We are live on ! Find out more
NP

NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-4.62%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$860M
AUM Growth
-$102M
Cap. Flow
-$215M
Cap. Flow %
-25.01%
Top 10 Hldgs %
63.26%
Holding
333
New
29
Increased
99
Reduced
150
Closed
33

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.64M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.67M
3
WMT icon
Walmart Inc
WMT
+$720K
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$678K
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$660K

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$121M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$34.9M
3
TGT icon
Target
TGT
+$32.4M
4
AAPL icon
Apple
AAPL
+$2.63M
5
MBB icon
iShares MBS ETF
MBB
+$2.47M

Sector Composition

Rank Sector Weight
1 Technology 10.06%
2 Consumer Staples 9.59%
3 Healthcare 4.12%
4 Financials 4%
5 Consumer Discretionary 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CB icon
251
Chubb
CB
$136B
$243K 0.03%
1,336
-240
-15% -$45.6K
CL icon
252
Colgate-Palmolive
CL
$73.2B
$243K 0.03%
3,463
-681
-16% -$53.4K
IJH icon
253
iShares Core S&P Mid-Cap ETF
IJH
$122B
$241K 0.03%
5,485
-410
-7% -$19.8K
CPS icon
254
Cooper-Standard Automotive
CPS
$499M
$239K 0.03%
+41,000
New +$289K
NOW icon
255
ServiceNow
NOW
$114B
$238K 0.03%
3,150
-1,605
-34% -$145K
BDX icon
256
Becton Dickinson
BDX
$45.4B
$236K 0.03%
1,057
-34
-3% -$8.46K
NSC icon
257
Norfolk Southern
NSC
$75.5B
$233K 0.03%
1,113
-159
-13% -$38.2K
PGR icon
258
Progressive
PGR
$124B
$233K 0.03%
2,009
+14
+0.7% +$1.69K
CSGP icon
259
CoStar Group
CSGP
$11.7B
$232K 0.03%
+3,325
New +$231K
ROP icon
260
Roper Technologies
ROP
$38.7B
$232K 0.03%
644
+21
+3% +$8.55K
C icon
261
Citigroup
C
$223B
$229K 0.03%
5,502
-869
-14% -$42.9K
LRCX icon
262
Lam Research
LRCX
$377B
$229K 0.03%
6,250
-1,540
-20% -$68.6K
ETN icon
263
Eaton
ETN
$159B
$226K 0.03%
+1,691
New +$237K
PSA icon
264
Public Storage
PSA
$60.2B
$226K 0.03%
773
-205
-21% -$66.7K
CMI icon
265
Cummins
CMI
$88B
$222K 0.03%
+1,091
New +$232K
DFAT icon
266
Dimensional US Targeted Value ETF
DFAT
$14.6B
$222K 0.03%
5,694
– –
OTTR icon
267
Otter Tail
OTTR
$3.75B
$222K 0.03%
3,602
– –
ADSK icon
268
Autodesk
ADSK
$49.1B
$221K 0.03%
+1,182
New +$239K
AFG icon
269
American Financial Group
AFG
$11.7B
$220K 0.03%
1,787
-6
-0.3% -$787
APH icon
270
Amphenol
APH
$198B
$220K 0.03%
6,572
-3,202
-33% -$116K
HUM icon
271
Humana
HUM
$44.4B
$219K 0.03%
452
-13
-3% -$6.32K
AIG icon
272
American International
AIG
$41.8B
$218K 0.03%
+4,581
New +$241K
AEP icon
273
American Electric Power
AEP
$70.1B
$217K 0.03%
2,507
-267
-10% -$26.4K
AON icon
274
Aon
AON
$77.2B
$217K 0.03%
809
-218
-21% -$61.6K
BBY icon
275
Best Buy
BBY
$18.2B
$216K 0.03%
+3,411
New +$253K
9 10
11
12 13

Similar funds

WIA
World Investment Advisors Santa Barbara, California $6.2B AUM 19.68% 1-Year Est. Return
LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
B
Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return
EIP
Energy Income Partners Westport, Connecticut $6.22B AUM 18.97% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return
DTC
Deep Track Capital Greenwich, Connecticut $6.12B AUM 144% 1-Year Est. Return

NorthRock Partners's Q3 2022 Portfolio in Review

As of Q3 2022, NorthRock Partners held 333 positions worth $860M, down 11% from $962M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

NorthRock Partners withdrew a net $215M in Q3 2022, closing 33 positions and reducing 150 holdings. Its most notable exit was Schwab 1000 Index ETF, an estimated $1.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.5% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, NorthRock Partners opened a new position in iShares Preferred and Income Securities ETF worth $2.52M.

  • NorthRock Partners's largest Q3 2022 buy was iShares Preferred and Income Securities ETF: 79,560 shares worth $2.52M.
  • NorthRock Partners added most to iShares MSCI EAFE ETF in Q3 2022, an estimated $4.64M increase.
  • NorthRock Partners's biggest Q3 2022 reduction was Alphabet (Google) Class A, cutting an estimated $121M.
  • NorthRock Partners fully exited Schwab 1000 Index ETF in Q3 2022, selling an estimated $1.28M.
  • NorthRock Partners's ten largest holdings make up 63% of its $860M portfolio in Q3 2022.
  • NorthRock Partners opened 29 new positions and closed 33 in Q3 2022.
  • NorthRock Partners's portfolio value fell 11% quarter-over-quarter to $860M.

Based on NorthRock Partners's 13F filing for Q3 2022, filed 2 Nov 2022.