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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+10.75%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$2.39B
AUM Growth
+$1.43B
Cap. Flow
+$1.27B
Cap. Flow %
53.15%
Top 10 Hldgs %
51.94%
Holding
760
New
406
Increased
311
Reduced
22
Closed
10

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$137M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$97.7M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$80.1M
4
AAPL icon
Apple
AAPL
+$74.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$70.6M

Top Sells

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$799K
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$738K
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$351K
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$259K
5
NVO
Novo Nordisk
NVO
+$253K

Sector Composition

Rank Sector Weight
1 Technology 10.91%
2 Consumer Staples 6.84%
3 Financials 3.77%
4 Healthcare 3.74%
5 Consumer Discretionary 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCO icon
301
Moody's
MCO
$83.5B
$546K 0.02%
1,397
+673
+93% +$234K
BRK.A icon
302
Berkshire Hathaway Class A
BRK.A
$1.1T
$543K 0.02%
1
– –
ORLY icon
303
O'Reilly Automotive
ORLY
$71.3B
$541K 0.02%
8,535
+4,185
+96% +$264K
IDXX icon
304
Idexx Laboratories
IDXX
$44.1B
$540K 0.02%
972
+446
+85% +$209K
CHTR icon
305
Charter Communications
CHTR
$16.9B
$538K 0.02%
1,383
+753
+120% +$307K
CE icon
306
Celanese
CE
$4.91B
$536K 0.02%
3,451
+1,738
+101% +$227K
CL icon
307
Colgate-Palmolive
CL
$73.3B
$536K 0.02%
+6,726
New +$506K
ARCC icon
308
Ares Capital
ARCC
$13.5B
$536K 0.02%
+26,742
New +$522K
CLOI icon
309
VanEck CLO ETF
CLOI
$1.49B
$532K 0.02%
10,200
+1,756
+21% +$91.5K
MCK icon
310
McKesson
MCK
$101B
$529K 0.02%
1,142
+551
+93% +$251K
RLY icon
311
State Street Multi-Asset Real Return ETF
RLY
$1.27B
$526K 0.02%
19,322
+3,394
+21% +$91K
XLI icon
312
State Street Industrial Select Sector SPDR ETF
XLI
$32.5B
$523K 0.02%
+4,590
New +$482K
DFS
313
DELISTED
Discover Financial Services
DFS
$522K 0.02%
4,647
+1,465
+46% +$135K
VHT icon
314
Vanguard Health Care ETF
VHT
$18.3B
$518K 0.02%
2,068
+353
+21% +$83.6K
SPG icon
315
Simon Property Group
SPG
$74.7B
$517K 0.02%
3,627
+1,357
+60% +$164K
GWW icon
316
W.W. Grainger
GWW
$64B
$515K 0.02%
+621
New +$478K
DCRE icon
317
DoubleLine Commercial Real Estate Debt ETF
DCRE
$459M
$514K 0.02%
10,098
+1,379
+16% +$69.7K
FTNT icon
318
Fortinet
FTNT
$113B
$514K 0.02%
+8,778
New +$485K
F icon
319
Ford
F
$59.3B
$512K 0.02%
42,024
+14,174
+51% +$158K
PSX icon
320
Phillips 66
PSX
$84.4B
$512K 0.02%
3,847
+1,534
+66% +$183K
WELL icon
321
Welltower
WELL
$170B
$508K 0.02%
+5,634
New +$489K
HCA icon
322
HCA Healthcare
HCA
$85.7B
$505K 0.02%
1,865
+740
+66% +$183K
OTIS icon
323
Otis Worldwide
OTIS
$27.3B
$504K 0.02%
+5,629
New +$468K
K
324
DELISTED
Kellanova
K
$498K 0.02%
+8,915
New +$466K
D icon
325
Dominion Energy
D
$61.3B
$493K 0.02%
10,497
+5,972
+132% +$267K
11 12
13
14 15

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2023 Portfolio in Review

As of Q4 2023, NorthRock Partners held 760 positions worth $2.39B, up 149% from $959M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

NorthRock Partners deployed $1.27B of net new capital in Q4 2023, opening 406 new positions and adding to 311 existing holdings. Its largest new stake was Keurig Dr Pepper: 407,903 shares worth $13.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio Developed World ex-US ETF, an estimated $799K trimmed.

  • NorthRock Partners's largest Q4 2023 buy was Keurig Dr Pepper: 407,903 shares worth $13.6M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $137M increase.
  • NorthRock Partners's biggest Q4 2023 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $799K.
  • NorthRock Partners fully exited Novo Nordisk in Q4 2023, selling an estimated $253K.
  • NorthRock Partners's ten largest holdings make up 52% of its $2.39B portfolio in Q4 2023.
  • NorthRock Partners opened 406 new positions and closed 10 in Q4 2023.
  • NorthRock Partners's portfolio value rose 149% quarter-over-quarter to $2.39B.

Based on NorthRock Partners's 13F filing for Q4 2023, filed 8 Feb 2024.