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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+10.75%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$2.39B
AUM Growth
+$1.43B
Cap. Flow
+$1.27B
Cap. Flow %
53.15%
Top 10 Hldgs %
51.94%
Holding
760
New
406
Increased
311
Reduced
22
Closed
10

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$137M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$97.7M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$80.1M
4
AAPL icon
Apple
AAPL
+$74.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$70.6M

Top Sells

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$799K
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$738K
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$351K
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$259K
5
NVO
Novo Nordisk
NVO
+$253K

Sector Composition

Rank Sector Weight
1 Technology 10.91%
2 Consumer Staples 6.84%
3 Financials 3.77%
4 Healthcare 3.74%
5 Consumer Discretionary 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBA
251
DELISTED
Walgreens Boots Alliance
WBA
$680K 0.03%
+26,059
New +$583K
AIZ icon
252
Assurant
AIZ
$14B
$677K 0.03%
4,016
+982
+32% +$156K
VEU icon
253
Vanguard FTSE All-World ex-US ETF
VEU
$66.8B
$673K 0.03%
11,982
+3,755
+46% +$199K
ROST icon
254
Ross Stores
ROST
$81B
$669K 0.03%
4,833
+2,947
+156% +$367K
IWO icon
255
iShares Russell 2000 Growth ETF
IWO
$14.4B
$667K 0.03%
2,645
+1,718
+185% +$387K
GD icon
256
General Dynamics
GD
$103B
$665K 0.03%
2,560
+152
+6% +$37.1K
URI icon
257
United Rentals
URI
$66.5B
$661K 0.03%
1,153
+605
+110% +$285K
GLD icon
258
SPDR Gold Trust
GLD
$133B
$660K 0.03%
3,451
+1,667
+93% +$306K
ROP icon
259
Roper Technologies
ROP
$38.5B
$651K 0.03%
1,194
-29
-2% -$14.9K
MET icon
260
MetLife
MET
$62.5B
$645K 0.03%
+9,746
New +$610K
TRV icon
261
Travelers Companies
TRV
$78.4B
$639K 0.03%
3,357
+1,797
+115% +$311K
MTD icon
262
Mettler-Toledo International
MTD
$27.9B
$639K 0.03%
527
+58
+12% +$62.7K
IT icon
263
Gartner
IT
$10.2B
$634K 0.03%
1,406
+494
+54% +$197K
C icon
264
Citigroup
C
$222B
$631K 0.03%
+12,263
New +$543K
MAR icon
265
Marriott International
MAR
$99B
$627K 0.03%
2,779
+782
+39% +$159K
DHI icon
266
D.R. Horton
DHI
$40.7B
$626K 0.03%
4,116
+1,323
+47% +$163K
GPI icon
267
Group 1 Automotive
GPI
$3.53B
$623K 0.03%
+2,044
New +$557K
SHW icon
268
Sherwin-Williams
SHW
$83.7B
$618K 0.03%
1,983
+1,064
+116% +$286K
SLQD icon
269
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.37B
$618K 0.03%
12,557
+3,364
+37% +$163K
NSC icon
270
Norfolk Southern
NSC
$75B
$614K 0.03%
2,597
+994
+62% +$208K
PRU icon
271
Prudential Financial
PRU
$42.6B
$609K 0.03%
5,868
+3,553
+153% +$341K
GBIL icon
272
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
$605K 0.03%
+6,043
New +$604K
CB icon
273
Chubb
CB
$135B
$605K 0.03%
2,669
+1,527
+134% +$334K
MU icon
274
Micron Technology
MU
$988B
$602K 0.03%
7,045
+3,901
+124% +$290K
VGK icon
275
Vanguard FTSE Europe ETF
VGK
$30.8B
$601K 0.03%
+9,323
New +$558K
9 10
11
12 13

Similar funds

WIA
World Investment Advisors Santa Barbara, California $6.2B AUM 19.68% 1-Year Est. Return
LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
B
Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return
EIP
Energy Income Partners Westport, Connecticut $6.22B AUM 18.97% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return
DTC
Deep Track Capital Greenwich, Connecticut $6.12B AUM 144% 1-Year Est. Return

NorthRock Partners's Q4 2023 Portfolio in Review

As of Q4 2023, NorthRock Partners held 760 positions worth $2.39B, up 149% from $959M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

NorthRock Partners deployed $1.27B of net new capital in Q4 2023, opening 406 new positions and adding to 311 existing holdings. Its largest new stake was Keurig Dr Pepper: 407,903 shares worth $13.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio Developed World ex-US ETF, an estimated $799K trimmed.

  • NorthRock Partners's largest Q4 2023 buy was Keurig Dr Pepper: 407,903 shares worth $13.6M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $137M increase.
  • NorthRock Partners's biggest Q4 2023 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $799K.
  • NorthRock Partners fully exited Novo Nordisk in Q4 2023, selling an estimated $253K.
  • NorthRock Partners's ten largest holdings make up 52% of its $2.39B portfolio in Q4 2023.
  • NorthRock Partners opened 406 new positions and closed 10 in Q4 2023.
  • NorthRock Partners's portfolio value rose 149% quarter-over-quarter to $2.39B.

Based on NorthRock Partners's 13F filing for Q4 2023, filed 8 Feb 2024.