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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
-4.62%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$860M
AUM Growth
-$102M
Cap. Flow
-$215M
Cap. Flow %
-25.01%
Top 10 Hldgs %
63.26%
Holding
333
New
29
Increased
99
Reduced
150
Closed
33

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.64M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.67M
3
WMT icon
Walmart Inc
WMT
+$720K
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$678K
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$660K

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$121M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$34.9M
3
TGT icon
Target
TGT
+$32.4M
4
AAPL icon
Apple
AAPL
+$2.63M
5
MBB icon
iShares MBS ETF
MBB
+$2.47M

Sector Composition

Rank Sector Weight
1 Miscellaneous 63.46%
2 Technology 10.06%
3 Consumer Staples 9.59%
4 Healthcare 4.13%
5 Financials 4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPC icon
226
Genuine Parts
GPC
$18B
$268K 0.03%
+1,792
New +$271K
IJJ icon
227
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.5B
$267K 0.03%
2,966
– –
PANW icon
228
Palo Alto Networks
PANW
$307B
$267K 0.03%
3,264
+516
+19% +$44.7K
XLK icon
229
State Street Technology Select Sector SPDR ETF
XLK
$120B
$267K 0.03%
4,492
-1,144
-20% -$78.1K
ICE icon
230
Intercontinental Exchange
ICE
$86.5B
$265K 0.03%
2,931
+402
+16% +$40.3K
VO icon
231
Vanguard Morningstar Mid-Cap ETF
VO
$104B
$265K 0.03%
+5,648
New +$295K
TEL icon
232
TE Connectivity
TEL
$58.5B
$264K 0.03%
+2,390
New +$297K
ADI icon
233
Analog Devices
ADI
$175B
$263K 0.03%
+1,887
New +$298K
AOM icon
234
iShares Core Moderate Allocation ETF
AOM
$1.77B
$263K 0.03%
7,196
– –
SPEM icon
235
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.4B
$261K 0.03%
4,405
-521
-11% -$17.7K
FLOT icon
236
iShares Floating Rate Bond ETF
FLOT
$10.8B
$258K 0.03%
5,134
-46
-0.9% -$2.31K
MBB icon
237
iShares MBS ETF
MBB
$38.9B
$258K 0.03%
2,773
-25,446
-90% -$2.47M
VONG icon
238
Vanguard Russell 1000 Growth ETF
VONG
$45.1B
$257K 0.03%
4,740
-227
-5% -$13.7K
GILD icon
239
Gilead Sciences
GILD
$183B
$255K 0.03%
4,140
+445
+12% +$28.1K
IWR icon
240
iShares Russell Mid-Cap ETF
IWR
$55B
$254K 0.03%
4,087
-1,028
-20% -$70.7K
ES icon
241
Eversource Energy
ES
$25.6B
$251K 0.03%
3,219
-1,428
-31% -$126K
GM icon
242
General Motors
GM
$74B
$251K 0.03%
+7,824
New +$287K
D icon
243
Dominion Energy
D
$55.9B
$247K 0.03%
3,577
+268
+8% +$21.6K
A icon
244
Agilent Technologies
A
$43.3B
$246K 0.03%
+2,026
New +$260K
DXCM icon
245
DexCom
DXCM
$33B
$246K 0.03%
3,056
+162
+6% +$13.7K
SLB icon
246
SLB Ltd
SLB
$77.6B
$246K 0.03%
6,841
+246
+4% +$8.92K
TECH icon
247
Bio-Techne
TECH
$11.3B
$246K 0.03%
3,468
+76
+2% +$6.57K
EPAM icon
248
EPAM Systems
EPAM
$6.04B
$245K 0.03%
+676
New +$259K
USB icon
249
US Bancorp
USB
$93.1B
$245K 0.03%
6,075
-3,030
-33% -$140K
PH icon
250
Parker-Hannifin
PH
$116B
$244K 0.03%
1,008
+2
+0.2% +$541
8 9
10
11 12

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DTC
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NPT
National Philanthropic Trust Jenkintown, Pennsylvania $6.92B AUM 24.7% 1-Year Est. Return
RCWMU
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EWM
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CA
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CI
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JSSH
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NorthRock Partners's Q3 2022 Portfolio in Review

As of Q3 2022, NorthRock Partners held 333 positions worth $860M, down 11% from $962M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

NorthRock Partners withdrew a net $215M in Q3 2022, closing 33 positions and reducing 150 holdings. Its most notable exit was Schwab 1000 Index ETF, an estimated $1.28M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, up from 61% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, NorthRock Partners opened a new position in iShares Preferred and Income Securities ETF worth $2.52M.

  • NorthRock Partners's largest Q3 2022 buy was iShares Preferred and Income Securities ETF: 79,560 shares worth $2.52M.
  • NorthRock Partners added most to iShares MSCI EAFE ETF in Q3 2022, an estimated $4.64M increase.
  • NorthRock Partners's biggest Q3 2022 reduction was Alphabet (Google) Class A, cutting an estimated $121M.
  • NorthRock Partners fully exited Schwab 1000 Index ETF in Q3 2022, selling an estimated $1.28M.
  • NorthRock Partners's ten largest holdings make up 63% of its $860M portfolio in Q3 2022.
  • NorthRock Partners opened 29 new positions and closed 33 in Q3 2022.
  • NorthRock Partners's portfolio value fell 11% quarter-over-quarter to $860M.

Based on NorthRock Partners's 13F filing for Q3 2022, filed 2 Nov 2022.