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NP
NorthRock Partners Portfolio holdings
AUM
$6.89B
1-Year Est. Return
19.83%
This Fund
S&P 500
This Quarter
Est. Return
+10.75%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$2.39B
AUM Growth
+$1.43B
(+149%)
Cap. Flow
+$1.27B
Cap. Flow
% of AUM
53.05%
Top 10 Holdings %
Top 10 Hldgs %
51.94%
Holding
760
New
406
Increased
311
Reduced
22
Closed
10
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$137M |
| 2 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$97.7M |
| 3 |
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
|
+$80.1M |
| 4 |
Apple
AAPL
|
+$74.1M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$70.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
|
+$799K |
| 2 |
Vanguard Mortgage-Backed Securities ETF
VMBS
|
+$738K |
| 3 |
iShares Floating Rate Bond ETF
FLOT
|
+$351K |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$259K |
| 5 |
NVO
Novo Nordisk
NVO
|
+$253K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 64.74% |
| 2 | Technology | 10.91% |
| 3 | Consumer Staples | 6.84% |
| 4 | Financials | 3.77% |
| 5 | Healthcare | 3.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.2B
| $492K | 0.02% |
+5,525
| New | +$465K |
|
327
Humana
HUM
$46.2B
| $484K | 0.02% |
+1,055
| New | +$520K |
|
328
American States Water
AWR
$3.46B
| $483K | 0.02% |
+6,000
| New | +$480K |
|
329
GE HealthCare
GEHC
$28.7B
| $482K | 0.02% |
6,240
+2,325
| +59% | +$163K |
|
330
ResMed
RMD
$32.9B
| $482K | 0.02% |
2,802
+1,328
| +90% | +$204K |
|
331
NETGEAR
NTGR
$618M
| $481K | 0.02% |
+32,996
| New | +$427K |
|
332
Autodesk
ADSK
$46B
| $480K | 0.02% |
1,970
+898
| +84% | +$194K |
|
333
Freeport-McMoran
FCX
$99.4B
| $478K | 0.02% |
11,240
+4,641
| +70% | +$171K |
|
334
Nicolet Bankshares
NIC
$3.52B
| $478K | 0.02% |
5,943
+1,991
| +50% | +$149K |
|
335
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.8B
| $475K | 0.02% |
2,163
+100
| +5% | +$20K |
|
336
Sempra
SRE
$53.4B
| $473K | 0.02% |
+6,286
| New | +$450K |
|
|
XYZ
337
Block Inc
XYZ
$46B
| $473K | 0.02% |
+6,112
| New | +$346K |
|
338
Trane Technologies
TT
$92.8B
| $472K | 0.02% |
1,936
+887
| +85% | +$194K |
|
339
Schwab US Large-Cap Growth ETF
SCHG
$62B
| $469K | 0.02% |
+22,632
| New | +$438K |
|
340
CDW
CDW
$18.7B
| $466K | 0.02% |
+2,052
| New | +$435K |
|
341
iShares Russell 2000 Value ETF
IWN
$14.1B
| $464K | 0.02% |
+2,987
| New | +$414K |
|
342
Public Storage
PSA
$55.1B
| $463K | 0.02% |
+1,520
| New | +$403K |
|
343
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.78B
| $463K | 0.02% |
+12,190
| New | +$416K |
|
344
Raymond James Financial
RJF
$31.7B
| $460K | 0.02% |
+4,111
| New | +$423K |
|
345
MSCI
MSCI
$39.3B
| $458K | 0.02% |
+810
| New | +$418K |
|
|
SCHW
346
Charles Schwab
SCHW
$182B
| $457K | 0.02% |
6,649
+1,384
| +26% | +$79.9K |
|
|
CMA
347
DELISTED
Comerica
CMA
| $454K | 0.02% |
+8,029
| New | +$363K |
|
348
Uber
UBER
$145B
| $453K | 0.02% |
+7,359
| New | +$385K |
|
349
Monolithic Power Systems
MPWR
$56.4B
| $453K | 0.02% |
+717
| New | +$375K |
|
350
Nucor
NUE
$59.1B
| $452K | 0.02% |
+2,590
| New | +$411K |
|
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NorthRock Partners's Q4 2023 Portfolio in Review
As of Q4 2023, NorthRock Partners held 760 positions worth $2.39B, up 149% from $959M the previous quarter. Its ten largest holdings account for 52% of the portfolio.
NorthRock Partners deployed $1.27B of net new capital in Q4 2023, opening 406 new positions and adding to 311 existing holdings. Its largest new stake was Keurig Dr Pepper: 407,903 shares worth $13.6M.
By sector, the portfolio is most concentrated in Miscellaneous at 65% of assets, up from 63% a quarter earlier, followed by Technology and Consumer Staples.
On the sell side, the largest reduction was State Street SPDR Portfolio Developed World ex-US ETF, an estimated $799K trimmed.
- NorthRock Partners's largest Q4 2023 buy was Keurig Dr Pepper: 407,903 shares worth $13.6M.
- NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $137M increase.
- NorthRock Partners's biggest Q4 2023 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $799K.
- NorthRock Partners fully exited Novo Nordisk in Q4 2023, selling an estimated $253K.
- NorthRock Partners's ten largest holdings make up 52% of its $2.39B portfolio in Q4 2023.
- NorthRock Partners opened 406 new positions and closed 10 in Q4 2023.
- NorthRock Partners's portfolio value rose 149% quarter-over-quarter to $2.39B.
Based on NorthRock Partners's 13F filing for Q4 2023, filed 8 Feb 2024.