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Schwab U.S Small- Cap ETF

217 hedge funds and large institutions have $661M invested in Schwab U.S Small- Cap ETF in 2015 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 112 increasing their positions, 61 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

466% more call options, than puts

Call options by funds: $1.64M | Put options by funds: $290K

84% more repeat investments, than reductions

Existing positions increased: 112 | Existing positions reduced: 61

25% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 16

4% more funds holding in top 10

Funds holding in top 10: 2425 (+1)

3.49% more ownership

Funds ownership: 90.64%94.13% (+3.5%)

2% more funds holding

Funds holding: 213217 (+4)

2% less capital invested

Capital invested by funds: $672M → $661M (-$10.7M)

Holders
217
Holders Change
+4
Holders Change %
+1.88%
% of All Funds
6.06%
Holding in Top 10
25
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+4.17%
% of All Funds
0.7%
New
20
Increased
112
Reduced
61
Closed
16
Calls
$1.64M
Puts
$290K
Net Calls
+$1.35M
Net Calls Change
+$736K
Name Holding Trade Value Shares
Change
Change in
Stake
PMFA
201
Plante Moran Financial Advisors
Michigan
$11K
RCG
202
Ruggie Capital Group
Florida
$11K +$6.11K +444 +125%
BCM
203
Brookstone Capital Management
Illinois
$10K -$5.62K -408 -34%
TSW
204
Thompson Siegel & Walmsley
Virginia
$10K
TCM
205
TD Capital Management
Tennessee
$9K
ASN
206
Advisory Services Network
Georgia
$7K
RIA
207
Regal Investment Advisors
Michigan
$6K
HCM
208
Horrell Capital Management
Arkansas
$6K +$4.74K +344 +269%
VIA
209
Vantage Investment Advisors
Pennsylvania
$5K
SIG
210
Stanford Investment Group
California
$5K +$55 +4 +1%
JIC
211
Joel Isaacson & Co
New York
$3K +$2.86K +208 New
KCPG
212
Kavar Capital Partners Group
Kansas
$2K
SIM
213
Sonora Investment Management
Arizona
$1K +$1.38K +100 New
PP
214
Pension Partners
New York
-$5.68M -395,752 Closed
ACM
215
Avalon Capital Management
California
-$1.39M -96,876 Closed
TH
216
Timber Hill
Connecticut
-$431K -30,008 Closed
HIMC
217
Heritage Investors Management Corp
Maryland
-$308K -21,444 Closed
LS
218
Lattice Strategies
Pennsylvania
-$281K -19,560 Closed
TF
219
Trutina Financial
Washington
-$242K -16,832 Closed
CAM
220
Cubic Asset Management
Massachusetts
-$210K -14,600 Closed
WF
221
WealthTrust Fairport
Ohio
-$208K -14,472 Closed
PIM
222
Penobscot Investment Management
Massachusetts
-$207K -14,432 Closed
NFG
223
Nadler Financial Group
Illinois
-$206K -14,304 Closed
FANJ
224
Financial Architects (New Jersey)
New Jersey
-$157K -10,956 Closed
Chevy Chase Trust
225
Chevy Chase Trust
Maryland
-$108K -7,500 Closed

SCHA Hedge Fund Activity: Q3 2015 in Review

217 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Schwab U.S Small- Cap ETF (SCHA) for Q3 2015, worth a combined $661M — down 1.6% from $672M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new SCHA positions and 16 closed out — a net gain of 4 holders — while 112 added to existing stakes and 61 trimmed.

The largest buyer was Charles Schwab Investment Advisory, adding an estimated $26.2M. The largest seller was United Capital Financial Advisors, cutting an estimated $6.1M.

  • 217 institutional investors held Schwab U.S Small- Cap ETF (SCHA) as of Q3 2015, up from 213 in Q2 2015.
  • Funds reported $661M of Schwab U.S Small- Cap ETF stock for Q3 2015, down 1.6% quarter-over-quarter.
  • 20 funds opened new Schwab U.S Small- Cap ETF positions in Q3 2015 and 16 closed out, a net change of +4 holders.
  • The largest Schwab U.S Small- Cap ETF buyer in Q3 2015 was Charles Schwab Investment Advisory, an estimated $26.2M added.
  • The largest Schwab U.S Small- Cap ETF seller in Q3 2015 was United Capital Financial Advisors, an estimated $6.1M sold.

Based on aggregated 13F filings for Q3 2015.