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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+9.06%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$879M
AUM Growth
+$18.1M
Cap. Flow
-$49.6M
Cap. Flow %
-5.64%
Top 10 Hldgs %
59.43%
Holding
356
New
56
Increased
137
Reduced
131
Closed
14

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$14M
2
IWB icon
iShares Russell 1000 ETF
IWB
+$3.03M
3
SYY icon
Sysco
SYY
+$1.99M
4
MA icon
Mastercard
MA
+$942K
5
TSN icon
Tyson Foods
TSN
+$863K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.67M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$8.04M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.79M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.15M

Sector Composition

Rank Sector Weight
1 Technology 9.88%
2 Consumer Staples 9.86%
3 Financials 4.67%
4 Healthcare 4.57%
5 Industrials 2.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETSY icon
226
Etsy
ETSY
$7.89B
$335K 0.04%
2,799
+673
+32% +$77K
IT icon
227
Gartner
IT
$10.2B
$334K 0.04%
+994
New +$321K
MAR icon
228
Marriott International
MAR
$99B
$334K 0.04%
2,244
+159
+8% +$24.5K
PH icon
229
Parker-Hannifin
PH
$121B
$329K 0.04%
1,129
+121
+12% +$34.6K
HCA icon
230
HCA Healthcare
HCA
$85.7B
$329K 0.04%
+1,369
New +$307K
BSX icon
231
Boston Scientific
BSX
$68.4B
$328K 0.04%
+7,088
New +$307K
LHX icon
232
L3Harris
LHX
$50.7B
$327K 0.04%
+1,569
New +$354K
VRTX icon
233
Vertex Pharmaceuticals
VRTX
$122B
$326K 0.04%
1,129
+155
+16% +$47.2K
IJH icon
234
iShares Core S&P Mid-Cap ETF
IJH
$122B
$326K 0.04%
6,730
+1,245
+23% +$60.1K
MCHP icon
235
Microchip Technology
MCHP
$40.7B
$325K 0.04%
4,632
-716
-13% -$49.3K
LEN icon
236
Lennar Class A
LEN
$20.2B
$325K 0.04%
3,714
+887
+31% +$71.8K
AON icon
237
Aon
AON
$78.3B
$324K 0.04%
1,081
+272
+34% +$79.5K
PXD
238
DELISTED
Pioneer Natural Resource Co.
PXD
$322K 0.04%
+1,408
New +$343K
DAL icon
239
Delta Air Lines
DAL
$58.3B
$321K 0.04%
9,780
+67
+0.7% +$2.22K
TMUS icon
240
T-Mobile US
TMUS
$186B
$317K 0.04%
2,262
+41
+2% +$5.89K
IJS icon
241
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$315K 0.04%
3,449
-166
-5% -$15.3K
WAT icon
242
Waters Corp
WAT
$37.3B
$314K 0.04%
918
+151
+20% +$47.8K
AGG icon
243
iShares Core US Aggregate Bond ETF
AGG
$138B
$314K 0.04%
3,237
+20
+0.6% +$1.93K
ARCC icon
244
Ares Capital
ARCC
$13.5B
$313K 0.04%
16,954
-6,471
-28% -$122K
MRVL icon
245
Marvell Technology
MRVL
$165B
$312K 0.04%
8,432
+1,860
+28% +$75.9K
UAL icon
246
United Airlines
UAL
$40.1B
$309K 0.04%
8,199
+1,655
+25% +$67.2K
IQLT icon
247
iShares MSCI Intl Quality Factor ETF
IQLT
$13.9B
$308K 0.04%
9,517
-3,213
-25% -$99.8K
PGR icon
248
Progressive
PGR
$124B
$308K 0.04%
2,373
+364
+18% +$46.1K
GLD icon
249
SPDR Gold Trust
GLD
$133B
$308K 0.04%
1,814
– –
GGRP
250
Glimpse Group
GGRP
$18.6M
$303K 0.03%
100,000
+39,939
+66% +$173K
8 9
10
11 12

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2022 Portfolio in Review

As of Q4 2022, NorthRock Partners held 356 positions worth $879M, up 2.1% from $860M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

NorthRock Partners withdrew a net $49.6M in Q4 2022, closing 14 positions and reducing 131 holdings. Its most notable exit was JPMorgan Ultra-Short Income ETF, an estimated $6.15M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, down from 10% a quarter earlier, followed by Consumer Staples and Financials.

Against the trend, NorthRock Partners opened a new position in iShares Russell 1000 ETF worth $3.01M.

  • NorthRock Partners's largest Q4 2022 buy was iShares Russell 1000 ETF: 14,303 shares worth $3.01M.
  • NorthRock Partners added most to iShares MSCI EAFE ETF in Q4 2022, an estimated $14M increase.
  • NorthRock Partners's biggest Q4 2022 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $19M.
  • NorthRock Partners fully exited JPMorgan Ultra-Short Income ETF in Q4 2022, selling an estimated $6.15M.
  • NorthRock Partners's ten largest holdings make up 59% of its $879M portfolio in Q4 2022.
  • NorthRock Partners opened 56 new positions and closed 14 in Q4 2022.
  • NorthRock Partners's portfolio value rose 2.1% quarter-over-quarter to $879M.

Based on NorthRock Partners's 13F filing for Q4 2022, filed 1 Feb 2023.