SOR

Source Capital
SOR

Overview Fund Activity

44 hedge funds and large institutions have $44.6M invested in Source Capital in 2017 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
44
Holders Change
-4
Holders Change %
-8.33%
% of All Funds
1.1%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
3
Increased
15
Reduced
13
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BI
1
Bulldog Investors
New Jersey
$7.19M
2
PC
2
Pecaut & Co
Iowa
$3.99M
3
SFS
3
Shaker Financial Services
Virginia
$6M
4
DADC
4
D.A. Davidson & Co
Montana
$1.77M
5
Ameriprise
5
Ameriprise
Minnesota
$1.58M

Top Sellers

1
MC
1
Matisse Capital
Oregon
$1.79M
2
Geode Capital Management
2
Geode Capital Management
Massachusetts
$1.24M
3
AGM
3
Alpine Global Management
New York
$0
4
RCM
4
Rivernorth Capital Management
Florida
$0
5
HFS
5
HL Financial Services
Kentucky
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$197K -$258K -6,409 -57%
BBPWM
27
Blue Bell Private Wealth Management
Pennsylvania
$164K -$25.9K -643 -14%
Morgan Stanley
28
Morgan Stanley
New York
$162K +$6.75K +168 +4%
Citigroup
29
Citigroup
New York
$73K -$457K -11,241 -86%
CAL
30
Capital Advisors Ltd
Ohio
$60K – – –
KTC
31
Kistler-Tiffany Companies
Pennsylvania
$54K -$27K -677 -33%
MRCM
32
M&R Capital Management
New Jersey
$42K – – –
MCM
33
Manchester Capital Management
Vermont
$41K +$41K +1,027 New
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$28K – – –
CB
35
Community Bank
New York
$11K – – –
IA
36
IFP Advisors
Florida
$11K – – –
First Manhattan
37
First Manhattan
New York
$10K – – –
DSC
38
Duncker Streett & Co
Missouri
$6K – – –
GWM
39
Geneos Wealth Management
Colorado
$4K – – –
AG
40
Advisor Group
Arizona
$3K – – –
JFGIW
41
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$2K – – –
RFA
42
Reilly Financial Advisors
California
$1K – – –
GRP
43
Global Retirement Partners
California
$1K +$1K +20 New
AGM
44
Alpine Global Management
New York
– -$766K -19,819 Closed
RCM
45
Rivernorth Capital Management
Florida
– -$683K -17,663 Closed
HFS
46
HL Financial Services
Kentucky
– -$596K -15,430 Closed
Invesco
47
Invesco
Georgia
– -$262K -6,781 Closed
HNB
48
Huntington National Bank
Ohio
– -$32K -836 Closed
Creative Planning
49
Creative Planning
Kansas
– -$25K -643 Closed
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