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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+10.75%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$2.39B
AUM Growth
+$1.43B
Cap. Flow
+$1.27B
Cap. Flow %
53.15%
Top 10 Hldgs %
51.94%
Holding
760
New
406
Increased
311
Reduced
22
Closed
10

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$137M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$97.7M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$80.1M
4
AAPL icon
Apple
AAPL
+$74.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$70.6M

Top Sells

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$799K
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$738K
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$351K
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$259K
5
NVO
Novo Nordisk
NVO
+$253K

Sector Composition

Rank Sector Weight
1 Technology 10.91%
2 Consumer Staples 6.84%
3 Financials 3.77%
4 Healthcare 3.74%
5 Consumer Discretionary 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM icon
276
General Motors
GM
$80B
$596K 0.02%
+16,580
New +$513K
DXCM icon
277
DexCom
DXCM
$28.8B
$595K 0.02%
4,797
+1,969
+70% +$201K
NXPI icon
278
NXP Semiconductors
NXPI
$61.8B
$593K 0.02%
2,573
-131
-5% -$26.4K
PYPL icon
279
PayPal
PYPL
$49.3B
$587K 0.02%
9,551
+2,181
+30% +$125K
IFRA icon
280
iShares US Infrastructure ETF
IFRA
$4.5B
$582K 0.02%
+14,444
New +$538K
KVUE icon
281
Kenvue
KVUE
$37.1B
$580K 0.02%
26,939
+8,194
+44% +$164K
PXD
282
DELISTED
Pioneer Natural Resource Co.
PXD
$578K 0.02%
2,571
+1,648
+179% +$386K
TQQQ icon
283
ProShares UltraPro QQQ
TQQQ
$31.4B
$578K 0.02%
22,786
+2,250
+11% +$46.7K
CSX icon
284
CSX Corp
CSX
$93B
$574K 0.02%
16,551
+8,201
+98% +$261K
APD icon
285
Air Products & Chemicals
APD
$66.8B
$571K 0.02%
2,071
+895
+76% +$246K
OC icon
286
Owens Corning
OC
$11.2B
$570K 0.02%
+3,846
New +$509K
FDX icon
287
FedEx
FDX
$73B
$570K 0.02%
2,242
+1,169
+109% +$297K
IJS icon
288
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$569K 0.02%
5,522
+2,464
+81% +$225K
XLE icon
289
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
$566K 0.02%
13,508
+2,508
+23% +$107K
ES icon
290
Eversource Energy
ES
$27.8B
$565K 0.02%
9,151
+5,135
+128% +$296K
DFUS
291
Dimensional US Equity ETF
DFUS
$20.7B
$564K 0.02%
+10,874
New +$526K
AGG icon
292
iShares Core US Aggregate Bond ETF
AGG
$138B
$563K 0.02%
5,673
+525
+10% +$50K
REGN icon
293
Regeneron Pharmaceuticals
REGN
$77.4B
$561K 0.02%
639
+390
+157% +$321K
KEY icon
294
KeyCorp
KEY
$24.2B
$561K 0.02%
38,962
+27,673
+245% +$329K
VLO icon
295
Valero Energy
VLO
$92.6B
$560K 0.02%
4,311
+2,350
+120% +$299K
TDG icon
296
TransDigm Group
TDG
$69.9B
$556K 0.02%
550
+307
+126% +$283K
IRM icon
297
Iron Mountain
IRM
$37.1B
$552K 0.02%
7,832
+4,195
+115% +$263K
AFL icon
298
Aflac
AFL
$64.8B
$551K 0.02%
6,679
+3,331
+99% +$268K
VBR icon
299
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.2B
$550K 0.02%
3,059
+809
+36% +$132K
OXY icon
300
Occidental Petroleum
OXY
$55.6B
$548K 0.02%
+9,151
New +$558K
10 11
12
13 14

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NorthRock Partners's Q4 2023 Portfolio in Review

As of Q4 2023, NorthRock Partners held 760 positions worth $2.39B, up 149% from $959M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

NorthRock Partners deployed $1.27B of net new capital in Q4 2023, opening 406 new positions and adding to 311 existing holdings. Its largest new stake was Keurig Dr Pepper: 407,903 shares worth $13.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio Developed World ex-US ETF, an estimated $799K trimmed.

  • NorthRock Partners's largest Q4 2023 buy was Keurig Dr Pepper: 407,903 shares worth $13.6M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $137M increase.
  • NorthRock Partners's biggest Q4 2023 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $799K.
  • NorthRock Partners fully exited Novo Nordisk in Q4 2023, selling an estimated $253K.
  • NorthRock Partners's ten largest holdings make up 52% of its $2.39B portfolio in Q4 2023.
  • NorthRock Partners opened 406 new positions and closed 10 in Q4 2023.
  • NorthRock Partners's portfolio value rose 149% quarter-over-quarter to $2.39B.

Based on NorthRock Partners's 13F filing for Q4 2023, filed 8 Feb 2024.