduced
22
Closed
10

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$137M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$97.7M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$80.1M
4
AAPL icon
Apple
AAPL
+$74.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$70.6M

Top Sells

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$799K
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$738K
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$351K
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$259K
5
NVO
Novo Nordisk
NVO
+$253K

Sector Composition

Rank Sector Weight
1 Technology 10.91%
2 Consumer Staples 6.84%
3 Financials 3.77%
4 Healthcare 3.74%
5 Consumer Discretionary 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMB icon
326
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$492K 0.02%
+5,525
New +$465K
HUM icon
327
Humana
HUM
$44B
$484K 0.02%
+1,055
New +$520K
AWR icon
328
American States Water
AWR
$3.37B
$483K 0.02%
+6,000
New +$480K
GEHC icon
329
GE HealthCare
GEHC
$31.6B
$482K 0.02%
6,240
+2,325
+59% +$163K
RMD icon
330
ResMed
RMD
$30.3B
$482K 0.02%
2,802
+1,328
+90% +$204K
NTGR icon
331
NETGEAR
NTGR
$616M
$481K 0.02%
+32,996
New +$427K
ADSK icon
332
Autodesk
ADSK
$49.6B
$480K 0.02%
1,970
+898
+84% +$194K
FCX icon
333
Freeport-McMoran
FCX
$91.2B
$478K 0.02%
11,240
+4,641
+70% +$171K
NIC icon
334
Nicolet Bankshares
NIC
$3.57B
$478K 0.02%
5,943
+1,991
+50% +$149K
VOT icon
335
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$475K 0.02%
2,163
+100
+5% +$20K
SRE icon
336
Sempra
SRE
$58.6B
$473K 0.02%
+6,286
New +$450K
XYZ
337
Block Inc
XYZ
$49.2B
$473K 0.02%
+6,112
New +$346K
TT icon
338
Trane Technologies
TT
$97.3B
$472K 0.02%
1,936
+887
+85% +$194K
SCHG icon
339
Schwab US Large-Cap Growth ETF
SCHG
$59.1B
$469K 0.02%
+22,632
New +$438K
CDW icon
340
CDW
CDW
$18.6B
$466K 0.02%
+2,052
New +$435K
IWN icon
341
iShares Russell 2000 Value ETF
IWN
$14.4B
$464K 0.02%
+2,987
New +$414K
PSA icon
342
Public Storage
PSA
$59.3B
$463K 0.02%
+1,520
New +$403K
ESML icon
343
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.83B
$463K 0.02%
+12,190
New +$416K
RJF icon
344
Raymond James Financial
RJF
$33.6B
$460K 0.02%
+4,111
New +$423K
MSCI icon
345
MSCI
MSCI
$41.9B
$458K 0.02%
+810
New +$418K
SCHW
346
Charles Schwab
SCHW
$181B
$457K 0.02%
6,649
+1,384
+26% +$79.9K
CMA
347
DELISTED
Comerica
CMA
$454K 0.02%
+8,029
New +$363K
UBER icon
348
Uber
UBER
$143B
$453K 0.02%
+7,359
New +$385K
MPWR icon
349
Monolithic Power Systems
MPWR
$64.7B
$453K 0.02%
+717
New +$375K
NUE icon
350
Nucor
NUE
$58.5B
$452K 0.02%
+2,590
New +$411K
12 13
14
15 16

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2023 Portfolio in Review

As of Q4 2023, NorthRock Partners held 760 positions worth $2.39B, up 149% from $959M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

NorthRock Partners deployed $1.27B of net new capital in Q4 2023, opening 406 new positions and adding to 311 existing holdings. Its largest new stake was Keurig Dr Pepper: 407,903 shares worth $13.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio Developed World ex-US ETF, an estimated $799K trimmed.

  • NorthRock Partners's largest Q4 2023 buy was Keurig Dr Pepper: 407,903 shares worth $13.6M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $137M increase.
  • NorthRock Partners's biggest Q4 2023 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $799K.
  • NorthRock Partners fully exited Novo Nordisk in Q4 2023, selling an estimated $253K.
  • NorthRock Partners's ten largest holdings make up 52% of its $2.39B portfolio in Q4 2023.
  • NorthRock Partners opened 406 new positions and closed 10 in Q4 2023.
  • NorthRock Partners's portfolio value rose 149% quarter-over-quarter to $2.39B.

Based on NorthRock Partners's 13F filing for Q4 2023, filed 8 Feb 2024.