Sonora Investment Management’s Schwab U.S Small- Cap ETF SCHA Stock Holding History

Sonora Investment Management’s Portfolio SCHA Stock Details SCHA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	$34K	Buy	1,364 +800	+142%	+$20.3K	﹤0.01%	502
2021 Q2	$15K	Sell	564 -1,728	-75%	-$44.2K	﹤0.01%	641
2021 Q1	$57K	Buy	2,292 +1,440	+169%	+$35.4K	﹤0.01%	556
2020 Q4	$19K	Buy	852 +476	+127%	+$9.48K	﹤0.01%	954
2020 Q3	$6K	Sell	376 -24	-6%	-$413	﹤0.01%	1398
2020 Q2	$7K	Buy	400 +292	+270%	+$4.37K	﹤0.01%	1245
2020 Q1	$1K	Sell	108 -112	-51%	-$1.9K	﹤0.01%	1596
2019 Q4	$4K	Buy	220 +120	+120%	+$2.17K	﹤0.01%	1480
2019 Q3	$2K	Sell	100 -24	-19%	-$424	﹤0.01%	1569
2019 Q2	$2K	Buy	124 +24	+24%	+$424	﹤0.01%	1582
2019 Q1	$2K	Hold	100	–	–	﹤0.01%	1398
2018 Q4	$2K	Hold	100	–	–	﹤0.01%	1155
2018 Q3	$2K	Hold	100	–	–	﹤0.01%	1121
2018 Q2	$2K	Hold	100	–	–	﹤0.01%	1070
2018 Q1	$1.73K	Hold	100	–	–	﹤0.01%	1074
2017 Q4	$1.74K	Hold	100	–	–	﹤0.01%	1083
2017 Q3	$1.68K	Hold	100	–	–	﹤0.01%	1014
2017 Q2	$1.6K	Hold	100	–	–	﹤0.01%	915
2017 Q1	$1.57K	Hold	100	–	–	﹤0.01%	869
2016 Q4	$1.54K	Hold	100	–	–	﹤0.01%	782
2016 Q3	$1.44K	Sell	100 -584	-85%	-$8.28K	﹤0.01%	770
2016 Q2	$9.24K	Buy	684 +584	+584%	+$7.75K	﹤0.01%	608
2016 Q1	$1.33K	Hold	100	–	–	﹤0.01%	871
2015 Q4	$1K	Hold	100	–	–	﹤0.01%	756
2015 Q3	$1K	Buy	+100	New	+$1.38K	﹤0.01%	1059

Other funds holding SCHA

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

PCA

Personal Capital Advisors Redwood City, California $20.6B AUM 13.65% 1-Year Est. Return

SEI Investments Oaks, Pennsylvania $113B AUM 34.64% 1-Year Est. Return

Charles Schwab San Francisco, California $751B AUM 38.74% 1-Year Est. Return

Financial Engines Advisors Santa Clara, California $56.3B AUM 17.83% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Mercer Global Advisors Denver, Colorado $80.9B AUM 26.08% 1-Year Est. Return

Sonora Investment Management's SCHA Position: Q3 2021 in Review

Sonora Investment Management increased its Schwab U.S Small- Cap ETF (SCHA) stake by 142% in Q3 2021, buying an estimated $20.3K and bringing the position to 1,364 shares worth $34K. The position accounts for ﹤0.01% of the portfolio, ranked #502.

Sonora Investment Management first reported a position in SCHA in Q3 2015 and has held it in 25 quarters since. The position peaked at $57K in Q1 2021. 838 funds tracked by Wall St. Rank hold SCHA as of Q3 2021.

Sonora Investment Management held 1,364 shares of Schwab U.S Small- Cap ETF worth $34K as of Q3 2021.
Sonora Investment Management bought 800 Schwab U.S Small- Cap ETF shares in Q3 2021, an estimated $20.3K.
Schwab U.S Small- Cap ETF made up ﹤0.01% of Sonora Investment Management's portfolio in Q3 2021, its #502 holding.
Sonora Investment Management first reported a position in Schwab U.S Small- Cap ETF in Q3 2015 and has held it in 25 quarters since.
Sonora Investment Management's Schwab U.S Small- Cap ETF position peaked at $57K in Q1 2021.
838 funds tracked by Wall St. Rank held Schwab U.S Small- Cap ETF as of Q3 2021.

Based on Sonora Investment Management's 13F filing for Q3 2021, filed 12 Nov 2021.