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SPE

Special Opportunities Fund
SPE

38 hedge funds and large institutions have $99.9M invested in Special Opportunities Fund in 2021 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 8 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 8

17% more capital invested

Capital invested by funds: $85.5M → $99.9M (+$14.5M)

10.69% more ownership

Funds ownership: 69.38% → 80.07% (+11%)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

10% less funds holding

Funds holding: 42 → 38 (-4)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

Holders
38
Holders Change
-4
Holders Change %
-9.52%
% of All Funds
0.67%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
4
Increased
14
Reduced
8
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RCM
Rivernorth Capital Management
Florida
+$14.8M
2
CL
CSS LLC
Illinois
+$2.9M
3
BBPWM
Blue Bell Private Wealth Management
Pennsylvania
+$2.43M
4
EP
EPIQ Partners
Minnesota
+$1.71M
5
SIA
SkyView Investment Advisors
New Jersey
+$774K

Top Sellers

Rank Fund Capital Flow
1
SFS
Shaker Financial Services
Virginia
-$3.86M
2
RVPG
Relative Value Partners Group
-$2.54M
3
LCM
Landscape Capital Management
New Jersey
-$2.44M
4
WAM
Wolverine Asset Management
Illinois
-$650K
5
CCP
Clough Capital Partners
Massachusetts
-$583K
Name Holding Trade Value Shares
Change 		Change in
Stake
SPIA
26
Steward Partners Investment Advisory
New York
$132K +$20K +1,346 +18%
UBS Group
27
UBS Group
Switzerland
$117K +$14.3K +965 +14%
CA
28
Crewe Advisors
Utah
$107K – – –
FIA
29
FNY Investment Advisers
New York
$76K – – –
GWM
30
Geneos Wealth Management
Colorado
$42K – – –
WWMSC
31
Wagner Wealth Management (South Carolina)
South Carolina
$39K – – –
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$38K -$163 -11 -0.4%
LC
33
Lindbrook Capital
California
$38K – – –
WC
34
Winmill & Co
New York
$31K – – –
JFA
35
JNBA Financial Advisors
Minnesota
$16K +$341 +23 +2%
CCC
36
Crescent Capital Consulting
Louisiana
$15K – – –
Bank of America
37
Bank of America
North Carolina
$14K – – –
TFM
38
TFC Financial Management
Massachusetts
$3K – – –
SFS
39
Shaker Financial Services
Virginia
– -$3.86M -266,359 Closed
WAM
40
Wolverine Asset Management
Illinois
– -$650K -44,864 Closed
CCP
41
Clough Capital Partners
Massachusetts
– -$583K -40,197 Closed
MAFM
42
Mid Atlantic Financial Management
Pennsylvania
– -$255K -17,586 Closed
ASN
43
Advisory Services Network
Georgia
– -$72K -4,980 Closed
1
2

SPE Hedge Fund Activity: Q3 2021 in Review

38 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Special Opportunities Fund (SPE) for Q3 2021, worth a combined $99.9M — up 17% from $85.5M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of SPE and 4 opened new positions — a net loss of 2 holders — while 8 trimmed existing stakes and 14 added.

The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $14.8M. The largest seller was Shaker Financial Services, exiting entirely with an estimated $3.86M sold.

  • 38 institutional investors held Special Opportunities Fund (SPE) as of Q3 2021, down from 42 in Q2 2021.
  • Funds reported $99.9M of Special Opportunities Fund stock for Q3 2021, up 17% quarter-over-quarter.
  • 4 funds opened new Special Opportunities Fund positions in Q3 2021 and 6 closed out, a net change of -2 holders.
  • The largest Special Opportunities Fund buyer in Q3 2021 was Rivernorth Capital Management, an estimated $14.8M added.
  • The largest Special Opportunities Fund seller in Q3 2021 was Shaker Financial Services, an estimated $3.86M sold.

Based on aggregated 13F filings for Q3 2021.