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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+7.49%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.2B
AUM Growth
+$97.8M
Cap. Flow
+$22.2M
Cap. Flow %
1.85%
Top 10 Hldgs %
67.29%
Holding
270
New
36
Increased
117
Reduced
76
Closed
13

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.71M
2
QCLS
Q/C Technologies Inc
QCLS
+$6.27M
3
TGT icon
Target
TGT
+$5.57M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$3.93M
5
IHI icon
iShares US Medical Devices ETF
IHI
+$3.48M

Top Sells

Rank Stock Value
1
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$6.69M
2
MDLZ icon
Mondelez International
MDLZ
+$6.41M
3
FSK icon
FS KKR Capital
FSK
+$5.71M
4
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$4.78M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$3.85M

Sector Composition

Rank Sector Weight
1 Consumer Staples 13.89%
2 Technology 8.03%
3 Financials 3.81%
4 Healthcare 2.79%
5 Consumer Discretionary 1.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WRK
251
CALL
DELISTED
WestRock Company
WRK
$53K ﹤0.01%
1,000
– –
RMBS icon
252
CALL
Rambus
RMBS
$9.87B
$50K ﹤0.01%
2,100
– –
NGD
253
DELISTED
New Gold Inc
NGD
$45K ﹤0.01%
25,227
+185
+0.7% +$349
DFTX
254
Definium Therapeutics
DFTX
$5.78B
$37K ﹤0.01%
+710
New +$37.3K
BB icon
255
CALL
BlackBerry
BB
$4.98B
$34K ﹤0.01%
2,800
– –
RAD
256
CALL
DELISTED
Rite Aid Corporation
RAD
$20K ﹤0.01%
1,200
– –
EMWP
257
CALL
DELISTED
Eros Media World PLC
EMWP
$5K ﹤0.01%
150
– –
BALL icon
258
Ball Corp
BALL
$17.3B
– –
-2,402
Closed -$204K
CSGP icon
259
CoStar Group
CSGP
$11.7B
– –
-3,000
Closed -$247K
ED icon
260
Consolidated Edison
ED
$40.1B
– –
-5,105
Closed -$382K
GE icon
261
GE Aerospace
GE
$374B
– –
-6,251
Closed -$409K
GNSS icon
262
Genasys
GNSS
$76.1M
– –
-10,000
Closed -$67K
KGC icon
263
CALL
Kinross Gold
KGC
$27.4B
– –
-15,000
Closed -$100K
KNDI
264
CALL
Kandi Technologies Group
KNDI
$67.5M
– –
-1,400
Closed -$9K
MGEE icon
265
MGE Energy Inc
MGEE
$3B
– –
-2,955
Closed -$211K
PLTR icon
266
Palantir
PLTR
$295B
– –
-14,774
Closed -$344K
REFR icon
267
Research Frontiers
REFR
$14M
– –
-40,000
Closed -$114K
USAU icon
268
US Gold Corp
USAU
$214M
– –
-15,000
Closed -$155K
XWEL icon
269
XWELL
XWEL
$8.28M
– –
-505
Closed -$19K
FSKR
270
DELISTED
FS KKR Capital Corp. II
FSKR
– –
-98,708
Closed -$1.93M
7 8 9 10
11

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q2 2021 Portfolio in Review

As of Q2 2021, NorthRock Partners held 270 positions worth $1.2B, up 8.9% from $1.1B the previous quarter. Its ten largest holdings account for 67% of the portfolio.

NorthRock Partners's Q2 2021 filing shows 36 new, 117 increased, 76 reduced and 13 closed positions. Its largest new stake was Wells Fargo: 32,379 shares worth $1.47M. The largest sale was iShares MSCI EAFE Value ETF, an estimated $6.69M.

By sector, the portfolio is most concentrated in Consumer Staples at 14% of assets, down from 14% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q2 2021 buy was Wells Fargo: 32,379 shares worth $1.47M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q2 2021, an estimated $8.71M increase.
  • NorthRock Partners's biggest Q2 2021 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $6.69M.
  • NorthRock Partners fully exited FS KKR Capital Corp. II in Q2 2021, selling an estimated $1.93M.
  • NorthRock Partners's ten largest holdings make up 67% of its $1.2B portfolio in Q2 2021.
  • NorthRock Partners opened 36 new positions and closed 13 in Q2 2021.
  • NorthRock Partners's portfolio value rose 8.9% quarter-over-quarter to $1.2B.

Based on NorthRock Partners's 13F filing for Q2 2021, filed 12 Aug 2021.