NP

NorthRock Partners Portfolio holdings

AUM $5.92B
1-Year Est. Return 14.26%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+14.26%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$947M
AUM Growth
+$213M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
297
New
Increased
Reduced
Closed

Top Buys

1
+$34.6M
2
+$32.5M
3
+$19.3M
4
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$19.3M
5
AAPL icon
Apple
AAPL
+$15.7M

Top Sells

1
+$25M
2
+$16.9M
3
+$16.1M
4
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$14.2M
5
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$11.5M

Sector Composition

1 Consumer Staples 15.63%
2 Technology 5.84%
3 Financials 3.37%
4 Healthcare 2.72%
5 Communication Services 2.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
276
$27K ﹤0.01%
208
-2,018
277
$26K ﹤0.01%
+500
278
$24K ﹤0.01%
+738
279
$18K ﹤0.01%
+161
280
$16K ﹤0.01%
+346
281
– –
-116
282
– –
-18,916
283
– –
-17,058
284
– –
-62,055
285
– –
-52,500
286
– –
-4,220
287
– –
-126,327
288
– –
-6,359
289
– –
-12,930
290
– –
-1,109
291
– –
-5,988
292
– –
-5,984
293
– –
-280,555
294
– –
-219,257
295
– –
-10,719
296
– –
-14,976
297
– –
-3,135
8 9 10 11
12