SOR

Source Capital
SOR

Overview Fund Activity

45 hedge funds and large institutions have $66.5M invested in Source Capital in 2019 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 15 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
45
Holders Change
-5
Holders Change %
-10%
% of All Funds
0.89%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
4
Increased
16
Reduced
15
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$7.95M
2
TJHA
2
Thomas J. Herzfeld Advisors
Florida
$3.06M
3
First Trust Advisors
3
First Trust Advisors
Illinois
$2.3M
4
Walleye Capital
4
Walleye Capital
New York
$434K
5
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$477K

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$4.91M
2
HighTower Advisors
2
HighTower Advisors
Illinois
$1.2M
3
Cohen & Steers
3
Cohen & Steers
New York
$0
4
CRC
4
Curi RMB Capital
Illinois
$0
5
Geode Capital Management
5
Geode Capital Management
Massachusetts
$2.24M
Name Holding Trade Value Shares
Change 		Shares
Change %
PNC Financial Services Group
26
PNC Financial Services Group
Pennsylvania
$370K – – –
BCM
27
Breiter Capital Management
Florida
$312K – – –
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$310K +$9.28K +240 +3%
AA
29
AQR Arbitrage
Connecticut
$304K +$9.38K +242 +3%
FAIM
30
Financial Advocates Investment Management
Washington
$282K -$22.8K -590 -7%
Walleye Trading
31
Walleye Trading
New York
$271K -$11.6K -300 -4%
BS
32
Boenning & Scattergood
Pennsylvania
$269K -$30K -775 -10%
WAM
33
Wolverine Asset Management
Illinois
$245K -$504K -13,034 -67%
GC
34
Guggenheim Capital
Illinois
$223K -$153K -3,959 -41%
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$99K +$13K +338 +15%
Lazard Asset Management
36
Lazard Asset Management
New York
$47K +$47K +1,227 New
AG
37
Advisor Group
Arizona
$45K +$42.3K +1,078 +1,540%
Citigroup
38
Citigroup
New York
$38K +$77 +2 +0.2%
PCG
39
Private Capital Group
Connecticut
$28K – – –
US Bancorp
40
US Bancorp
Minnesota
$28K – – –
TA
41
TFG Advisers
Michigan
$14K +$14K +378 New
BBPWM
42
Blue Bell Private Wealth Management
Pennsylvania
$12K +$12K +300 New
First Manhattan
43
First Manhattan
New York
$9K – – –
MRCM
44
M&R Capital Management
New Jersey
$2K – – –
JFGIW
45
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$2K – – –
Cohen & Steers
46
Cohen & Steers
New York
– -$1.01M -27,604 Closed
CRC
47
Curi RMB Capital
Illinois
– -$742K -20,315 Closed
Susquehanna International Group
48
Susquehanna International Group
Pennsylvania
– -$310K -8,485 Closed
MC
49
Matisse Capital
Oregon
– -$220K -6,020 Closed
QCIG
50
Quad-Cities Investment Group
Iowa
– -$156K -4,272 Closed
1
2
3