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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-4.02%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$959M
AUM Growth
+$45.5M
Cap. Flow
+$89.5M
Cap. Flow %
9.34%
Top 10 Hldgs %
57.34%
Holding
374
New
61
Increased
210
Reduced
70
Closed
20

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$22.4M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$7.2M
3
MSFT icon
Microsoft
MSFT
+$2.9M
4
AAPL icon
Apple
AAPL
+$2.75M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$2.29M

Top Sells

Rank Stock Value
1
SYY icon
Sysco
SYY
+$1.37M
2
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$638K
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$563K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$513K
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$447K

Sector Composition

Rank Sector Weight
1 Technology 10.46%
2 Consumer Staples 7.87%
3 Financials 4.6%
4 Healthcare 3.76%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHI icon
251
iShares US Medical Devices ETF
IHI
$3.08B
$279K 0.03%
5,756
+14
+0.2% +$744
PSX icon
252
Phillips 66
PSX
$84.1B
$278K 0.03%
+2,313
New +$260K
VLO icon
253
Valero Energy
VLO
$91.8B
$278K 0.03%
1,961
-73
-4% -$9.56K
CHTR icon
254
Charter Communications
CHTR
$17.2B
$277K 0.03%
630
+69
+12% +$28.7K
HCA icon
255
HCA Healthcare
HCA
$85.8B
$277K 0.03%
1,125
+137
+14% +$37.5K
NIC icon
256
Nicolet Bankshares
NIC
$3.58B
$276K 0.03%
3,952
-360
-8% -$27.1K
DFS
257
DELISTED
Discover Financial Services
DFS
$276K 0.03%
3,182
-294
-8% -$29.2K
ANET icon
258
Arista Networks
ANET
$224B
$274K 0.03%
5,956
-240
-4% -$10.7K
IJS icon
259
iShares S&P Small-Cap 600 Value ETF
IJS
$8.08B
$273K 0.03%
3,058
-240
-7% -$22.9K
MRO
260
DELISTED
Marathon Oil Corporation
MRO
$270K 0.03%
10,084
+299
+3% +$7.73K
TFC icon
261
Truist Financial
TFC
$63.3B
$269K 0.03%
9,419
+1,696
+22% +$52.2K
IYF icon
262
iShares US Financials ETF
IYF
$4.66B
$267K 0.03%
3,570
+19
+0.5% +$1.47K
GEHC icon
263
GE HealthCare
GEHC
$30.5B
$266K 0.03%
3,915
+1,133
+41% +$82.4K
DXCM icon
264
DexCom
DXCM
$31.7B
$264K 0.03%
2,828
-375
-12% -$42.3K
ORLY icon
265
O'Reilly Automotive
ORLY
$72.5B
$264K 0.03%
4,350
+450
+12% +$28.2K
AVY icon
266
Avery Dennison
AVY
$12.9B
$261K 0.03%
+1,429
New +$259K
AFL icon
267
Aflac
AFL
$64.7B
$257K 0.03%
3,348
+483
+17% +$35.9K
MCK icon
268
McKesson
MCK
$99.9B
$257K 0.03%
+591
New +$249K
CSX icon
269
CSX Corp
CSX
$92.8B
$257K 0.03%
8,350
+605
+8% +$19.2K
DOW icon
270
Dow Inc
DOW
$21.7B
$255K 0.03%
+4,954
New +$266K
TRV icon
271
Travelers Companies
TRV
$78.6B
$255K 0.03%
1,560
+212
+16% +$35.4K
PANW icon
272
Palo Alto Networks
PANW
$264B
$253K 0.03%
2,160
+436
+25% +$51.6K
IWR icon
273
iShares Russell Mid-Cap ETF
IWR
$55.8B
$253K 0.03%
3,654
+262
+8% +$19.1K
NVO
274
Novo Nordisk
NVO
$208B
$253K 0.03%
+2,781
New +$245K
RSPT icon
275
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.46B
$252K 0.03%
+8,965
New +$262K
9 10
11
12 13

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WIA
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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q3 2023 Portfolio in Review

As of Q3 2023, NorthRock Partners held 374 positions worth $959M, up 5% from $913M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

NorthRock Partners deployed $89.5M of net new capital in Q3 2023, opening 61 new positions and adding to 210 existing holdings. Its largest new stake was Schwab US Mid-Cap ETF: 96,657 shares worth $2.18M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $638K trimmed.

  • NorthRock Partners's largest Q3 2023 buy was Schwab US Mid-Cap ETF: 96,657 shares worth $2.18M.
  • NorthRock Partners added most to iShares 0-3 Month Treasury Bond ETF in Q3 2023, an estimated $22.4M increase.
  • NorthRock Partners's biggest Q3 2023 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $638K.
  • NorthRock Partners fully exited Sysco in Q3 2023, selling an estimated $1.37M.
  • NorthRock Partners's ten largest holdings make up 57% of its $959M portfolio in Q3 2023.
  • NorthRock Partners opened 61 new positions and closed 20 in Q3 2023.
  • NorthRock Partners's portfolio value rose 5% quarter-over-quarter to $959M.

Based on NorthRock Partners's 13F filing for Q3 2023, filed 24 Oct 2023.