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NorthRock Partners Portfolio holdings
AUM
$6.2B
1-Year Est. Return
15.8%
This Fund
S&P 500
This Quarter
Est. Return
-4.02%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$959M
AUM Growth
+$45.5M
(+5%)
Cap. Flow
+$89.5M
Cap. Flow
% of AUM
9.34%
Top 10 Holdings %
Top 10 Hldgs %
57.34%
Holding
374
New
61
Increased
210
Reduced
70
Closed
20
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$22.4M |
| 2 |
Schwab US Large- Cap ETF
SCHX
|
+$7.2M |
| 3 |
Microsoft
MSFT
|
+$2.9M |
| 4 |
Apple
AAPL
|
+$2.75M |
| 5 |
Schwab US Mid-Cap ETF
SCHM
|
+$2.29M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Sysco
SYY
|
+$1.37M |
| 2 |
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
|
+$638K |
| 3 |
iShares Russell 1000 Growth ETF
IWF
|
+$563K |
| 4 |
Vanguard Dividend Appreciation ETF
VIG
|
+$513K |
| 5 |
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
|
+$447K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.46% |
| 2 | Consumer Staples | 7.87% |
| 3 | Financials | 4.6% |
| 4 | Healthcare | 3.76% |
| 5 | Industrials | 3.08% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
| $212K | 0.02% |
3,673
+40
| +1% | +$2.31K |
|
327
VF Corp
VFC
$5.63B
| $211K | 0.02% |
+11,956
| New | +$228K |
|
328
Pool Corp
POOL
$6.75B
| $208K | 0.02% |
584
+21
| +4% | +$7.64K |
|
329
iShares Russell 2000 Growth ETF
IWO
$14.3B
| $208K | 0.02% |
927
-61
| -6% | -$14.6K |
|
330
Halliburton
HAL
$26.9B
| $208K | 0.02% |
+5,129
| New | +$201K |
|
331
nVent Electric
NVT
$24.9B
| $206K | 0.02% |
3,886
-31
| -0.8% | -$1.67K |
|
332
Centene
CNC
$30.7B
| $206K | 0.02% |
+2,988
| New | +$199K |
|
333
VeriSign
VRSN
$26.2B
| $206K | 0.02% |
1,016
-11
| -1% | -$2.28K |
|
334
Regeneron Pharmaceuticals
REGN
$78.5B
| $205K | 0.02% |
+249
| New | +$196K |
|
335
TransDigm Group
TDG
$70.2B
| $205K | 0.02% |
243
+14
| +6% | +$12.3K |
|
336
Dominion Energy
D
$60.8B
| $202K | 0.02% |
4,525
-275
| -6% | -$13.7K |
|
337
Kilroy Realty
KRC
$4.52B
| $200K | 0.02% |
6,342
-660
| -9% | -$22.9K |
|
338
Snap-on
SNA
$21.2B
| $200K | 0.02% |
+785
| New | +$212K |
|
339
Gabelli Equity Trust
GAB
$1.75B
| $185K | 0.02% |
36,000
| – | – |
|
340
Certara
CERT
$1.26B
| $168K | 0.02% |
+11,568
| New | +$194K |
|
341
PUT
Cisco
CSCO
$457B
| $144K | 0.02% |
+2,700
| New | +$146K |
|
|
CNH
342
CNH Industrial
CNH
$12.7B
| $130K | 0.01% |
10,775
| – | – |
|
343
KeyCorp
KEY
$24.2B
| $121K | 0.01% |
11,289
-151
| -1% | -$1.67K |
|
344
Warner Bros
WBD
$65.9B
| $112K | 0.01% |
10,355
-3,216
| -24% | -$40.1K |
|
345
Wrap Technologies
WRAP
$103M
| $55.6K | 0.01% |
37,092
| – | – |
|
|
BDN
346
Brandywine Realty Trust
BDN
$524M
| $53.7K | 0.01% |
+11,838
| New | +$56.4K |
|
347
Lumen
LUMN
$6.57B
| $17.2K | ﹤0.01% |
12,111
-4,510
| -27% | -$7.63K |
|
348
Clover Health Investments
CLOV
$2.2B
| $11.3K | ﹤0.01% |
+10,502
| New | +$12.5K |
|
349
CALL
Advanced Micro Devices
AMD
$776B
| $10.3K | ﹤0.01% |
+100
| New | +$10.9K |
|
350
Workhorse Group
WKHS
$33.2M
| $9.39K | ﹤0.01% |
8
-6
| -43% | -$15.4K |
|
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NorthRock Partners's Q3 2023 Portfolio in Review
As of Q3 2023, NorthRock Partners held 374 positions worth $959M, up 5% from $913M the previous quarter. Its ten largest holdings account for 57% of the portfolio.
NorthRock Partners deployed $89.5M of net new capital in Q3 2023, opening 61 new positions and adding to 210 existing holdings. Its largest new stake was Schwab US Mid-Cap ETF: 96,657 shares worth $2.18M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Staples and Financials.
On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $638K trimmed.
- NorthRock Partners's largest Q3 2023 buy was Schwab US Mid-Cap ETF: 96,657 shares worth $2.18M.
- NorthRock Partners added most to iShares 0-3 Month Treasury Bond ETF in Q3 2023, an estimated $22.4M increase.
- NorthRock Partners's biggest Q3 2023 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $638K.
- NorthRock Partners fully exited Sysco in Q3 2023, selling an estimated $1.37M.
- NorthRock Partners's ten largest holdings make up 57% of its $959M portfolio in Q3 2023.
- NorthRock Partners opened 61 new positions and closed 20 in Q3 2023.
- NorthRock Partners's portfolio value rose 5% quarter-over-quarter to $959M.
Based on NorthRock Partners's 13F filing for Q3 2023, filed 24 Oct 2023.