SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

38 hedge funds and large institutions have $53.7M invested in Sprott Physical Platinum and Palladium Trust in 2014 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 6 increasing their positions, 13 reducing their positions, and 9 closing their positions.

Holders
38
Holders Change
-4
Holders Change %
-9.52%
% of All Funds
1.01%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
6
Increased
6
Reduced
13
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Weiss Asset Management
Massachusetts
$4.59M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$6.67M
3
VF
3
Virtu Financial
New York
$12.1M
4
BWP
4
BSW Wealth Partners
Colorado
$98K
5
Wells Fargo
5
Wells Fargo
California
$123K

Top Sellers

1
PAMP
1
Polar Asset Management Partners
Ontario, Canada
$11.8M
2
PWP
2
Private Wealth Partners
California
$0
3
LPL Financial
3
LPL Financial
California
$495K
4
Teacher Retirement System of Texas
4
Teacher Retirement System of Texas
Texas
$6.33M
5
RJA
5
Raymond James & Associates
Florida
$2.54M
Name Market Value Shares Shares
Change 		Shares
Change %
ISL
26
Ingalls & Snyder LLC
New York
$86K 10,000 – –
UBS Group
27
UBS Group
Switzerland
$86K 9,987 +9,987 New
Creative Planning
28
Creative Planning
Kansas
$54K 6,300 -200 -3%
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$43K 5,000 – –
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$21K 2,473 -3,327 -57%
BCMIO
31
Beacon Capital Management Inc (Ohio)
Ohio
$11K 1,250 – –
CTC
32
Central Trust Company
Missouri
$7K 800 – –
MFS
33
MSI Financial Services
Massachusetts
$5K 525 -500 -49%
CAPTRUST Financial Advisors
34
CAPTRUST Financial Advisors
North Carolina
$5K 600 +600 New
Fifth Third Bancorp
35
Fifth Third Bancorp
Ohio
$4K 480 – –
AIG
36
American International Group
New York
$1.89K 218 – –
ED
37
Exane Derivatives
France
$1.86K 215 +215 New
BRWA
38
B. Riley Wealth Advisors
Florida
$87 10,000 – –
PWP
39
Private Wealth Partners
California
– – -201,950 Closed
LWM
40
LBA Wealth Management
Florida
– – -22,123 Closed
Citadel Advisors
41
Citadel Advisors
Florida
– – -11,510 Closed
US Bancorp
42
US Bancorp
Minnesota
– – -7,800 Closed
Bank of Montreal
43
Bank of Montreal
Ontario, Canada
– – -3,500 Closed
Ameriprise
44
Ameriprise
Minnesota
– – -2,178 Closed
S
45
SignatureFD
Georgia
– – -538 Closed
TCM
46
Tradewinds Capital Management
Washington
– – -400 Closed
BNP Paribas Financial Markets
47
BNP Paribas Financial Markets
France
– – -215 Closed
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