NP

NorthRock Partners Portfolio holdings

AUM $5.53B
1-Year Est. Return 14.33%
This Quarter Est. Return
1 Year Est. Return
+14.33%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$879M
AUM Growth
+$18.1M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
356
New
Increased
Reduced
Closed

Top Buys

1
+$14.7M
2
+$3.01M
3
+$1.88M
4
MA icon
Mastercard
MA
+$995K
5
MSFT icon
Microsoft
MSFT
+$837K

Top Sells

1
+$18.9M
2
+$8.44M
3
+$8.17M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.71M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.15M

Sector Composition

1 Technology 9.88%
2 Consumer Staples 9.86%
3 Financials 4.67%
4 Healthcare 4.57%
5 Industrials 2.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
326
$203K 0.02%
+1,123
327
$203K 0.02%
797
-260
328
$202K 0.02%
+2,230
329
$202K 0.02%
+3,380
330
$201K 0.02%
+2,335
331
$200K 0.02%
+843
332
$197K 0.02%
36,000
333
$176K 0.02%
20,336
-30
334
$173K 0.02%
10,775
335
$101K 0.01%
10,659
+315
336
$71.3K 0.01%
13,662
-5,520
337
$62.7K 0.01%
37,092
338
$51K 0.01%
19,106
+97
339
$41.9K ﹤0.01%
110
340
$27.1K ﹤0.01%
2,632
341
$16.9K ﹤0.01%
19,055
342
$7.74K ﹤0.01%
1,049
-21
343
– –
-1,182
344
– –
-3,577
345
– –
-16,503
346
– –
-1,197
347
– –
-13,449
348
– –
-122,534
349
– –
-3,264
350
– –
-2,791
11 12 13
14
15