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Schwab U.S Small- Cap ETF
SCHA

227 hedge funds and large institutions have $762M invested in Schwab U.S Small- Cap ETF in 2015 Q4 according to their latest regulatory filings, with 35 funds opening new positions, 119 increasing their positions, 57 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

109% more repeat investments, than reductions

Existing positions increased: 119 | Existing positions reduced: 57

59% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 22

15% more capital invested

Capital invested by funds: $661M → $762M (+$101M)

6.72% more ownership

Funds ownership: 94.13% → 100.85% (+6.7%)

5% more funds holding

Funds holding: 217 → 227 (+10)

0% more funds holding in top 10

Funds holding in top 10: 25 → 25 (0)

33% less call options, than puts

Call options by funds: $285K | Put options by funds: $427K

Holders
227
Holders Change
+10
Holders Change %
+4.61%
% of All Funds
5.95%
Holding in Top 10
25
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.66%
New
35
Increased
119
Reduced
57
Closed
22
Calls
$285K
Puts
$427K
Net Calls
-$142K
Net Calls Change
-$1.49M

Top Buyers

1
CSIA
Charles Schwab Investment Advisory
California
+$44.5M
2
BO
BRR OpCo
Ohio
+$12.2M
3
Allianz Asset Management
Allianz Asset Management
Germany
+$9.77M
4
CCM
CWH Capital Management
Washington
+$5.22M
5
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services
Minnesota
+$5.02M

Top Sellers

1
FMP
Financial Management Professionals
Texas
-$17.9M
2
PFG
Piershale Financial Group
Illinois
-$14.8M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$8.3M
4
Mariner
Mariner
Kansas
-$5.11M
5
SHJ
Sharkey, Howes & Javer
Colorado
-$4.62M
Name Holding Trade Value Shares
Change 		Change in
Stake
CG
201
Colony Group
Massachusetts
$37K -$21.6K -1,616 -36%
IWMPD
202
Integrated Wealth Management (Palm Desert)
California
$36K +$427 +32 +1%
WOC
203
West Oak Capital
California
$31.9K +$12.4K +932 +61%
AP
204
Atwood & Palmer
Missouri
$24K – – –
PAI
205
Pittenger & Anderson Inc
Nebraska
$22K +$1.6K +120 +8%
NR
206
Newfound Research
Massachusetts
$21K +$21K +1,576 New
PFBT
207
Parkside Financial Bank & Trust
Missouri
$19K -$33.1K -2,480 -63%
MA
208
MUFG Americas
New York
$19K +$19.1K +1,432 New
PG
209
Patten Group
Tennessee
$16.9K +$17.3K +1,296 New
KTC
210
Kistler-Tiffany Companies
Pennsylvania
$16K – – –
WP
211
WealthPLAN Partners
Nebraska
$12.5K +$38.4K +2,880 New
PMFA
212
Plante Moran Financial Advisors
Michigan
$11K – – –
EWM
213
Evercore Wealth Management
New York
$11K +$11.5K +864 New
TSW
214
Thompson Siegel & Walmsley
Virginia
$10K – – –
TCM
215
TD Capital Management
Tennessee
$9K – – –
AFP
216
Ausdal Financial Partners
Iowa
$9K +$9.72K +728 New
SSB
217
Sandy Spring Bank
Maryland
$7K -$16.6K -1,240 -69%
VIA
218
Vantage Investment Advisors
Pennsylvania
$7K +$1.44K +108 +25%
HCM
219
Horrell Capital Management
Arkansas
$6K – – –
ASN
220
Advisory Services Network
Georgia
$2K -$5.34K -400 -70%
KCPG
221
Kavar Capital Partners Group
Kansas
$2K +$641 +48 +29%
RWM
222
RKL Wealth Management
Pennsylvania
$1.11K -$35K -2,624 -3%
SIM
223
Sonora Investment Management
Arizona
$1K – – –
WA
224
WBH Advisory
Maryland
$290 +$13.9K +1,044 +5%
PFG
225
Piershale Financial Group
Illinois
– -$14.8M -1,112,244 -100%
6 7 8
9
10

SCHA Hedge Fund Activity: Q4 2015 in Review

227 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q4 2015, worth a combined $762M — up 15% from $661M a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new SCHA positions and 22 closed out — a net gain of 13 holders — while 119 added to existing stakes and 57 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $44.5M. The largest seller was Financial Management Professionals, cutting an estimated $17.9M.

  • 227 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q4 2015, up from 217 in Q3 2015.
  • Funds reported $762M of Schwab U.S Small- Cap ETF stock for Q4 2015, up 15% quarter-over-quarter.
  • 35 funds opened new Schwab U.S Small- Cap ETF positions in Q4 2015 and 22 closed out, a net change of +13 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q4 2015 was Charles Schwab Investment Advisory, an estimated $44.5M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q4 2015 was Financial Management Professionals, an estimated $17.9M sold.

Based on aggregated 13F filings for Q4 2015.