NorthRock Partners Portfolio holdings
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$34.6M |
| 2 |
Mondelez International
MDLZ
|
+$32.5M |
| 3 |
iShares MSCI EAFE Value ETF
EFV
|
+$19.3M |
| 4 |
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
|
+$19.3M |
| 5 |
Apple
AAPL
|
+$15.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard High Dividend Yield ETF
VYM
|
+$25M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$16.9M |
| 3 |
HDV
iShares Core High Dividend ETF
HDV
|
+$16.1M |
| 4 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$14.2M |
| 5 |
Vanguard FTSE All-World ex-US ETF
VEU
|
+$11.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 64.3% |
| 2 | Consumer Staples | 15.63% |
| 3 | Technology | 5.84% |
| 4 | Financials | 3.37% |
| 5 | Healthcare | 2.72% |
Similar funds
NorthRock Partners's Q4 2019 Portfolio in Review
As of Q4 2019, NorthRock Partners held 297 positions worth $947M, up 29% from $734M the previous quarter. Its ten largest holdings account for 46% of the portfolio.
NorthRock Partners deployed $113M of net new capital in Q4 2019, opening 90 new positions and adding to 116 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 High Dividend ETF: 499,518 shares worth $19.7M.
By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, down from 73% a quarter earlier, followed by Consumer Staples and Technology.
On the sell side, the largest reduction was Vanguard High Dividend Yield ETF, an estimated $25M trimmed.
- NorthRock Partners's largest Q4 2019 buy was State Street SPDR Portfolio S&P 500 High Dividend ETF: 499,518 shares worth $19.7M.
- NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $34.6M increase.
- NorthRock Partners's biggest Q4 2019 reduction was Vanguard High Dividend Yield ETF, cutting an estimated $25M.
- NorthRock Partners fully exited FS KKR Capital in Q4 2019, selling an estimated $6.75M.
- NorthRock Partners's ten largest holdings make up 46% of its $947M portfolio in Q4 2019.
- NorthRock Partners opened 90 new positions and closed 17 in Q4 2019.
- NorthRock Partners's portfolio value rose 29% quarter-over-quarter to $947M.
Based on NorthRock Partners's 13F filing for Q4 2019, filed 12 Feb 2020.