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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+10.75%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$2.39B
AUM Growth
+$1.43B
Cap. Flow
+$1.27B
Cap. Flow %
53.15%
Top 10 Hldgs %
51.94%
Holding
760
New
406
Increased
311
Reduced
22
Closed
10

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$137M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$97.7M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$80.1M
4
AAPL icon
Apple
AAPL
+$74.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$70.6M

Top Sells

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$799K
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$738K
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$351K
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$259K
5
NVO
Novo Nordisk
NVO
+$253K

Sector Composition

Rank Sector Weight
1 Technology 10.91%
2 Consumer Staples 6.84%
3 Financials 3.77%
4 Healthcare 3.74%
5 Consumer Discretionary 3.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGEE icon
226
MGE Energy Inc
MGEE
$3B
$793K 0.03%
10,968
+408
+4% +$29.5K
BSX icon
227
Boston Scientific
BSX
$68.4B
$790K 0.03%
13,674
+6,152
+82% +$328K
LULU icon
228
lululemon athletica
LULU
$13.6B
$782K 0.03%
1,529
+705
+86% +$305K
ANET icon
229
Arista Networks
ANET
$215B
$779K 0.03%
13,228
+7,272
+122% +$382K
EQIX icon
230
Equinix
EQIX
$103B
$771K 0.03%
957
+550
+135% +$422K
CDNS icon
231
Cadence Design Systems
CDNS
$91.7B
$748K 0.03%
2,747
+1,765
+180% +$455K
MCHP icon
232
Microchip Technology
MCHP
$40.7B
$745K 0.03%
8,266
+4,036
+95% +$329K
TD icon
233
Toronto Dominion Bank
TD
$198B
$741K 0.03%
+11,461
New +$687K
BMY icon
234
Bristol-Myers Squibb
BMY
$132B
$733K 0.03%
14,287
+3,781
+36% +$198K
GIS icon
235
General Mills
GIS
$19.4B
$732K 0.03%
11,241
+3,340
+42% +$216K
EMR icon
236
Emerson Electric
EMR
$83.3B
$725K 0.03%
+7,448
New +$682K
SNPS icon
237
Synopsys
SNPS
$71.3B
$721K 0.03%
1,400
+636
+83% +$325K
IYW icon
238
iShares US Technology ETF
IYW
$23.5B
$717K 0.03%
5,839
+2,507
+75% +$284K
PH icon
239
Parker-Hannifin
PH
$121B
$715K 0.03%
1,551
+687
+80% +$286K
GS icon
240
Goldman Sachs
GS
$302B
$714K 0.03%
1,851
+425
+30% +$142K
VO icon
241
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$714K 0.03%
12,276
+5,548
+82% +$296K
SYY icon
242
Sysco
SYY
$40.6B
$714K 0.03%
+9,760
New +$674K
DUK icon
243
Duke Energy
DUK
$98.4B
$710K 0.03%
7,320
+2,408
+49% +$219K
CPS icon
244
Cooper-Standard Automotive
CPS
$514M
$703K 0.03%
36,000
-1,878
-5% -$30K
CME icon
245
CME Group
CME
$96.1B
$699K 0.03%
3,239
+2,162
+201% +$461K
VNQ icon
246
Vanguard Real Estate ETF
VNQ
$39.4B
$692K 0.03%
7,831
-3,269
-29% -$259K
AIG icon
247
American International
AIG
$41.8B
$690K 0.03%
10,180
+5,019
+97% +$320K
OTTR icon
248
Otter Tail
OTTR
$3.75B
$689K 0.03%
8,103
+5,090
+169% +$393K
IHI icon
249
iShares US Medical Devices ETF
IHI
$3.14B
$685K 0.03%
12,700
+6,944
+121% +$339K
PFF icon
250
iShares Preferred and Income Securities ETF
PFF
$13.3B
$682K 0.03%
+21,873
New +$653K
8 9
10
11 12

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2023 Portfolio in Review

As of Q4 2023, NorthRock Partners held 760 positions worth $2.39B, up 149% from $959M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

NorthRock Partners deployed $1.27B of net new capital in Q4 2023, opening 406 new positions and adding to 311 existing holdings. Its largest new stake was Keurig Dr Pepper: 407,903 shares worth $13.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio Developed World ex-US ETF, an estimated $799K trimmed.

  • NorthRock Partners's largest Q4 2023 buy was Keurig Dr Pepper: 407,903 shares worth $13.6M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2023, an estimated $137M increase.
  • NorthRock Partners's biggest Q4 2023 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $799K.
  • NorthRock Partners fully exited Novo Nordisk in Q4 2023, selling an estimated $253K.
  • NorthRock Partners's ten largest holdings make up 52% of its $2.39B portfolio in Q4 2023.
  • NorthRock Partners opened 406 new positions and closed 10 in Q4 2023.
  • NorthRock Partners's portfolio value rose 149% quarter-over-quarter to $2.39B.

Based on NorthRock Partners's 13F filing for Q4 2023, filed 8 Feb 2024.