We are live on ! Find out more
NP

NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-4.02%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$959M
AUM Growth
+$45.5M
Cap. Flow
+$89.5M
Cap. Flow %
9.34%
Top 10 Hldgs %
57.34%
Holding
374
New
61
Increased
210
Reduced
70
Closed
20

Top Buys

Rank Stock Value
1
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$22.4M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$7.2M
3
MSFT icon
Microsoft
MSFT
+$2.9M
4
AAPL icon
Apple
AAPL
+$2.75M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$2.29M

Top Sells

Rank Stock Value
1
SYY icon
Sysco
SYY
+$1.37M
2
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$638K
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$563K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$513K
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$447K

Sector Composition

Rank Sector Weight
1 Technology 10.46%
2 Consumer Staples 7.87%
3 Financials 4.6%
4 Healthcare 3.76%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRVL icon
226
Marvell Technology
MRVL
$165B
$327K 0.03%
6,047
-5
-0.1% -$295
ALL icon
227
Allstate
ALL
$68.3B
$325K 0.03%
2,917
-187
-6% -$20.4K
LHX icon
228
L3Harris
LHX
$50.7B
$324K 0.03%
1,862
+600
+48% +$110K
LULU icon
229
lululemon athletica
LULU
$13.6B
$318K 0.03%
824
+272
+49% +$104K
NSC icon
230
Norfolk Southern
NSC
$75B
$316K 0.03%
1,603
+417
+35% +$90.1K
IT icon
231
Gartner
IT
$10.2B
$313K 0.03%
912
+140
+18% +$48.8K
AIG icon
232
American International
AIG
$41.8B
$313K 0.03%
5,161
+535
+12% +$31.9K
IJR icon
233
iShares Core S&P Small-Cap ETF
IJR
$110B
$307K 0.03%
3,255
+773
+31% +$77.2K
GLD icon
234
SPDR Gold Trust
GLD
$133B
$306K 0.03%
1,784
-30
-2% -$5.36K
BDX icon
235
Becton Dickinson
BDX
$45.6B
$302K 0.03%
1,167
+211
+22% +$57K
EEM icon
236
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$300K 0.03%
7,916
-1,815
-19% -$71.9K
DHI icon
237
D.R. Horton
DHI
$40.7B
$300K 0.03%
2,793
+467
+20% +$55.9K
LEN icon
238
Lennar Class A
LEN
$20.2B
$298K 0.03%
2,744
+43
+2% +$5.04K
SPEM icon
239
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.1B
$296K 0.03%
4,318
+42
+1% +$1.45K
EQIX icon
240
Equinix
EQIX
$103B
$296K 0.03%
407
+77
+23% +$59.6K
VYM icon
241
Vanguard High Dividend Yield ETF
VYM
$80.9B
$293K 0.03%
2,797
-11
-0.4% -$1.18K
SCHW
242
Charles Schwab
SCHW
$181B
$289K 0.03%
+5,265
New +$318K
IWS icon
243
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$287K 0.03%
2,755
-88
-3% -$9.7K
GILD icon
244
Gilead Sciences
GILD
$163B
$286K 0.03%
3,816
+96
+3% +$7.38K
OSK icon
245
Oshkosh
OSK
$8.82B
$285K 0.03%
2,990
+29
+1% +$2.81K
VBK icon
246
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.2B
$284K 0.03%
1,328
+36
+3% +$8.18K
FDX icon
247
FedEx
FDX
$73B
$284K 0.03%
1,073
+6
+0.6% +$1.56K
MSI icon
248
Motorola Solutions
MSI
$71.5B
$283K 0.03%
1,041
-15
-1% -$4.27K
AFG icon
249
American Financial Group
AFG
$11.8B
$280K 0.03%
2,511
-39
-2% -$4.5K
BABA icon
250
Alibaba
BABA
$279B
$279K 0.03%
+3,220
New +$295K
8 9
10
11 12

Similar funds

WIA
World Investment Advisors Santa Barbara, California $6.2B AUM 19.68% 1-Year Est. Return
LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
B
Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return
EIP
Energy Income Partners Westport, Connecticut $6.22B AUM 18.97% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return
DTC
Deep Track Capital Greenwich, Connecticut $6.12B AUM 144% 1-Year Est. Return

NorthRock Partners's Q3 2023 Portfolio in Review

As of Q3 2023, NorthRock Partners held 374 positions worth $959M, up 5% from $913M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

NorthRock Partners deployed $89.5M of net new capital in Q3 2023, opening 61 new positions and adding to 210 existing holdings. Its largest new stake was Schwab US Mid-Cap ETF: 96,657 shares worth $2.18M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $638K trimmed.

  • NorthRock Partners's largest Q3 2023 buy was Schwab US Mid-Cap ETF: 96,657 shares worth $2.18M.
  • NorthRock Partners added most to iShares 0-3 Month Treasury Bond ETF in Q3 2023, an estimated $22.4M increase.
  • NorthRock Partners's biggest Q3 2023 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $638K.
  • NorthRock Partners fully exited Sysco in Q3 2023, selling an estimated $1.37M.
  • NorthRock Partners's ten largest holdings make up 57% of its $959M portfolio in Q3 2023.
  • NorthRock Partners opened 61 new positions and closed 20 in Q3 2023.
  • NorthRock Partners's portfolio value rose 5% quarter-over-quarter to $959M.

Based on NorthRock Partners's 13F filing for Q3 2023, filed 24 Oct 2023.