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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+9.72%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.33B
AUM Growth
+$112M
Cap. Flow
+$21.7M
Cap. Flow %
1.62%
Top 10 Hldgs %
64.95%
Holding
366
New
85
Increased
169
Reduced
62
Closed
29

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.35M
2
AAPL icon
Apple
AAPL
+$2.6M
3
MSFT icon
Microsoft
MSFT
+$2.02M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$1.98M
5
PEP icon
PepsiCo
PEP
+$1.29M

Top Sells

Rank Stock Value
1
QCLS
Q/C Technologies Inc
QCLS
+$9.75M
2
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$7.77M
3
TGT icon
Target
TGT
+$6.7M
4
AMP icon
Ameriprise Financial
AMP
+$4.14M
5
IBM icon
IBM
IBM
+$1.51M

Sector Composition

Rank Sector Weight
1 Consumer Staples 10.79%
2 Technology 9.43%
3 Financials 3.71%
4 Healthcare 3.68%
5 Consumer Discretionary 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMR icon
301
Emerson Electric
EMR
$83.3B
$225K 0.02%
2,421
+73
+3% +$6.87K
HPQ icon
302
HP
HPQ
$24.6B
$224K 0.02%
+5,935
New +$194K
SHW icon
303
Sherwin-Williams
SHW
$83.7B
$224K 0.02%
+637
New +$206K
VLO icon
304
Valero Energy
VLO
$92.6B
$223K 0.02%
+2,967
New +$221K
PH icon
305
Parker-Hannifin
PH
$121B
$221K 0.02%
+696
New +$215K
LULU icon
306
lululemon athletica
LULU
$13.6B
$220K 0.02%
+561
New +$240K
VYM icon
307
Vanguard High Dividend Yield ETF
VYM
$80.9B
$219K 0.02%
1,952
+34
+2% +$3.7K
VCEL icon
308
Vericel Corp
VCEL
$2.43B
$216K 0.02%
5,495
+21
+0.4% +$920
FIS icon
309
Fidelity National Information Services
FIS
$23.8B
$213K 0.02%
+1,953
New +$221K
VTV icon
310
Vanguard Morningstar Value ETF
VTV
$188B
$212K 0.02%
+1,441
New +$206K
KEY icon
311
KeyCorp
KEY
$24.2B
$211K 0.02%
+9,111
New +$211K
SNPS icon
312
Synopsys
SNPS
$71.3B
$208K 0.02%
+564
New +$190K
MGM icon
313
MGM Resorts International
MGM
$11.7B
$207K 0.02%
+4,616
New +$207K
COF icon
314
Capital One
COF
$129B
$206K 0.02%
+1,421
New +$220K
BSX icon
315
Boston Scientific
BSX
$68.4B
$204K 0.02%
+4,795
New +$201K
RMD icon
316
ResMed
RMD
$30.3B
$204K 0.02%
783
+15
+2% +$3.89K
CB icon
317
Chubb
CB
$135B
$202K 0.02%
+1,044
New +$196K
GILD icon
318
Gilead Sciences
GILD
$163B
$201K 0.02%
2,768
-3,554
-56% -$245K
DD icon
319
DuPont de Nemours
DD
$18.7B
$200K 0.02%
1,971
-7,978
-80% -$759K
UTF icon
320
Cohen & Steers Infrastructure Fund
UTF
$3.11B
$200K 0.02%
+7,010
New +$196K
WRK
321
DELISTED
WestRock Company
WRK
$200K 0.02%
+4,502
New +$212K
PXD
322
DELISTED
Pioneer Natural Resource Co.
PXD
$200K 0.02%
+1,101
New +$203K
LUMN icon
323
Lumen
LUMN
$6.76B
$152K 0.01%
12,074
-559
-4% -$7.12K
SRNE
324
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$116K 0.01%
+25,000
New +$155K
GGRP
325
Glimpse Group
GGRP
$18.6M
$99K 0.01%
+10,061
New +$111K
11 12
13
14 15

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LBA
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B
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2021 Portfolio in Review

As of Q4 2021, NorthRock Partners held 366 positions worth $1.33B, up 9.1% from $1.22B the previous quarter. Its ten largest holdings account for 65% of the portfolio.

NorthRock Partners's Q4 2021 filing shows 85 new, 169 increased, 62 reduced and 29 closed positions. Its largest new stake was State Street SPDR Portfolio Developed World ex-US ETF: 23,966 shares worth $874K. The largest sale was Q/C Technologies Inc, an estimated $9.75M.

By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, down from 11% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q4 2021 buy was State Street SPDR Portfolio Developed World ex-US ETF: 23,966 shares worth $874K.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2021, an estimated $5.35M increase.
  • NorthRock Partners's biggest Q4 2021 reduction was JPMorgan Ultra-Short Income ETF, cutting an estimated $7.77M.
  • NorthRock Partners fully exited Q/C Technologies Inc in Q4 2021, selling an estimated $9.75M.
  • NorthRock Partners's ten largest holdings make up 65% of its $1.33B portfolio in Q4 2021.
  • NorthRock Partners opened 85 new positions and closed 29 in Q4 2021.
  • NorthRock Partners's portfolio value rose 9.1% quarter-over-quarter to $1.33B.

Based on NorthRock Partners's 13F filing for Q4 2021, filed 7 Feb 2022.