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NorthRock Partners Portfolio holdings
AUM
$6.89B
1-Year Est. Return
19.83%
This Fund
S&P 500
This Quarter
Est. Return
+9.72%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$1.33B
AUM Growth
+$112M
(+9.1%)
Cap. Flow
+$24.4M
Cap. Flow
% of AUM
1.83%
Top 10 Holdings %
Top 10 Hldgs %
64.95%
Holding
366
New
85
Increased
169
Reduced
62
Closed
29
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$5.35M |
| 2 |
Apple
AAPL
|
+$2.6M |
| 3 |
Microsoft
MSFT
|
+$2.02M |
| 4 |
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
|
+$1.98M |
| 5 |
PepsiCo
PEP
|
+$1.29M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
QCLS
Q/C Technologies Inc
QCLS
|
+$9.75M |
| 2 |
JPMorgan Ultra-Short Income ETF
JPST
|
+$7.77M |
| 3 |
Target
TGT
|
+$6.7M |
| 4 |
Ameriprise Financial
AMP
|
+$4.14M |
| 5 |
IBM
IBM
|
+$1.51M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 65.21% |
| 2 | Consumer Staples | 10.79% |
| 3 | Technology | 9.43% |
| 4 | Financials | 3.71% |
| 5 | Healthcare | 3.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
Sysco
SYY
$37.7B
| $287K | 0.02% |
3,657
+402
| +12% | +$30.9K |
|
252
Waters Corp
WAT
$41.1B
| $286K | 0.02% |
768
| – | – |
|
253
Schwab US Dividend Equity ETF
SCHD
$110B
| $282K | 0.02% |
10,452
-1,506
| -13% | -$39.1K |
|
254
Paychex
PAYX
$41.6B
| $280K | 0.02% |
+2,050
| New | +$253K |
|
255
Prudential Financial
PRU
$40.4B
| $280K | 0.02% |
+2,584
| New | +$281K |
|
256
Intercontinental Exchange
ICE
$86.5B
| $279K | 0.02% |
+2,043
| New | +$271K |
|
257
Ulta Beauty
ULTA
$22.7B
| $278K | 0.02% |
+674
| New | +$262K |
|
258
CME Group
CME
$98B
| $276K | 0.02% |
+1,209
| New | +$266K |
|
259
iShares Core S&P Mid-Cap ETF
IJH
$121B
| $274K | 0.02% |
4,845
+40
| +0.8% | +$2.23K |
|
260
L3Harris
LHX
$46.7B
| $273K | 0.02% |
1,282
-7
| -0.5% | -$1.55K |
|
261
Invesco Large Cap Growth ETF
PWB
$2.45B
| $273K | 0.02% |
3,380
| – | – |
|
262
General Mills
GIS
$19.7B
| $272K | 0.02% |
+4,039
| New | +$257K |
|
263
Dimensional US Targeted Value ETF
DFAT
$14.2B
| $271K | 0.02% |
5,694
-1,075
| -16% | -$50.5K |
|
264
TJX Companies
TJX
$135B
| $270K | 0.02% |
+3,557
| New | +$247K |
|
265
Charter Communications
CHTR
$15.5B
| $268K | 0.02% |
411
+154
| +60% | +$105K |
|
266
iShares Floating Rate Bond ETF
FLOT
$10.8B
| $259K | 0.02% |
+5,099
| New | +$259K |
|
267
Gabelli Equity Trust
GAB
$1.89B
| $259K | 0.02% |
36,000
| – | – |
|
268
Ross Stores
ROST
$71.8B
| $259K | 0.02% |
+2,264
| New | +$253K |
|
|
SCHW
269
Charles Schwab
SCHW
$182B
| $258K | 0.02% |
+3,062
| New | +$248K |
|
270
Prologis
PLD
$127B
| $255K | 0.02% |
+1,515
| New | +$226K |
|
271
Mercado Libre
MELI
$93.3B
| $252K | 0.02% |
187
+9
| +5% | +$12.6K |
|
272
WisdomTree Emerging Markets High Dividend Fund
DEM
$4.18B
| $251K | 0.02% |
5,667
+199
| +4% | +$8.66K |
|
273
Micron Technology
MU
$1.05T
| $250K | 0.02% |
+2,681
| New | +$209K |
|
274
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.8B
| $250K | 0.02% |
+6,375
| New | +$241K |
|
275
Equinix
EQIX
$100B
| $248K | 0.02% |
+294
| New | +$236K |
|
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NorthRock Partners's Q4 2021 Portfolio in Review
As of Q4 2021, NorthRock Partners held 366 positions worth $1.33B, up 9.1% from $1.22B the previous quarter. Its ten largest holdings account for 65% of the portfolio.
NorthRock Partners's Q4 2021 filing shows 85 new, 169 increased, 62 reduced and 29 closed positions. Its largest new stake was State Street SPDR Portfolio Developed World ex-US ETF: 23,966 shares worth $874K. The largest sale was Q/C Technologies Inc, an estimated $9.75M.
By sector, the portfolio is most concentrated in Miscellaneous at 65% of assets, down from 66% a quarter earlier, followed by Consumer Staples and Technology.
- NorthRock Partners's largest Q4 2021 buy was State Street SPDR Portfolio Developed World ex-US ETF: 23,966 shares worth $874K.
- NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2021, an estimated $5.35M increase.
- NorthRock Partners's biggest Q4 2021 reduction was JPMorgan Ultra-Short Income ETF, cutting an estimated $7.77M.
- NorthRock Partners fully exited Q/C Technologies Inc in Q4 2021, selling an estimated $9.75M.
- NorthRock Partners's ten largest holdings make up 65% of its $1.33B portfolio in Q4 2021.
- NorthRock Partners opened 85 new positions and closed 29 in Q4 2021.
- NorthRock Partners's portfolio value rose 9.1% quarter-over-quarter to $1.33B.
Based on NorthRock Partners's 13F filing for Q4 2021, filed 7 Feb 2022.