Newfound Research’s Schwab U.S Small- Cap ETF SCHA Stock Holding History

Newfound Research’s Portfolio SCHA Stock Details SCHA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-1,576	Closed	-$21K	–	67
2015 Q4	$21K	Buy	+1,576	New	+$21K	0.03%	35

Other funds holding SCHA

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

HSA

HBK Sorce Advisory Erie, Pennsylvania $5.05B AUM 16.64% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

WCWM

Wooster Corthell Wealth Management Glastonbury, Connecticut $540M AUM 11.84% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

SWM

SVA Wealth Management Madison, Wisconsin $1.15B AUM 22.3% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RBA

Richard Bernstein Advisors New York $3.45B AUM 16.24% 1-Year Est. Return

Newfound Research's SCHA Position: Q1 2016 in Review

Newfound Research sold out of Schwab U.S Small- Cap ETF (SCHA) in Q1 2016, closing a stake of 1,576 shares — an estimated $21K sold.

Newfound Research first reported a position in SCHA in Q4 2015 and held it in 1 quarter. The position peaked at $21K in Q4 2015. 236 funds tracked by Wall St. Rank hold SCHA as of Q1 2016.

Newfound Research reported no remaining Schwab U.S Small- Cap ETF position as of Q1 2016 after selling out during the quarter.
Newfound Research sold 1,576 Schwab U.S Small- Cap ETF shares in Q1 2016, an estimated $21K.
Newfound Research first reported a position in Schwab U.S Small- Cap ETF in Q4 2015 and held it in 1 quarter.
Newfound Research's Schwab U.S Small- Cap ETF position peaked at $21K in Q4 2015.
236 funds tracked by Wall St. Rank held Schwab U.S Small- Cap ETF as of Q1 2016.

Based on Newfound Research's 13F filing for Q1 2016, filed 11 May 2016.