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NorthRock Partners Portfolio holdings
AUM
$6.89B
1-Year Est. Return
19.83%
This Fund
S&P 500
This Quarter
Est. Return
+8.58%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$947M
AUM Growth
+$213M
(+29%)
Cap. Flow
+$113M
Cap. Flow
% of AUM
11.93%
Top 10 Holdings %
Top 10 Hldgs %
46.15%
Holding
297
New
90
Increased
116
Reduced
73
Closed
17
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$34.6M |
| 2 |
Mondelez International
MDLZ
|
+$32.5M |
| 3 |
iShares MSCI EAFE Value ETF
EFV
|
+$19.3M |
| 4 |
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
|
+$19.3M |
| 5 |
Apple
AAPL
|
+$15.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard High Dividend Yield ETF
VYM
|
+$25M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$16.9M |
| 3 |
HDV
iShares Core High Dividend ETF
HDV
|
+$16.1M |
| 4 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$14.2M |
| 5 |
Vanguard FTSE All-World ex-US ETF
VEU
|
+$11.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 64.3% |
| 2 | Consumer Staples | 15.63% |
| 3 | Technology | 5.84% |
| 4 | Financials | 3.37% |
| 5 | Healthcare | 2.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
EFR
226
Eaton Vance Senior Floating-Rate Fund
EFR
$306M
| $260K | 0.03% |
+19,188
| New | +$250K |
|
227
Lamar Advertising Co
LAMR
$15B
| $259K | 0.03% |
+2,902
| New | +$243K |
|
228
Constellation Brands
STZ
$21B
| $252K | 0.03% |
+1,328
| New | +$251K |
|
229
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
| $250K | 0.03% |
4,669
+10
| +0.2% | +$535 |
|
230
ResMed
RMD
$32.9B
| $241K | 0.03% |
1,555
+45
| +3% | +$6.49K |
|
231
Yum! Brands
YUM
$37.6B
| $239K | 0.03% |
+2,373
| New | +$246K |
|
232
Realty Income
O
$54.1B
| $237K | 0.03% |
+3,322
| New | +$247K |
|
|
STL
233
DELISTED
Sterling Bancorp
STL
| $235K | 0.02% |
+11,148
| New | +$227K |
|
234
Nuveen AMT-Free Municipal Value Fund
NUW
$237M
| $234K | 0.02% |
+14,436
| New | +$241K |
|
235
British American Tobacco
BTI
$121B
| $229K | 0.02% |
+5,393
| New | +$203K |
|
236
Vanguard Total World Stock ETF
VT
$80.3B
| $229K | 0.02% |
149
-3,808
| -96% | -$296K |
|
237
Northrop Grumman
NOC
$75.4B
| $226K | 0.02% |
657
-209
| -24% | -$73.5K |
|
238
Gabelli Equity Trust
GAB
$1.89B
| $219K | 0.02% |
+36,788
| New | +$218K |
|
239
Booking.com
BKNG
$129B
| $216K | 0.02% |
+2,625
| New | +$206K |
|
240
Fortive
FTV
$16.7B
| $213K | 0.02% |
+4,421
| New | +$200K |
|
241
iShares Gold Trust
IAU
$63.3B
| $213K | 0.02% |
7,345
-1,297
| -15% | -$36.8K |
|
242
Kimco Realty
KIM
$15.2B
| $213K | 0.02% |
+10,285
| New | +$216K |
|
243
Equinix
EQIX
$100B
| $211K | 0.02% |
+361
| New | +$203K |
|
244
iShares MSCI EAFE ETF
EFA
$77.6B
| $210K | 0.02% |
3,024
-1,376
| -31% | -$92.9K |
|
245
KLA
KLAC
$219B
| $210K | 0.02% |
+11,790
| New | +$198K |
|
246
Conagra Brands
CAG
$7.29B
| $209K | 0.02% |
+6,104
| New | +$177K |
|
247
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.72B
| $208K | 0.02% |
+4,348
| New | +$204K |
|
248
Unilever
UL
$134B
| $208K | 0.02% |
+3,234
| New | +$215K |
|
|
JPS
249
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $208K | 0.02% |
+20,738
| New | +$208K |
|
|
CEM
250
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
| $207K | 0.02% |
3,677
-6,749
| -65% | -$362K |
|
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NorthRock Partners's Q4 2019 Portfolio in Review
As of Q4 2019, NorthRock Partners held 297 positions worth $947M, up 29% from $734M the previous quarter. Its ten largest holdings account for 46% of the portfolio.
NorthRock Partners deployed $113M of net new capital in Q4 2019, opening 90 new positions and adding to 116 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 High Dividend ETF: 499,518 shares worth $19.7M.
By sector, the portfolio is most concentrated in Miscellaneous at 64% of assets, down from 73% a quarter earlier, followed by Consumer Staples and Technology.
On the sell side, the largest reduction was Vanguard High Dividend Yield ETF, an estimated $25M trimmed.
- NorthRock Partners's largest Q4 2019 buy was State Street SPDR Portfolio S&P 500 High Dividend ETF: 499,518 shares worth $19.7M.
- NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $34.6M increase.
- NorthRock Partners's biggest Q4 2019 reduction was Vanguard High Dividend Yield ETF, cutting an estimated $25M.
- NorthRock Partners fully exited FS KKR Capital in Q4 2019, selling an estimated $6.75M.
- NorthRock Partners's ten largest holdings make up 46% of its $947M portfolio in Q4 2019.
- NorthRock Partners opened 90 new positions and closed 17 in Q4 2019.
- NorthRock Partners's portfolio value rose 29% quarter-over-quarter to $947M.
Based on NorthRock Partners's 13F filing for Q4 2019, filed 12 Feb 2020.