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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+9.72%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.33B
AUM Growth
+$112M
Cap. Flow
+$21.7M
Cap. Flow %
1.62%
Top 10 Hldgs %
64.95%
Holding
366
New
85
Increased
169
Reduced
62
Closed
29

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.35M
2
AAPL icon
Apple
AAPL
+$2.6M
3
MSFT icon
Microsoft
MSFT
+$2.02M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$1.98M
5
PEP icon
PepsiCo
PEP
+$1.29M

Top Sells

Rank Stock Value
1
QCLS
Q/C Technologies Inc
QCLS
+$9.75M
2
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$7.77M
3
TGT icon
Target
TGT
+$6.7M
4
AMP icon
Ameriprise Financial
AMP
+$4.14M
5
IBM icon
IBM
IBM
+$1.51M

Sector Composition

Rank Sector Weight
1 Consumer Staples 10.79%
2 Technology 9.43%
3 Financials 3.71%
4 Healthcare 3.68%
5 Consumer Discretionary 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FISV
226
Fiserv Inc
FISV
$29.7B
$330K 0.02%
+3,182
New +$329K
DIAL icon
227
Columbia Diversified Fixed Income Allocation ETF
DIAL
$386M
$328K 0.02%
15,400
– –
UBER icon
228
Uber
UBER
$145B
$328K 0.02%
7,812
-8,954
-53% -$386K
VB icon
229
Vanguard Morningstar Small-Cap ETF
VB
$78.9B
$327K 0.02%
1,448
+505
+54% +$115K
EPD icon
230
Enterprise Products Partners
EPD
$83.7B
$325K 0.02%
14,805
-2,440
-14% -$54.7K
OTIS icon
231
Otis Worldwide
OTIS
$27.9B
$325K 0.02%
3,732
+261
+8% +$21.8K
RSP icon
232
Invesco S&P 500 Equal Weight ETF
RSP
$97.3B
$322K 0.02%
1,976
+778
+65% +$123K
APD icon
233
Air Products & Chemicals
APD
$65.5B
$321K 0.02%
+1,056
New +$310K
EFX icon
234
Equifax
EFX
$22B
$319K 0.02%
1,089
+139
+15% +$38.7K
FTNT icon
235
Fortinet
FTNT
$112B
$318K 0.02%
+4,425
New +$291K
SCHO icon
236
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$316K 0.02%
+12,432
New +$317K
BALL icon
237
Ball Corp
BALL
$17.5B
$315K 0.02%
3,275
+542
+20% +$50.1K
LRCX icon
238
Lam Research
LRCX
$316B
$315K 0.02%
+4,380
New +$275K
STZ icon
239
Constellation Brands
STZ
$22.5B
$308K 0.02%
1,229
+167
+16% +$38.1K
GD icon
240
General Dynamics
GD
$103B
$302K 0.02%
1,448
+71
+5% +$14.3K
VO icon
241
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$302K 0.02%
4,740
+2,072
+78% +$130K
USMV icon
242
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
$300K 0.02%
+3,704
New +$287K
WM icon
243
Waste Management
WM
$95B
$300K 0.02%
1,799
+285
+19% +$45.8K
XLK icon
244
State Street Technology Select Sector SPDR ETF
XLK
$109B
$299K 0.02%
3,438
-550
-14% -$45.3K
IAU icon
245
iShares Gold Trust
IAU
$62.8B
$297K 0.02%
+8,535
New +$292K
IYF icon
246
iShares US Financials ETF
IYF
$4.65B
$295K 0.02%
3,398
– –
AEP icon
247
American Electric Power
AEP
$70.4B
$292K 0.02%
3,280
+43
+1% +$3.63K
NCLH icon
248
Norwegian Cruise Line
NCLH
$9.53B
$292K 0.02%
14,074
+218
+2% +$5.21K
STL
249
DELISTED
Sterling Bancorp
STL
$289K 0.02%
11,210
– –
FITB
250
Fifth Third Bancorp
FITB
$51.3B
$287K 0.02%
+6,582
New +$288K
8 9
10
11 12

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2021 Portfolio in Review

As of Q4 2021, NorthRock Partners held 366 positions worth $1.33B, up 9.1% from $1.22B the previous quarter. Its ten largest holdings account for 65% of the portfolio.

NorthRock Partners's Q4 2021 filing shows 85 new, 169 increased, 62 reduced and 29 closed positions. Its largest new stake was State Street SPDR Portfolio Developed World ex-US ETF: 23,966 shares worth $874K. The largest sale was Q/C Technologies Inc, an estimated $9.75M.

By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, down from 11% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q4 2021 buy was State Street SPDR Portfolio Developed World ex-US ETF: 23,966 shares worth $874K.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2021, an estimated $5.35M increase.
  • NorthRock Partners's biggest Q4 2021 reduction was JPMorgan Ultra-Short Income ETF, cutting an estimated $7.77M.
  • NorthRock Partners fully exited Q/C Technologies Inc in Q4 2021, selling an estimated $9.75M.
  • NorthRock Partners's ten largest holdings make up 65% of its $1.33B portfolio in Q4 2021.
  • NorthRock Partners opened 85 new positions and closed 29 in Q4 2021.
  • NorthRock Partners's portfolio value rose 9.1% quarter-over-quarter to $1.33B.

Based on NorthRock Partners's 13F filing for Q4 2021, filed 7 Feb 2022.