NP

NorthRock Partners Portfolio holdings

AUM $5.53B
1-Year Est. Return 14.33%
This Quarter Est. Return
1 Year Est. Return
+14.33%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$956M
AUM Growth
+$43.2M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
370
New
Increased
Reduced
Closed

Top Buys

1
+$22.4M
2
+$6.92M
3
+$2.77M
4
AAPL icon
Apple
AAPL
+$2.57M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$2.18M

Top Sells

1
+$1.37M
2
+$606K
3
+$542K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$491K
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$418K

Sector Composition

1 Technology 10.48%
2 Consumer Staples 7.89%
3 Financials 4.61%
4 Healthcare 3.77%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
326
$211K 0.02%
+11,956
327
$208K 0.02%
584
+21
328
$208K 0.02%
927
-61
329
$208K 0.02%
+5,129
330
$206K 0.02%
3,886
-31
331
$206K 0.02%
+2,988
332
$206K 0.02%
1,016
-11
333
$205K 0.02%
+249
334
$205K 0.02%
243
+14
335
$202K 0.02%
4,525
-275
336
$200K 0.02%
6,342
-660
337
$200K 0.02%
+785
338
$185K 0.02%
36,000
339
$168K 0.02%
+11,568
340
$130K 0.01%
10,775
341
$121K 0.01%
11,289
-151
342
$112K 0.01%
10,355
-3,216
343
$55.6K 0.01%
37,092
344
$53.7K 0.01%
+11,838
345
$17.2K ﹤0.01%
12,111
-4,510
346
$11.3K ﹤0.01%
+10,502
347
$9.39K ﹤0.01%
91
-80
348
$2.38K ﹤0.01%
+14,250
349
– –
-3,155
350
– –
-7,326
11 12 13
14
15