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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-0.84%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.22B
AUM Growth
+$26.2M
Cap. Flow
+$11.6M
Cap. Flow %
0.94%
Top 10 Hldgs %
64.43%
Holding
295
New
37
Increased
143
Reduced
77
Closed
13

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$12.7M
2
ESTA icon
Establishment Labs
ESTA
+$2.87M
3
MSFT icon
Microsoft
MSFT
+$2.19M
4
AMZN icon
Amazon
AMZN
+$2.02M
5
AAPL icon
Apple
AAPL
+$2.02M

Top Sells

Rank Stock Value
1
TGT icon
Target
TGT
+$20.2M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$3.85M
3
NVDA icon
NVIDIA
NVDA
+$3.11M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.14M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.52M

Sector Composition

Rank Sector Weight
1 Consumer Staples 11.33%
2 Technology 8.8%
3 Financials 4.06%
4 Healthcare 3.35%
5 Consumer Discretionary 2.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSK icon
226
FS KKR Capital
FSK
$2.96B
$274K 0.02%
12,447
+613
+5% +$13.5K
WAT icon
227
Waters Corp
WAT
$37B
$274K 0.02%
768
+3
+0.4% +$1.18K
BNTX icon
228
BioNTech
BNTX
$22.9B
$273K 0.02%
1,000
– –
NSC icon
229
Norfolk Southern
NSC
$75.4B
$272K 0.02%
1,136
+344
+43% +$88.2K
AMT icon
230
American Tower
AMT
$80.8B
$271K 0.02%
+973
New +$277K
GD icon
231
General Dynamics
GD
$104B
$270K 0.02%
1,377
+288
+26% +$56.4K
HAL icon
232
Halliburton
HAL
$26.9B
$269K 0.02%
12,464
+1,808
+17% +$37K
VCEL icon
233
Vericel Corp
VCEL
$2.35B
$267K 0.02%
5,474
+6
+0.1% +$311
AEP icon
234
American Electric Power
AEP
$69.6B
$263K 0.02%
3,237
+581
+22% +$50.7K
AEO icon
235
American Eagle Outfitters
AEO
$2.88B
$258K 0.02%
+10,000
New +$318K
SYY icon
236
Sysco
SYY
$40.8B
$256K 0.02%
3,255
+541
+20% +$41.3K
IJH icon
237
iShares Core S&P Mid-Cap ETF
IJH
$122B
$253K 0.02%
4,805
-360
-7% -$19.4K
DEM icon
238
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.9B
$252K 0.02%
5,468
-11,516
-68% -$516K
INTU icon
239
Intuit
INTU
$86.5B
$252K 0.02%
+468
New +$252K
PWB icon
240
Invesco Large Cap Growth ETF
PWB
$2.29B
$250K 0.02%
3,380
– –
SCHG icon
241
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$247K 0.02%
13,328
+664
+5% +$12.6K
ATRC icon
242
AtriCure
ATRC
$1.92B
$246K 0.02%
3,536
+43
+1% +$3.31K
BALL icon
243
Ball Corp
BALL
$17.3B
$246K 0.02%
+2,733
New +$242K
EFX icon
244
Equifax
EFX
$20.3B
$241K 0.02%
+950
New +$247K
ELV icon
245
Elevance Health
ELV
$81.5B
$240K 0.02%
+568
New +$216K
VB icon
246
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$240K 0.02%
943
+36
+4% +$8K
GAB icon
247
Gabelli Equity Trust
GAB
$1.75B
$239K 0.02%
36,000
– –
VO icon
248
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$239K 0.02%
+2,668
New +$161K
PNR icon
249
Pentair
PNR
$10.4B
$236K 0.02%
3,251
+185
+6% +$13.8K
DFS
250
DELISTED
Discover Financial Services
DFS
$235K 0.02%
+1,912
New +$240K
8 9
10
11 12

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q3 2021 Portfolio in Review

As of Q3 2021, NorthRock Partners held 295 positions worth $1.22B, up 2.2% from $1.2B the previous quarter. Its ten largest holdings account for 64% of the portfolio.

NorthRock Partners's Q3 2021 filing shows 37 new, 143 increased, 77 reduced and 13 closed positions. Its largest new stake was Stitch Fix: 15,784 shares worth $631K. The largest sale was Target, an estimated $20.2M.

By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, down from 14% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q3 2021 buy was Stitch Fix: 15,784 shares worth $631K.
  • NorthRock Partners added most to JPMorgan Ultra-Short Income ETF in Q3 2021, an estimated $12.7M increase.
  • NorthRock Partners's biggest Q3 2021 reduction was Target, cutting an estimated $20.2M.
  • NorthRock Partners fully exited Mandiant, Inc. Common Stock in Q3 2021, selling an estimated $704K.
  • NorthRock Partners's ten largest holdings make up 64% of its $1.22B portfolio in Q3 2021.
  • NorthRock Partners opened 37 new positions and closed 13 in Q3 2021.
  • NorthRock Partners's portfolio value rose 2.2% quarter-over-quarter to $1.22B.

Based on NorthRock Partners's 13F filing for Q3 2021, filed 12 Nov 2021.