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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+9.72%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.33B
AUM Growth
+$112M
Cap. Flow
+$21.7M
Cap. Flow %
1.62%
Top 10 Hldgs %
64.95%
Holding
366
New
85
Increased
169
Reduced
62
Closed
29

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.35M
2
AAPL icon
Apple
AAPL
+$2.6M
3
MSFT icon
Microsoft
MSFT
+$2.02M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$1.98M
5
PEP icon
PepsiCo
PEP
+$1.29M

Top Sells

Rank Stock Value
1
QCLS
Q/C Technologies Inc
QCLS
+$9.75M
2
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$7.77M
3
TGT icon
Target
TGT
+$6.7M
4
AMP icon
Ameriprise Financial
AMP
+$4.14M
5
IBM icon
IBM
IBM
+$1.51M

Sector Composition

Rank Sector Weight
1 Consumer Staples 10.79%
2 Technology 9.43%
3 Financials 3.71%
4 Healthcare 3.68%
5 Consumer Discretionary 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYY icon
251
Sysco
SYY
$40.6B
$287K 0.02%
3,657
+402
+12% +$30.9K
WAT icon
252
Waters Corp
WAT
$37.3B
$286K 0.02%
768
– –
SCHD icon
253
Schwab US Dividend Equity ETF
SCHD
$103B
$282K 0.02%
10,452
-1,506
-13% -$39.1K
PAYX icon
254
Paychex
PAYX
$41.4B
$280K 0.02%
+2,050
New +$253K
PRU icon
255
Prudential Financial
PRU
$42.6B
$280K 0.02%
+2,584
New +$281K
ICE icon
256
Intercontinental Exchange
ICE
$88.4B
$279K 0.02%
+2,043
New +$271K
ULTA icon
257
Ulta Beauty
ULTA
$22.2B
$278K 0.02%
+674
New +$262K
CME icon
258
CME Group
CME
$96.1B
$276K 0.02%
+1,209
New +$266K
IJH icon
259
iShares Core S&P Mid-Cap ETF
IJH
$122B
$274K 0.02%
4,845
+40
+0.8% +$2.23K
LHX icon
260
L3Harris
LHX
$50.7B
$273K 0.02%
1,282
-7
-0.5% -$1.55K
PWB icon
261
Invesco Large Cap Growth ETF
PWB
$2.27B
$273K 0.02%
3,380
– –
GIS icon
262
General Mills
GIS
$19.4B
$272K 0.02%
+4,039
New +$257K
DFAT icon
263
Dimensional US Targeted Value ETF
DFAT
$14.7B
$271K 0.02%
5,694
-1,075
-16% -$50.5K
TJX icon
264
TJX Companies
TJX
$176B
$270K 0.02%
+3,557
New +$247K
CHTR icon
265
Charter Communications
CHTR
$16.9B
$268K 0.02%
411
+154
+60% +$105K
FLOT icon
266
iShares Floating Rate Bond ETF
FLOT
$10.2B
$259K 0.02%
+5,099
New +$259K
GAB icon
267
Gabelli Equity Trust
GAB
$1.76B
$259K 0.02%
36,000
– –
ROST icon
268
Ross Stores
ROST
$81B
$259K 0.02%
+2,264
New +$253K
SCHW
269
Charles Schwab
SCHW
$181B
$258K 0.02%
+3,062
New +$248K
PLD icon
270
Prologis
PLD
$136B
$255K 0.02%
+1,515
New +$226K
MELI icon
271
Mercado Libre
MELI
$95.6B
$252K 0.02%
187
+9
+5% +$12.6K
DEM icon
272
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.9B
$251K 0.02%
5,667
+199
+4% +$8.66K
MU icon
273
Micron Technology
MU
$988B
$250K 0.02%
+2,681
New +$209K
SPYX icon
274
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.73B
$250K 0.02%
+6,375
New +$241K
EQIX icon
275
Equinix
EQIX
$103B
$248K 0.02%
+294
New +$236K
9 10
11
12 13

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2021 Portfolio in Review

As of Q4 2021, NorthRock Partners held 366 positions worth $1.33B, up 9.1% from $1.22B the previous quarter. Its ten largest holdings account for 65% of the portfolio.

NorthRock Partners's Q4 2021 filing shows 85 new, 169 increased, 62 reduced and 29 closed positions. Its largest new stake was State Street SPDR Portfolio Developed World ex-US ETF: 23,966 shares worth $874K. The largest sale was Q/C Technologies Inc, an estimated $9.75M.

By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, down from 11% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q4 2021 buy was State Street SPDR Portfolio Developed World ex-US ETF: 23,966 shares worth $874K.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2021, an estimated $5.35M increase.
  • NorthRock Partners's biggest Q4 2021 reduction was JPMorgan Ultra-Short Income ETF, cutting an estimated $7.77M.
  • NorthRock Partners fully exited Q/C Technologies Inc in Q4 2021, selling an estimated $9.75M.
  • NorthRock Partners's ten largest holdings make up 65% of its $1.33B portfolio in Q4 2021.
  • NorthRock Partners opened 85 new positions and closed 29 in Q4 2021.
  • NorthRock Partners's portfolio value rose 9.1% quarter-over-quarter to $1.33B.

Based on NorthRock Partners's 13F filing for Q4 2021, filed 7 Feb 2022.