SPPP

Sprott Physical Platinum and Palladium Trust
SPPP

Overview Fund Activity

42 hedge funds and large institutions have $59.2M invested in Sprott Physical Platinum and Palladium Trust in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
42
Holders Change
+1
Holders Change %
+2.44%
% of All Funds
1.22%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
5
Increased
8
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
VF
Virtu Financial
New York
$12.2M
2
PAMP
Polar Asset Management Partners
Ontario, Canada
$16.5M
3
LPL Financial
LPL Financial
California
$1.6M
4
Jane Street
Jane Street
New York
$383K
5
LWM
LBA Wealth Management
Florida
$196K

Top Sellers

1
TAM
Tocqueville Asset Management
New York
$0
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$6.59M
3
PWP
Private Wealth Partners
California
$1.79M
4
Wells Fargo
Wells Fargo
California
$42K
5
SI
Sprott Inc
Ontario, Canada
$743K
Name Holding Trade Value Shares
Change 		Shares
Change %
BRWA
26
B. Riley Wealth Advisors
Florida
$89K +$89K +10,000 New
ISL
27
Ingalls & Snyder LLC
New York
$88K – – –
US Bancorp
28
US Bancorp
Minnesota
$69K – – –
Creative Planning
29
Creative Planning
Kansas
$58K +$6.25K +700 +12%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$51K +$38.7K +4,400 +314%
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$44K – – –
Wells Fargo
32
Wells Fargo
California
$42K -$308K -34,800 -88%
Bank of Montreal
33
Bank of Montreal
Ontario, Canada
$31K – – –
Ameriprise
34
Ameriprise
Minnesota
$19K -$20.9K -2,396 -52%
BCMIO
35
Beacon Capital Management Inc (Ohio)
Ohio
$11K – – –
MFS
36
MSI Financial Services
Massachusetts
$9K – – –
CTC
37
Central Trust Company
Missouri
$7K – – –
S
38
SignatureFD
Georgia
$5K – – –
TCM
39
Tradewinds Capital Management
Washington
$4K – – –
Fifth Third Bancorp
40
Fifth Third Bancorp
Ohio
$4K – – –
AIG
41
American International Group
New York
$1.93K -$7.08K -800 -79%
BNP Paribas Financial Markets
42
BNP Paribas Financial Markets
France
$1.9K -$139K -15,759 -99%
TAM
43
Tocqueville Asset Management
New York
– -$1.17M -115,400 Closed
Nomura Holdings
44
Nomura Holdings
Japan
– -$110K -10,866 Closed
PAG
45
Private Advisor Group
New Jersey
– -$108K -10,700 Closed
CAPTRUST Financial Advisors
46
CAPTRUST Financial Advisors
North Carolina
– -$3K -300 Closed
1
2