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Schwab U.S Small- Cap ETF
SCHA

Overview Fund Activity

227 hedge funds and large institutions have $762M invested in Schwab U.S Small- Cap ETF in 2015 Q4 according to their latest regulatory filings, with 35 funds opening new positions, 119 increasing their positions, 57 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
227
Holders Change
+10
Holders Change %
+4.61%
% of All Funds
5.96%
Holding in Top 10
25
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.66%
New
35
Increased
119
Reduced
57
Closed
22
Calls
$285K
Puts
$427K
Net Calls
-$142K
Net Calls Change
-$1.49M

Top Buyers

1
CSIA
1
Charles Schwab Investment Advisory
California
$256M
2
BO
2
BRR OpCo
Ohio
$11.9M
3
Allianz Asset Management
3
Allianz Asset Management
Germany
$9.54M
4
CCM
4
CWH Capital Management
Washington
$10.3M
5
Wealth Enhancement Advisory Services
5
Wealth Enhancement Advisory Services
Minnesota
$21M

Top Sellers

1
FMP
1
Financial Management Professionals
Texas
$61K
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$465K
3
Mariner
3
Mariner
Kansas
$807K
4
SHJ
4
Sharkey, Howes & Javer
Colorado
$9.15M
5
SAM
5
Summit Asset Management
Tennessee
$660K
Name Holding Trade Value Shares
Change 		Shares
Change %
CG
201
Colony Group
Massachusetts
$37K -$21K -1,616 -36%
IWM
202
Integrated Wealth Management
California
$36K +$412 +32 +1%
WOC
203
West Oak Capital
California
$31.9K +$12.1K +932 +61%
AP
204
Atwood & Palmer
Missouri
$24K – – –
PAI
205
Pittenger & Anderson Inc
Nebraska
$22K +$1.54K +120 +8%
NR
206
Newfound Research
Massachusetts
$21K +$21K +1,576 New
PFBT
207
Parkside Financial Bank & Trust
Missouri
$19K -$32.5K -2,480 -63%
MA
208
MUFG Americas
New York
$19K +$19K +1,432 New
PG
209
Patten Group
Tennessee
$16.9K +$16.9K +1,296 New
KTC
210
Kistler-Tiffany Companies
Pennsylvania
$16K – – –
WP
211
WealthPLAN Partners
Nebraska
$12.5K +$12.5K +2,880 New
PMFA
212
Plante Moran Financial Advisors
Michigan
$11K – – –
EWM
213
Evercore Wealth Management
New York
$11K +$11K +864 New
TSW
214
Thompson Siegel & Walmsley
Virginia
$10K – – –
TCM
215
TD Capital Management
Tennessee
$9K – – –
AFP
216
Ausdal Financial Partners
Iowa
$9K +$9K +728 New
SSB
217
Sandy Spring Bank
Maryland
$7K -$15.7K -1,240 -69%
VIA
218
Vantage Investment Advisors
Pennsylvania
$7K +$1.42K +108 +25%
HCM
219
Horrell Capital Management
Arkansas
$6K – – –
ASN
220
Advisory Services Network
Georgia
$2K -$4.76K -400 -70%
KCPG
221
Kavar Capital Partners Group
Kansas
$2K +$444 +48 +29%
RWM
222
RKL Wealth Management
Pennsylvania
$1.11K -$34 -2,624 -3%
SIM
223
Sonora Investment Management
Arizona
$1K – – –
WA
224
WBH Advisory
Maryland
$290 +$14 +1,044 +5%
KF
225
Krilogy Financial
Missouri
– -$1.36M -106,884 Closed
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